-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Qz7HqZ3zN/mCxNom5SE1tjFNTWjClYNNfJiPDt1ZJT4a2bYb2pLreO3RAmX3z2jB OJRG7czrRmg9v9RGaLLcYQ== 0001140361-09-004011.txt : 20090213 0001140361-09-004011.hdr.sgml : 20090213 20090213152722 ACCESSION NUMBER: 0001140361-09-004011 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081231 FILED AS OF DATE: 20090213 DATE AS OF CHANGE: 20090213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McCarter Thomas N III CENTRAL INDEX KEY: 0001315247 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06407 FILM NUMBER: 09602766 BUSINESS ADDRESS: BUSINESS PHONE: 713-989-2000 MAIL ADDRESS: STREET 1: C/O SOUTHERN UNION COMPANY STREET 2: 5444 WESTHEIMER ROAD CITY: HOUSTON STATE: TX ZIP: 18711 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHERN UNION CO CENTRAL INDEX KEY: 0000203248 STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS TRANSMISSION [4922] IRS NUMBER: 750571592 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5444 WESTHEIMER RD CITY: HOUSTON STATE: TX ZIP: 77056-5306 BUSINESS PHONE: (713) 989-2000 MAIL ADDRESS: STREET 1: 5444 WESTHEIMER RD CITY: HOUSTON STATE: TX ZIP: 77056-5306 5 1 doc1.xml FORM 5 X0303 5 2008-12-31 0 0 1 0000203248 SOUTHERN UNION CO SUG 0001315247 McCarter Thomas N III C/O SOUTHERN UNION COMPANY 5444 WESTHEIMER ROAD HOUSTON TX 77056 1 0 0 0 Common Stock 2008-02-19 4 P 1 L 369 27.0765 A 22000 D On February 19, 2008, forward purchase contracts related to the Issuer?s 5.0% Equity Units were settled at a price of $27.0765 per common share. Mr. McCarter owned 200 of the 5.0% Equity Units and received 369 shares of the Company?s common stock as a result of such settlement. This amount reflects the expiration of restrictions on 5,000 shares of restricted stock on January 2, 2009. Robert M. Kerrigan, III for Thomas N. McCarter, III 2009-02-13 -----END PRIVACY-ENHANCED MESSAGE-----