-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DqiguHuOD2yABAJ+osjHopBE8z4W/WXmHmhHHw/n3PwD2RyNcmOUns8Okabuzx4i y11Vypby4+CyuMIoBuhoJQ== 0001140361-08-028180.txt : 20081217 0001140361-08-028180.hdr.sgml : 20081217 20081217190201 ACCESSION NUMBER: 0001140361-08-028180 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081215 FILED AS OF DATE: 20081217 DATE AS OF CHANGE: 20081217 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHERN UNION CO CENTRAL INDEX KEY: 0000203248 STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS TRANSMISSION [4922] IRS NUMBER: 750571592 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5444 WESTHEIMER RD CITY: HOUSTON STATE: TX ZIP: 77056-5306 BUSINESS PHONE: (713) 989-2000 MAIL ADDRESS: STREET 1: 5444 WESTHEIMER RD CITY: HOUSTON STATE: TX ZIP: 77056-5306 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bond Robert O CENTRAL INDEX KEY: 0001323640 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06407 FILM NUMBER: 081256080 BUSINESS ADDRESS: BUSINESS PHONE: 713-989-2000 MAIL ADDRESS: STREET 1: 5444 WESTHEIMER ROAD CITY: HOUSTON STATE: TX ZIP: 77056 4 1 doc1.xml FORM 4 X0303 4 2008-12-15 0 0000203248 SOUTHERN UNION CO SUG 0001323640 Bond Robert O 5444 WESTHEIMER ROAD HOUSTON TX 77056-5306 0 1 0 0 SVP, Pipeline Operations Common Stock 1347.1088 I 401(k) Plan Employee Stock Option (right to purchase) 22.68 2015-11-11 Common Stock 100000 100000 D Employee Stock Option (right to purchase) 16.8255 2014-02-06 Common Stock 16538 16538 D Cash Restricted Units Common Stock 4988 4988 D Stock Appreciation Rights 28.07 2016-12-28 Common Stock 23753 23753 D Cash Restricted Units Common Stock 8483 8483 D Stock Appreciation Rights 28.48 2007-12-17 Common Stock 60445 60445 D Cash Restricted Units 2008-12-15 4 A 0 23195 A Common Stock 23195 23195 D Stock Appreciation Rights 12.55 2008-12-15 4 A 0 95336 A 2018-12-15 Common Stock 95336 95336 D This information concerns shares held under the Issuer's 401(k) Plan. This report reflects shares purchased for the plan by the plan trustee, at the sole discretion of the trustee, at such prices as were available in the open market at the time of such purchases. Information reported herein is based on the plan statement for the period ended December 31, 2007. The Reporting Person will become vested in 25,000 options on November 11, 2009. The remaining 75,000 options are currently exercisable. These options vested/vest in 20-percent increments beginning March 1, 2005. The cash restricted units awarded on December 28, 2006 ("Grant Date 2006") permit the recipient to receive, on predetermined dates upon expiration of applicable restrictions, cash in an amount equal to a specified number of shares of the Company?s common stock valued at the closing price of the Company?s common stock on such dates. Restrictions on each award expire in equal annual installments on the first, second and third anniversaries of Grant Date 2006. To date, restrictions have lapsed on 2,494 units. Stock appreciation rights ("SARs")will be settled in shares of common stock at an exercise price of $28.07 per share, which was equal to the closing price on Grant Date 2006. The award vests in equal annual installments on the first, second and third anniversaries of the Grant Date. As such, 7,917 SARs are currently exercisable. The cash restricted units awarded on December 17, 2007 ("Grant Date 2007") permit the recipient to receive, on predetermined dates upon expiration of applicable restrictions, cash in an amount equal to a specified number of shares of the Company?s common stock valued at the closing price of the Company?s common stock on such dates. Restrictions on each award expire in equal annual installments on the first, second and third anniversaries of Grant Date 2007. To date, restrictions have lapsed on 4,241 units Stock appreciation rights will be settled in shares of common stock at an exercise price of $28.48 per share, which was equal to the closing price on Grant Date 2007. The award vests in equal annual installments on the first, second and third anniversaries of Grant Date 2007. As such, 20,148 SARs are currently exercisable. The cash restricted units awarded on December 15, 2008 ("Grant Date 2008") permit the recipient to receive, on predetermined dates upon expiration of applicable restrictions, cash in an amount equal to a specified number of shares of the Company?s common stock valued at the closing price of the Company?s common stock on such dates. Restrictions on each award expire in equal annual installments on the first, second and third anniversaries of Grant Date 2008. Stock appreciation rights will be settled in shares of common stock at an exercise price of $12.55 per share, which was equal to the closing price on Grant Date 2008. The award vests in equal annual installments on the first, second and third anniversaries of Grant Date 2008. Robert M. Kerrigan, III for Robert O. Bond 2008-12-17 -----END PRIVACY-ENHANCED MESSAGE-----