-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NZk1CZ3HzGql/GTHB3flZFlMD5rW6eOVG1vJ/DD9UUmHuu3ilNgGdVLzPg1YMMJI LcHSir4KZjcKX67Y5nuKVQ== 0001140361-07-024814.txt : 20071219 0001140361-07-024814.hdr.sgml : 20071219 20071219184006 ACCESSION NUMBER: 0001140361-07-024814 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071217 FILED AS OF DATE: 20071219 DATE AS OF CHANGE: 20071219 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHERN UNION CO CENTRAL INDEX KEY: 0000203248 STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS DISTRIBUTION [4924] IRS NUMBER: 750571592 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5444 WESTHEIMER RD CITY: HOUSTON STATE: TX ZIP: 77056-5306 BUSINESS PHONE: (713) 989-2000 MAIL ADDRESS: STREET 1: 5444 WESTHEIMER RD CITY: HOUSTON STATE: TX ZIP: 77056-5306 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Aldrich George E CENTRAL INDEX KEY: 0001338069 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06407 FILM NUMBER: 071317432 BUSINESS ADDRESS: BUSINESS PHONE: 5706145000 MAIL ADDRESS: STREET 1: C/O SOUTHERN UNION COMPANY STREET 2: 417 LACKAWANNA AVENUE CITY: SCRANTON STATE: PA ZIP: 18503 4 1 doc1.xml FORM 4 X0202 4 2007-12-17 0 0000203248 SOUTHERN UNION CO SUG 0001338069 Aldrich George E C/O SOUTHERN UNION COMPANY 5444 WESTHEIMER ROAD HOUSTON TX 77056-5306 0 1 0 0 VP, Controller & CAO Common Stock 2778 D Common Stock 599.465 I 401(k) Plan Cash Restricted Units 2007-12-17 4 A 0 6108 A Common Stock 6108 6108 D Stock Appreciation Rights 28.48 2007-12-17 4 A 0 29014 A Common Stock 29014 29014 D Employee Stock Option (right to purchase) 24.80 2015-09-02 Common Stock 15000 15000 D Cash Restricted Units Common Stock 4209 4209 D Stock Appreciation Rights 28.07 2016-12-27 Common Stock 13361 13361 D Of these shares, 1,389 shares are held directly and 1,600 shares are restricted. The restrictions on the remaining shares expire in equal increments on September 2, 2008 and September 2, 2009. This information concerns shares held under the Issuer's 401(k) Plan. Reported are shares purchased for the plan by the plan trustee, at the trustee's sole discretion at such prices as were available in the open market at the time of such purchases. Information reported herein is based on the Plan statement for the period ended December 31, 2006. The cash restricted units awarded on December 17, 2007 (the "Grant Date") permit the recipient to receive, on predetermined dates upon expiration of applicable restrictions, cash in an amount equal to a specified number of shares of the Company?s common stock valued at the closing price of the Company?s common stock on such dates. Restrictions on each award will expire in equal annual installments on the first, second and third anniversaries of the Grant Date. Stock appreciation rights will be settled in shares of common stock at an exercise price of $28.48 per share, which was equal to the closing price on the Grant Date. The award will vest in equal annual installments on the first, second and third anniversaries of the Grant Date. These options vest/vested in 25 percent increments each year commencing September 2, 2006. The cash restricted units awarded on December 28, 2006 (the "Grant Date") permit the recipient to receive, on predetermined dates upon expiration of applicable restrictions, cash in an amount equal to a specified number of shares of the Company's common stock valued at the closing price of the Company's common stock on such dates. Restrictions on each award will expire in equal annual installments on the first, second and third anniversaries of the Grant Date. Stock appreciation rights will be settled in shares of common stock at an exercise price of $28.07 per share, which was equal to the closing price on the Grant Date. The award will vest in equal annual installments on the first, second and third anniversaries of the Grant Date. Robert M. Kerrigan, III for George E. Aldrich 2007-12-19 -----END PRIVACY-ENHANCED MESSAGE-----