-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ISCs+u9G/3JWnSZNt5XLQM5ra7TnroC5y/wJh7AifJnrWkUWq2wZrGBgk5OjIr3Y yTAM/UcGIG9bW2U2LzSnfg== 0001140361-07-001055.txt : 20070111 0001140361-07-001055.hdr.sgml : 20070111 20070111154422 ACCESSION NUMBER: 0001140361-07-001055 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070111 FILED AS OF DATE: 20070111 DATE AS OF CHANGE: 20070111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHERN UNION CO CENTRAL INDEX KEY: 0000203248 STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS DISTRIBUTION [4924] IRS NUMBER: 750571592 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5444 WESTHEIMER RD CITY: HOUSTON STATE: TX ZIP: 77056-5306 BUSINESS PHONE: (713) 989-2000 MAIL ADDRESS: STREET 1: 5444 WESTHEIMER RD CITY: HOUSTON STATE: TX ZIP: 77056-5306 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gaudiosi Monica M CENTRAL INDEX KEY: 0001385858 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06407 FILM NUMBER: 07525886 BUSINESS ADDRESS: BUSINESS PHONE: 713.989.2000 MAIL ADDRESS: STREET 1: 5444 WESTHEIMER ROAD CITY: HOUSTON STATE: TX ZIP: 77056 3 1 doc1.xml FORM 3 X0202 3 2007-01-11 0 0000203248 SOUTHERN UNION CO SUG 0001385858 Gaudiosi Monica M 5444 WESTHEIMER ROAD HOUSTON TX 77056 0 1 0 0 SVP, Associate General Counsel Common Stock 442.2206 I 401(k) Plan Common Stock (restricted) 2100 D Common Stock (restricted) 9400 D Employee Stock Option (right to purchase) 24.0572 2015-07-26 Common Stock 1365 D Employee Stock Option (right to purchase) 22.68 2015-11-11 Common Stock 25000 D Cash Restricted Units Common Stock 7482 D Stock Appreciation Rights 28.07 2016-12-27 Common Stock 23753 D This information concerns shares held under the Issuer's 401(k) Plan. Reported are shares purchased for the plan by the plan trustee, at the trustee's sole discretion at such prices as were available in the open market at the time of such purchases. Information reported herein is based on the Plan statement for the period ended December 21, 2006. Restrictions on 525 shares lapsed on July 26, 2006 and are held directly. The restrictions expire on the remaining awarded shares in increments of 525 on July 26, 2007, July 26, 2008, and July 26, 2009. Restrictions on these shares will expire in equal annual installments on October 1, 2007 and October 1, 2008. The Reporting Person will become vested in these options in increments of 341 on July 26, 2007, July 26, 2008 and July 26, 2009. The remaining 342 options are currently exercisable. The Reporting Person will become vested in the options in increments of 6,250 on November 11, 2007, November 11, 2008 and November 11, 2009. The remaining 6,250 shares are currently exercisable. The cash restricted units awarded on December 28, 2006 (the "Grant Date") permit the recipient to receive, on predetermined dates upon expiration of applicable restrictions, cash in an amount equal to a specified number of shares of the Company's common stock valued at the closing prices of the Company's common stock on such dates. Restrictions on each award will expire in equal annual installments on the first, second and third anniversaries of the Grant Date. Stock appreciation rights will be settled in shares of common stock at an exercise price of $28.07 per share, which was equal to the closing price of the Company's common stock on the Grant Date. The award will vest in equal annual installments on the first, second and third anniversaries of the Grant Date. Robert M. Kerrigan, III for Monica M. Gaudiosi 2007-01-11 -----END PRIVACY-ENHANCED MESSAGE-----