-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BUDlt7sBT8m6DNUYwA8XcxyKBU70ROGNqUdwjNTogrYIDzMAxREeRc8PeEaYyRAx wR/AXUhWh7a/oZD9M7b62g== 0001140361-08-028832.txt : 20081229 0001140361-08-028832.hdr.sgml : 20081225 20081229193435 ACCESSION NUMBER: 0001140361-08-028832 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081224 FILED AS OF DATE: 20081229 DATE AS OF CHANGE: 20081229 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LINDEMANN GEORGE L CENTRAL INDEX KEY: 0000897631 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06407 FILM NUMBER: 081273851 BUSINESS ADDRESS: BUSINESS PHONE: 5708202400 MAIL ADDRESS: STREET 1: 767 FIFTH AVENUE STREET 2: 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10153 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHERN UNION CO CENTRAL INDEX KEY: 0000203248 STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS TRANSMISSION [4922] IRS NUMBER: 750571592 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5444 WESTHEIMER RD CITY: HOUSTON STATE: TX ZIP: 77056-5306 BUSINESS PHONE: (713) 989-2000 MAIL ADDRESS: STREET 1: 5444 WESTHEIMER RD CITY: HOUSTON STATE: TX ZIP: 77056-5306 4 1 doc1.xml FORM 4 X0303 4 2008-12-24 0 0000203248 SOUTHERN UNION CO SUG 0000897631 LINDEMANN GEORGE L 5444 WESTHEIMER ROAD HOUSTON TX 77056-5306 1 1 0 0 Chairman & CEO Common Stock 4230269 D Common Stock 2008-12-24 4 A 0 308.1876 12.48 A 135376.5754 I Supplemental Deferred Compensation Plan Common Stock 26753 I 401(K) Plan Common Stock 3289220 I Owned by Spouse Employee Stock Option (right to purchase) 28.48 2017-12-17 Common Stock 441469 441469 D Employee Stock Option (right to purchase) 13.502 2009-12-09 Common Stock 258078 258078 D Employee Stock Option (right to purchase) 12.55 2018-12-15 Common Stock 500000 500000 D Included in this amount is 58,022 shares of restricted stock, which restrictions expire in full on December 17, 2012. The expiration of these restrictions will be accelerated upon (i) a change of control of the Issuer or (ii) the death, disability or termination of employment without cause of the Reporting Person. Included in this amount are shares acquired from reinvested dividend proceeds awarded to the Reporting Person as part of the Company's quarterly cash dividend. The Company makes separate filings for these dividend transactions. This information concerns shares held under the Issuer?s Supplemental Deferred Compensation Plan. Shares purchased for the plan by the plan trustee are purchased at the sole discretion of the trustee, at such prices as were available in the open market at the time of such purchases. This information concerns shares held under the Issuer's 401(K) Plan. Information reported herein is based on a plan statement for the reporting period ended December 31, 2007. The Reporting Person disclaims beneficial interest in these shares except to the extent of his pecuniary interest therein. Each stock option was awarded at an exercise price of $28.48 per share, which was equal to the closing price on December 17, 2007. The options awarded will vest in full on December 17, 2012. The vesting of these options will be accelerated in the event of (i) a change of control of the Company or (ii) the death, diability or termination of employment without cause of the Reporting Person. The Reporting Person is fully vested in these options and all of these options are currently exercisable. Each stock option was awarded at an exercise price of $12.55 per share, which was equal to the closing price on December 15, 2008 ("Grant Date 2008"). The options awarded will vest in equal increments on the first, second and third anniversaries of Grant Date 2008. The vesting of these options will be accelerated in the event of (i) a change of control of the Company or (ii) the death, disbility or termination of employment without cause of the Reporting Person. Robert M. Kerrigan, III for George L. Lindemann 2008-12-29 -----END PRIVACY-ENHANCED MESSAGE-----