-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, V5dQYmhAEw4C9w8rLgrDFf87kwHXo6nspqUCoVj/fGrcbj8S+pfvfb3patNaAdu7 qKjai2a8OhP+k1DHHAk5cg== 0001140361-07-024805.txt : 20071219 0001140361-07-024805.hdr.sgml : 20071219 20071219182805 ACCESSION NUMBER: 0001140361-07-024805 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071217 FILED AS OF DATE: 20071219 DATE AS OF CHANGE: 20071219 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHERN UNION CO CENTRAL INDEX KEY: 0000203248 STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS DISTRIBUTION [4924] IRS NUMBER: 750571592 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5444 WESTHEIMER RD CITY: HOUSTON STATE: TX ZIP: 77056-5306 BUSINESS PHONE: (713) 989-2000 MAIL ADDRESS: STREET 1: 5444 WESTHEIMER RD CITY: HOUSTON STATE: TX ZIP: 77056-5306 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gaudiosi Monica M CENTRAL INDEX KEY: 0001385858 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06407 FILM NUMBER: 071317400 BUSINESS ADDRESS: BUSINESS PHONE: 713.989.2000 MAIL ADDRESS: STREET 1: 5444 WESTHEIMER ROAD CITY: HOUSTON STATE: TX ZIP: 77056 4 1 doc1.xml FORM 4 X0202 4 2007-12-17 0 0000203248 SOUTHERN UNION CO SUG 0001385858 Gaudiosi Monica M 5444 WESTHEIMER ROAD HOUSTON X1 77056-5306 0 1 0 0 SVP & General Counsel Common Stock 442.2206 I 401(k) Plan Common Stock (Restricted) 2100 D Common Stock (Restricted) 9400 D Employee Stock Option (Right to purchase) 24.0572 2015-07-26 Common Stock 1365 1365 D Employee Stock Option(Right to purchase) 22.68 2015-11-11 Common Stock 25000 25000 D Cash Restricted Units Common Stock 7482 7482 D Stock Appreciation Rights 28.07 2016-12-27 Common Stock 23753 23753 D Cash Restricted Units 2007-12-17 4 A 0 8144 A Common Stock 8144 8144 D Stock Appreciation Rights 28.48 2007-12-17 4 A 0 38685 A Common Stock 38685 38685 D This information concerns shares held under the Issuer's 401(k) Plan. This report reflects shares purchased for the plan by the plan trustee, at the sole discretion of the trustee, at such prices as were available in the open market at the time of such purchases. Information reported herein is based on a plan statement for the period ended December 31, 2006. Restrictions on 1050 shares have lapsed and are held directly. The restrictions expire on the remaining awarded shares in increments of 525 on July 26, 2008 and July 26, 2009. Restrictions of 4,700 of these shares have lapsed and are held directly. The restrictions on the remaining shares will expire on October 1, 2008. The Reporting Person will become vested in these options in increments of 341 on July 26, 2008 and July 26, 2009. The remaining 783 options are currently exercisable. The Reporting Person will become vested in these options in increments of 6,250 on November 11, 2008 and November 11, 2009. The remaining 12,500 options are currently exercisable. The cash restricted units awarded on December 28, 2006 (the "Grant Date") permit the recipient to receive, on predetermined dates upon expiration of applicable restrictions, cash in an amount equal to a specified number of shares of the Company's common stock valued at the closing price of the Company's common stock on such dates. Restrictions on each award will expire in equal annual installments on the first, second and third anniversaries of the Grant Date. Stock appreciation rights will be settled in shares of common stock at an exercise price of $28.07 per share, which was equal to the closing price on the Grant Date. The award will vest in equal annual installments on the first, second and third anniversaries of the Grant Date. The cash restricted units awarded on December 17, 2007 (the "Grant Date") permit the recipient to receive, on predetermined dates upon expiration of applicable restrictions, cash in an amount equal to a specified number of shares of the Company?s common stock valued at the closing price of the Company?s common stock on such dates. Restrictions on each award will expire in equal annual installments on the first, second and third anniversaries of the Grant Date. Stock appreciation rights will be settled in shares of common stock at an exercise price of $28.48 per share, which was equal to the closing price on the Grant Date. The award will vest in equal annual installments on the first, second and third anniversaries of the Grant Date. Robert M. Kerrigan, III for Monica M. Gaudiosi 2007-12-19 -----END PRIVACY-ENHANCED MESSAGE-----