-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KWvyOyrzP3Z0wR16hOOOGg/aZnUajPNQdA3IFo6yDnn8Mw/KmS2FHardwG4vo1lw CN9KNCBps2vrW6/ngM9vuQ== 0001140361-07-000338.txt : 20070103 0001140361-07-000338.hdr.sgml : 20070101 20070103201429 ACCESSION NUMBER: 0001140361-07-000338 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061228 FILED AS OF DATE: 20070103 DATE AS OF CHANGE: 20070103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHERN UNION CO CENTRAL INDEX KEY: 0000203248 STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS DISTRIBUTION [4924] IRS NUMBER: 750571592 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5444 WESTHEIMER RD CITY: HOUSTON STATE: TX ZIP: 77056-5306 BUSINESS PHONE: (713) 989-2000 MAIL ADDRESS: STREET 1: 5444 WESTHEIMER RD CITY: HOUSTON STATE: TX ZIP: 77056-5306 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MORGAN DENNIS K CENTRAL INDEX KEY: 0001184010 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06407 FILM NUMBER: 07506788 BUSINESS ADDRESS: STREET 1: C/O FLEISCHMAN & WALSH LLP STREET 2: 1919 PENNSYLVANIA AVE., NW #600 CITY: WASHINGTON STATE: DC ZIP: 20006 BUSINESS PHONE: 5708202400 MAIL ADDRESS: STREET 1: C/O SOUTHERN UNION CO STREET 2: ONE PEI CENTER CITY: WILKES BARRE STATE: PA ZIP: 18711-0601 4 1 doc1.xml FORM 4 X0202 4 2006-12-28 1 0000203248 SOUTHERN UNION CO SUG 0001184010 MORGAN DENNIS K C/O SOUTHERN UNION COMPANY 5444 WESTHEIMER ROAD HOUSTON TX 77056-5306 0 1 0 0 SVP Litigation Common Stock 18076.6766 I 401(k) Plan Common Stock 37140.1462 I Supplemental Deferred Compensation Plan Common Stock 208.15 D Cash Restricted Units 2006-12-28 4 A 0 1871 A Common Stock 1871 1871 D Stock Appreciation Rights 28.07 2006-12-28 4 A 0 5938 A 2016-12-27 Common Stock 5938 5938 D Employee Stock Option (right to purchase) 14.6521 2006-07-01 2011-06-05 Common Stock 10212 10212 D Employee Stock Option (right to purchase) 16.8255 2014-02-06 Common Stock 17640 17640 D This information concerns shares held under the Issuer's 401(k) Plan. This report reflects shares purchased for the plan by the plan trustee, at the sole discretion of the trustee, at such prices as were available in the open market at the time of such purchases. Information reported herein is based on a plan statement for the period ended December 31, 2005. This information concerns shares held under the Issuer's Supplemental Deferred Compensation Plan. This report reflects shares purchased for the plan by the plan trustee, at the sole discretion of the trustee, at such prices as were available in the open market at the time of such purchases. Information reported herein is based on a plan statement for the period ended December 31, 2005. The cash restricted units awarded on December 28, 2006 (the "Grant Date") permit the recipient to receive, on predetermined dates upon expiration of applicable restrictions, cash in an amount equal to a specified number of shares of the Company?s common stock valued at the closing price of the Company?s common stock on such dates. Restrictions on each award will expire in equal annual installments on the first, second and third anniversaries of the Grant Date. Stock appreciation rights will be settled in shares of common stock at an exercise price of $28.07 per share, which was equal to the closing price on the Grant Date. The award will vest in equal annual installments on the first, second and third anniversaries of the Grant Date. Of these options, 4,410 became exercisable on March 1, 2006. The remaining options become exercisable in increments of 4,410 annually on March 1. Robert M. Kerrigan, III for Dennis K. Morgan 2007-01-03 -----END PRIVACY-ENHANCED MESSAGE-----