-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Bnm93WBTNH+dc+1VV8QRAgZoQQ8oT3t4nemzdlL/CzxfWr4nN3dNm3IAu6C64vsT OIXljYOkvTunUCbEvR+rxQ== 0001140361-09-013666.txt : 20090601 0001140361-09-013666.hdr.sgml : 20090601 20090601190330 ACCESSION NUMBER: 0001140361-09-013666 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090528 FILED AS OF DATE: 20090601 DATE AS OF CHANGE: 20090601 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McCarter Thomas N III CENTRAL INDEX KEY: 0001315247 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06407 FILM NUMBER: 09866403 MAIL ADDRESS: STREET 1: C/O SOUTHERN UNION COMPANY STREET 2: 5444 WESTHEIMER ROAD CITY: HOUSTON STATE: TX ZIP: 18711 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHERN UNION CO CENTRAL INDEX KEY: 0000203248 STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS TRANSMISSION [4922] IRS NUMBER: 750571592 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5444 WESTHEIMER RD CITY: HOUSTON STATE: TX ZIP: 77056-5306 BUSINESS PHONE: (713) 989-2000 MAIL ADDRESS: STREET 1: 5444 WESTHEIMER RD CITY: HOUSTON STATE: TX ZIP: 77056-5306 4 1 doc1.xml FORM 4 X0303 4 2009-05-28 0 0000203248 SOUTHERN UNION CO SUG 0001315247 McCarter Thomas N III C/O SOUTHERN UNION COMPANY 5444 WESTHEIMER ROAD HOUSTON TX 77056-5306 1 0 0 0 Common Stock 2009-05-28 4 A 0 1000 A 23000 D Stock Options (right to purchase) 16.98 2009-05-28 4 A 0 14815 A 2019-05-28 Common Stock 14815 14815 D The award of restricted shares was approved by the Board of Directors (the "Board") on May 28, 2009 ("Grant Date 2009"), upon a recommendation by the Compensation Committee and pursuant to the Southern Union Company Second Amended and Restated 2003 Stock and Incentive Plan(the "Plan").The restrictions on the shares associated with this award expire on January 4, 2010. Upon a recommendation by the Compensation Committee, the Company's Board approved an award of stock options pursuant to the Company's Plan. The stock options were awarded at an exercise price of $16.98 per share, which is equal to the closing price on Grant Date 2009. The options awarded will vest in full on January 4, 2010 and will remain exerciseable until the tenth anniversary of Grant Date 2009. The vesting of the options will be accelerated in the event of (i) a change of control of the Company or (ii)the death or disability of the Reporting Person. Robert M. Kerrigan, III for Thomas N. McCarter, III 2009-06-01 -----END PRIVACY-ENHANCED MESSAGE-----