-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, H3N40l09HkFjgFy/AcdrnyFBkv6D2tOH+DZqCKg+iW/2MYcJR7bOLaoB5NHAm5JX D57oKvb4+anJg82DkEjskw== 0001140361-06-017449.txt : 20061204 0001140361-06-017449.hdr.sgml : 20061204 20061204184024 ACCESSION NUMBER: 0001140361-06-017449 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061130 FILED AS OF DATE: 20061204 DATE AS OF CHANGE: 20061204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHERN UNION CO CENTRAL INDEX KEY: 0000203248 STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS DISTRIBUTION [4924] IRS NUMBER: 750571592 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5444 WESTHEIMER RD CITY: HOUSTON STATE: TX ZIP: 77056-5306 BUSINESS PHONE: (713) 989-2000 MAIL ADDRESS: STREET 1: 5444 WESTHEIMER RD CITY: HOUSTON STATE: TX ZIP: 77056-5306 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GERMAN MICHAEL I CENTRAL INDEX KEY: 0001012714 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06407 FILM NUMBER: 061255612 BUSINESS ADDRESS: BUSINESS PHONE: 6073472530 MAIL ADDRESS: STREET 1: C/O ENERGY EAST CORP STREET 2: PO BOX 3287 CITY: ITHACA STATE: NY ZIP: 14852-3287 4 1 doc1.xml FORM 4 X0202 4 2006-11-30 1 0000203248 SOUTHERN UNION CO SUG 0001012714 GERMAN MICHAEL I 114 DEER RUN BURLINGTON CT 06013 0 1 0 0 SVP, Utility Operations Common Stock 284.8411 I 401(K) Plan Common Stock 4000 D Common Stock 2006-11-30 4 M 0 4201 24.4953 A 21001 D Common Stock 2006-11-30 4 S 0 4201 27.9524 D 16800 D Employee Stock Option (right to purchase) 24.4953 2006-11-30 4 M 0 4201 27.9524 A 2006-08-16 2015-08-16 Common Stock 21001 16800 D This information concerns shares held under the Issuer's 401(K) Plan. This report reflects shares purchased for the plan by the plan trustee, at the sole discretion of the trustee, at such prices as were available in the open market at the time of such purchases. Information reported herein is based on a plan statement for the period ended December 31, 2005. These options vested/vest annually in 20-percent increments beginning August 16, 2006. Robert M. Kerrigan, III for Michael I. German 2006-12-04 -----END PRIVACY-ENHANCED MESSAGE-----