-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, L5IkvAmZnglgw2qmFGFTkjzi69FkbuOKm3YY6L78GPh87dp4x3wusb/v8VUUwhak rObGbeycZSG4DS0N9m2Q0Q== 0001140361-07-003593.txt : 20070214 0001140361-07-003593.hdr.sgml : 20070214 20070214211706 ACCESSION NUMBER: 0001140361-07-003593 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061231 FILED AS OF DATE: 20070214 DATE AS OF CHANGE: 20070214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: EDWARDS JULIE H CENTRAL INDEX KEY: 0001189450 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06407 FILM NUMBER: 07625081 BUSINESS ADDRESS: BUSINESS PHONE: 713-989-1166 MAIL ADDRESS: STREET 1: SOUTHERN UNION COMPANY STREET 2: 5444 WESTHEIMER ROAD CITY: HOUSTON STATE: TX ZIP: 77056 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHERN UNION CO CENTRAL INDEX KEY: 0000203248 STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS DISTRIBUTION [4924] IRS NUMBER: 750571592 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5444 WESTHEIMER RD CITY: HOUSTON STATE: TX ZIP: 77056-5306 BUSINESS PHONE: (713) 989-2000 MAIL ADDRESS: STREET 1: 5444 WESTHEIMER RD CITY: HOUSTON STATE: TX ZIP: 77056-5306 5 1 doc1.xml FORM 5 X0202 5 2006-12-31 1 0 0 0000203248 SOUTHERN UNION CO SUG 0001189450 EDWARDS JULIE H C/O SOUTHERN UNION COMPANY 5444 WESTHEIMER ROAD HOUSTON TX 77056 0 1 0 0 SVP & CFO Common Stock 2006-12-31 5 P 0 93.5926 A 180.5402 I 401(k) Plan Common Stock 25000 D Employee Stock Option (right to purchase) 23.89 2015-07-05 Common Stock 105000 105000 D This information concerns shares held under the Issuer?s 401(k) Plan. This report reflects shares purchased for the plan by the plan trustee, at the sole discretion of the trustee, at such prices as were available in the open market at the time of such purchases. Information reported herein is based on a plan statement for the period ended December 31, 2006. As a result of Ms. Edwards' termination of employment with the Company on January 17, 2007, the options scheduled to vest in 2007, 2008, 2009 and 2010, for a total of 84,001 options were terminated. The remaining unexercised, but vested, 20,999 options may be exercised in accordance with the applicable plan document. Any vested options not exercised on or before the expiration date shall expire and be forfeited. Robert M. Kerrigan, III for Julie H. Edwards 2007-02-14 -----END PRIVACY-ENHANCED MESSAGE-----