-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KN94Pb1t8RlthcRSEJYI3AxeD4xgCts9+m9c2iBpP9ngB3UAZSCfWKEsxAHZi8Ub PeL7/MvxWUqCWCjdeheevw== 0001140361-08-006086.txt : 20080306 0001140361-08-006086.hdr.sgml : 20080306 20080306172745 ACCESSION NUMBER: 0001140361-08-006086 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071217 FILED AS OF DATE: 20080306 DATE AS OF CHANGE: 20080306 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LINDEMANN GEORGE L CENTRAL INDEX KEY: 0000897631 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-06407 FILM NUMBER: 08672022 BUSINESS ADDRESS: BUSINESS PHONE: 5708202400 MAIL ADDRESS: STREET 1: 767 FIFTH AVENUE STREET 2: 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10153 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHERN UNION CO CENTRAL INDEX KEY: 0000203248 STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS DISTRIBUTION [4924] IRS NUMBER: 750571592 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5444 WESTHEIMER RD CITY: HOUSTON STATE: TX ZIP: 77056-5306 BUSINESS PHONE: (713) 989-2000 MAIL ADDRESS: STREET 1: 5444 WESTHEIMER RD CITY: HOUSTON STATE: TX ZIP: 77056-5306 4/A 1 doc1.xml FORM 4/A X0202 4/A 2007-12-17 2007-12-19 0 0000203248 SOUTHERN UNION CO SUG 0000897631 LINDEMANN GEORGE L 767 FIFTH AVENUE NEW YORK NY 10153 1 1 0 0 Chairman, President & CEO Common Stock 2007-12-17 4 A 0 58022 0 A 4015979 D Employee Stock Option (right to purchase) 28.48 2007-12-17 4 A 0 441469 A Common Stock 441469 441469 D This award was incorrectly reported in Table II of Form 4 on December 19, 2007 as an award of cash restricted units. This Form 4 corrects the Form 4 filed on December 19, 2007 and conforms the Form 4 to the correct information reported in the Issuer's Form 8-K that was also filed on December 19, 2007. Included in this amount is 58,022 shares of restricted stock, which restrictions expire in full on December 17, 2012. The expiration of these restrictions would be accelerated upon (i) a change of control of the Issuer or (ii) the death, disability or termination of employment without cause of the Reporting Person. Each stock option was awarded at an exercise price of $28.48 per share, which was equal to the closing price on December 17, 2007. The options awarded will vest in full on December 17, 2012. This award was incorrectly reported on December 19, 2007 as an award of stock appreciation rights with a different vesting schedule. This Form 4 corrects the Form 4 filed on December 19, 2007 and conforms with the correct award information reported in the Issuer's Form 8-K that was also filed on that date. These vesting of these options will be accelerated in the event of (i) a change of control of the Company or (ii) the death, disability or termination of employment without cause of the Reporting Person. Robert M. Kerrigan, III for George L. Lindemann 2008-03-06 -----END PRIVACY-ENHANCED MESSAGE-----