-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, L0G3+Uuesi5TBTso4ctvEFM+Mb4xyB6GdTZ42YmYEOU++ntyUX+uz3gyZmVe3sVj pzxkp+GmVzWBTOIByjvrPw== 0001140361-06-016672.txt : 20061117 0001140361-06-016672.hdr.sgml : 20061117 20061117110623 ACCESSION NUMBER: 0001140361-06-016672 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061115 FILED AS OF DATE: 20061117 DATE AS OF CHANGE: 20061117 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHERN UNION CO CENTRAL INDEX KEY: 0000203248 STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS DISTRIBUTION [4924] IRS NUMBER: 750571592 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5444 WESTHEIMER RD CITY: HOUSTON STATE: TX ZIP: 77056-5306 BUSINESS PHONE: (713) 989-2000 MAIL ADDRESS: STREET 1: 5444 WESTHEIMER RD CITY: HOUSTON STATE: TX ZIP: 77056-5306 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LINDEMANN GEORGE L CENTRAL INDEX KEY: 0000897631 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06407 FILM NUMBER: 061225415 BUSINESS ADDRESS: BUSINESS PHONE: 5708202400 MAIL ADDRESS: STREET 1: 767 FIFTH AVENUE STREET 2: 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10153 4 1 doc1.xml FORM 4 X0202 4 2006-11-15 0 0000203248 SOUTHERN UNION CO SUG 0000897631 LINDEMANN GEORGE L 767 FIFTH AVENUE NEW YORK NY 10153 1 1 0 0 Chairman, President & CEO Common Stock 2006-11-15 4 A 0 207.6778 27.74 A 110796.2777 I Supplemental Deferred Plan Common Stock 3813816 D Common Stock 25185.8803 I 401(K) Plan Common Stock 3289220 I Owned by Spouse Employee Stock Option (right to purchase) 9.6951 2007-06-27 Common Stock 144141 144141 D Employee Stock Option (right to purchase) 12.6345 2008-06-22 Common Stock 214290 214290 D Employee Stock Option (right to purchase) 13.502 2009-12-09 Common Stock 258078 258078 D This information concerns shares held under the Issuer?s Supplemental Deferred Compensation Plan. Shares purchased for the plan by the plan trustee are purchased at the sole discretion of the trustee, at such prices as were available in the open market at the time of such purchases. This information concerns shares held under the Issuer's 401(K) Plan. Information reported herein is based on a plan statement for the reporting period ended December 31, 2005. The Reporting Person disclaims beneficial interest in these shares except to the extent of his pecuniary interest therein. The Reporting Person is fully vested in these options and all of these options are currently exercisable. Robert M. Kerrigan, III for George L. Lindemann 2006-11-17 -----END PRIVACY-ENHANCED MESSAGE-----