-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FrXUVrp4+dK2vEuzUrrJrmhJOkAySHLYXgU0RBbo++Cgt1hY0fLXO302eywVTOXq sY0QZuGiWl6hmpIYQVfHpw== 0001140361-07-014276.txt : 20070717 0001140361-07-014276.hdr.sgml : 20070717 20070717185455 ACCESSION NUMBER: 0001140361-07-014276 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070713 FILED AS OF DATE: 20070717 DATE AS OF CHANGE: 20070717 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHERN UNION CO CENTRAL INDEX KEY: 0000203248 STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS DISTRIBUTION [4924] IRS NUMBER: 750571592 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5444 WESTHEIMER RD CITY: HOUSTON STATE: TX ZIP: 77056-5306 BUSINESS PHONE: (713) 989-2000 MAIL ADDRESS: STREET 1: 5444 WESTHEIMER RD CITY: HOUSTON STATE: TX ZIP: 77056-5306 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LINDEMANN GEORGE L CENTRAL INDEX KEY: 0000897631 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06407 FILM NUMBER: 07985231 BUSINESS ADDRESS: BUSINESS PHONE: 5708202400 MAIL ADDRESS: STREET 1: 767 FIFTH AVENUE STREET 2: 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10153 4 1 doc1.xml FORM 4 X0202 4 2007-07-13 0 0000203248 SOUTHERN UNION CO SUG 0000897631 LINDEMANN GEORGE L 767 FIFTH AVENUE NEW YORK NY 10153 1 1 0 0 Chairman, President & CEO Common Stock 3957957 D Common Stock 2007-07-13 4 A 0 348.6818 33.43 A 116129.3138 I Supplemental Deferred Compensation Plan Common Stock 26938 I 401(K) Plan Common Stock 3289220 I Owned by Spouse Employee Stock Option (right to purchase) 12.6345 2008-06-22 Common Stock 214290 214290 D Employee Stock Option (right to purchase) 13.502 2009-12-09 Common Stock 258078 258078 D The shares acquired were purchased in the open market on behalf of the Reporting Person by the plan trustee using proceeds from the second quarter cash dividend paid by the Registrant to the Reporting Person. The cash dividend amount was based on the number of shares held by the Reporting Person in the plan as of the record date. This information concerns shares held under the Issuer?s Supplemental Deferred Compensation Plan. Shares purchased for the plan by the plan trustee are purchased at the sole discretion of the trustee, at such prices as were available in the open market at the time of such purchases. This information concerns shares held under the Issuer's 401(K) Plan. Information reported herein is based on a plan statement for the reporting period ended December 31, 2006. The Reporting Person disclaims beneficial interest in these shares except to the extent of his pecuniary interest therein. The Reporting Person is fully vested in these options and all of these options are currently exercisable. Robert M. Kerrigan, III for George L. Lindemann 2007-07-17 -----END PRIVACY-ENHANCED MESSAGE-----