-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UX/c4rafDoXOO5Yh6pVM5ctD3iAxHqQON1e/hE5P5Y4j2u8mANRgDAxk8DnXoOQ1 98HbPR8uCTCMC5FKUXJYmQ== 0001140361-09-013667.txt : 20090601 0001140361-09-013667.hdr.sgml : 20090601 20090601190452 ACCESSION NUMBER: 0001140361-09-013667 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090528 FILED AS OF DATE: 20090601 DATE AS OF CHANGE: 20090601 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHERN UNION CO CENTRAL INDEX KEY: 0000203248 STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS TRANSMISSION [4922] IRS NUMBER: 750571592 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5444 WESTHEIMER RD CITY: HOUSTON STATE: TX ZIP: 77056-5306 BUSINESS PHONE: (713) 989-2000 MAIL ADDRESS: STREET 1: 5444 WESTHEIMER RD CITY: HOUSTON STATE: TX ZIP: 77056-5306 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROUNTREE GEORGE III CENTRAL INDEX KEY: 0001184005 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06407 FILM NUMBER: 09866404 MAIL ADDRESS: STREET 1: C/O SOUTHERN UNION CO STREET 2: 5444 WESTHEIMER ROAD CITY: HOUSTON STATE: TX ZIP: 77056 4 1 doc1.xml FORM 4 X0303 4 2009-05-28 0 0000203248 SOUTHERN UNION CO SUG 0001184005 ROUNTREE GEORGE III C/O SOUTHERN UNION COMPANY 5444 WESTHEIMER ROAD HOUSTON TX 77056-5306 1 0 0 0 Common Stock 2009-05-28 4 A 0 1000 A 69954 D Common Stock 40485.281 I Directors' Deferred Compensation Plan Common Stock 6840.65 I Owned by Spouse Stock Options (right to purchase) 16.98 2009-05-28 4 A 0 14815 A 2019-05-28 Common Stock 14815 14815 D The award of restricted shares was approved by the Board of Directors (the "Board") on May 28, 2009 ("Grant Date 2009"), upon a recommendation by the Compensation Committee and pursuant to the Southern Union Company Second Amended and Restated 2003 Stock and Incentive Plan(the "Plan").The restrictions on the shares associated with this award expire on January 4, 2010. This information concerns shares held under the Issuer's Directors? Deferred Compensation Plan. This report reflects shares purchased for the plan by the plan trustee, at the sole discretion of the trustee, at such prices as were available on the open market at the time of such purchases. Information reported herein is based on a plan statement for the period ended December 31, 2008. The Reporting Person disclaims beneficial interest in these shares except to the extent of his pecuniary interest therein. Upon a recommendation by the Compensation Committee, the Company's Board approved an award of stock options pursuant to the Company's Plan. The stock options were awarded at an exercise price of $16.98 per share, which is equal to the closing price on Grant Date 2009. The options awarded will vest in full on January 4, 2010 and will remain exerciseable until the tenth anniversary of Grant Date 2009. The vesting of the options will be accelerated in the event of (i) a change of control of the Company or (ii)the death or disability of the Reporting Person. Robert M. Kerrigan, III for George Rountree, III 2009-06-01 -----END PRIVACY-ENHANCED MESSAGE-----