-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, T7cdsbvAXe4FMQ2kbBuF3tELBX4xmFKOPEpRm318dPiB+6eyAPRsC6aGsYJ+Z02Z 55E8VOnQ/Eyb84SyKcpQaQ== 0001140361-07-000336.txt : 20070103 0001140361-07-000336.hdr.sgml : 20070101 20070103201139 ACCESSION NUMBER: 0001140361-07-000336 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061228 FILED AS OF DATE: 20070103 DATE AS OF CHANGE: 20070103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bond Robert O CENTRAL INDEX KEY: 0001323640 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06407 FILM NUMBER: 07506786 BUSINESS ADDRESS: BUSINESS PHONE: 570-820-2400 MAIL ADDRESS: STREET 1: ONE PEI CENTER CITY: WILKES-BARRE STATE: PA ZIP: 18711 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHERN UNION CO CENTRAL INDEX KEY: 0000203248 STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS DISTRIBUTION [4924] IRS NUMBER: 750571592 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5444 WESTHEIMER RD CITY: HOUSTON STATE: TX ZIP: 77056-5306 BUSINESS PHONE: (713) 989-2000 MAIL ADDRESS: STREET 1: 5444 WESTHEIMER RD CITY: HOUSTON STATE: TX ZIP: 77056-5306 4 1 doc1.xml FORM 4 X0202 4 2006-12-28 0 0000203248 SOUTHERN UNION CO SUG 0001323640 Bond Robert O 5444 WESTHEIMER ROAD HOUSTON TX 77056-5306 0 1 0 0 SVP, Pipeline Operations Common Stock 977.547 I 401(k) Plan Cash Restricted Units 2006-12-28 4 A 0 7482 A Common Stock 7482 7482 D Stock Appreciation Rights 28.07 2006-12-28 4 A 0 23753 A 2016-12-27 Common Stock 23753 23753 D Employee Stock Option (right to purchase) 22.68 2015-11-11 Common Stock 100000 100000 D Employee Stock Option (right to purchase) 16.8255 2014-02-06 Common Stock 16538 16538 D This information concerns shares held under the Issuer's 401(k) Plan. This report reflects shares purchased for the plan by the plan trustee, at the sole discretion of the trustee, at such prices as were available in the open market at the time of such purchases. Information reported herein is based on the plan statement for the period ended December 31, 2005. The cash restricted units awarded on December 28, 2006 (the "Grant Date") permit the recipient to receive, on predetermined dates upon expiration of applicable restrictions, cash in an amount equal to a specified number of shares of the Company?s common stock valued at the closing price of the Company?s common stock on such dates. Restrictions on each award will expire in equal annual installments on the first, second and third anniversaries of the Grant Date. Stock appreciation rights will be settled in shares of common stock at an exercise price of $28.07 per share, which was equal to the closing price on the Grant Date. The award will vest in equal annual installments on the first, second and third anniversaries of the Grant Date. These options vested/vest in 25-percent increments beginning November 11, 2006. These options vested/vest in 20-percent increments beginning March 1, 2005. Robert M. Kerrigan, III for Robert O. Bond 2007-01-03 -----END PRIVACY-ENHANCED MESSAGE-----