-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MVy+st7od7CuKn0y1dSlXgIRoIA3LkHLFeWsRyZXFxxDr66tkm4KQh/2Lj885kJK 79kqEtqINFwjP78WYWhifQ== 0001140361-07-000343.txt : 20070103 0001140361-07-000343.hdr.sgml : 20070101 20070103202051 ACCESSION NUMBER: 0001140361-07-000343 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061228 FILED AS OF DATE: 20070103 DATE AS OF CHANGE: 20070103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Aldrich George E CENTRAL INDEX KEY: 0001338069 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06407 FILM NUMBER: 07506809 BUSINESS ADDRESS: BUSINESS PHONE: 5706145000 MAIL ADDRESS: STREET 1: C/O SOUTHERN UNION COMPANY STREET 2: 417 LACKAWANNA AVENUE CITY: SCRANTON STATE: PA ZIP: 18503 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHERN UNION CO CENTRAL INDEX KEY: 0000203248 STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS DISTRIBUTION [4924] IRS NUMBER: 750571592 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5444 WESTHEIMER RD CITY: HOUSTON STATE: TX ZIP: 77056-5306 BUSINESS PHONE: (713) 989-2000 MAIL ADDRESS: STREET 1: 5444 WESTHEIMER RD CITY: HOUSTON STATE: TX ZIP: 77056-5306 4 1 doc1.xml FORM 4 X0202 4 2006-12-28 0 0000203248 SOUTHERN UNION CO SUG 0001338069 Aldrich George E C/O SOUTHERN UNION COMPANY 5444 WESTHEIMER ROAD HOUSTON TX 77056-5306 0 1 0 0 VP, Controller & CAO Common Stock 2989 D Common Stock 184.0322 I 401(k) Plan Cash Restricted Units 2006-12-28 4 A 0 4209 A Common Stock 4209 4209 D Stock Appreciation Rights 28.07 2016-12-27 Common Stock 13361 13361 D Employee Stock Option (right to purchase) 24.80 2015-09-02 Common Stock 15000 15000 D Five hundred eighty-nine (589) shares are held directly and 2,400 shares are restricted. Restrictions expire on 800 shares on September 2, 2007, on 800 shares on September 2, 2008, and on 800 shares on September 2, 2009. This information concerns shares held under the Issuer's 401(k) Plan. Reported are shares purchased for the plan by the plan trustee, at the trustee's sole discretion at such prices as were available in the open market at the time of such purchases. Information reported herein is based on the Plan statement for the period ended December 31, 2005. The cash restricted units awarded on December 28, 2006 (the "Grant Date") permit the recipient to receive, on predetermined dates upon expiration of applicable restrictions, cash in an amount equal to a specified number of shares of the Company?s common stock valued at the closing price of the Company?s common stock on such dates. Restrictions on each award will expire in equal annual installments on the first, second and third anniversaries of the Grant Date. Stock appreciation rights will be settled in shares of common stock at an exercise price of $28.07 per share, which was equal to the closing price on the Grant Date. The award will vest in equal annual installments on the first, second and third anniversaries of the Grant Date. These options vested/vest in 25-percent increments each year commencing September 2, 2006. Robert M. Kerrigan, III for George E. Aldrich 2007-01-03 -----END PRIVACY-ENHANCED MESSAGE-----