-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IfORV3ihEBuBvS2qbyWZiVLt7/m+RENGMAnao8zqEqiinu9Leh7CNIi/kkkAClLX FEzq1sPs5p2tUaMPIUqLuQ== 0001140361-06-016057.txt : 20061113 0001140361-06-016057.hdr.sgml : 20061113 20061113154404 ACCESSION NUMBER: 0001140361-06-016057 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061108 FILED AS OF DATE: 20061113 DATE AS OF CHANGE: 20061113 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHERN UNION CO CENTRAL INDEX KEY: 0000203248 STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS DISTRIBUTION [4924] IRS NUMBER: 750571592 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5444 WESTHEIMER RD CITY: HOUSTON STATE: TX ZIP: 77056-5306 BUSINESS PHONE: (713) 989-2000 MAIL ADDRESS: STREET 1: 5444 WESTHEIMER RD CITY: HOUSTON STATE: TX ZIP: 77056-5306 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McCarter Thomas N III CENTRAL INDEX KEY: 0001315247 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06407 FILM NUMBER: 061208780 BUSINESS ADDRESS: BUSINESS PHONE: 570-820-2400 MAIL ADDRESS: STREET 1: C/O SOUTHERN UNION COMPANY CITY: WILKES-BARRE STATE: PA ZIP: 18711 4 1 doc1.xml FORM 4 X0202 4 2006-11-08 0 0000203248 SOUTHERN UNION CO SUG 0001315247 McCarter Thomas N III C/O SOUTHERN UNION COMPANY 5444 WESTHEIMER ROAD HOUSTON TX 77056 1 0 0 0 Common Stock 2006-11-08 4 A 0 5000 27.565 A 11000 D The grant of shares was adopted by the Compensation Committee of the Board of Directors on May 1, 2006, to be effective on the later of the approval of certain amendments to the Southern Union Company Second Amended and Restated 2003 Stock and Incentive Plan by the Massachusetts Department of Telecommunications and Energy (MDTE) and the filing of a Form S-8 with the Securities and Exchange Commission (SEC). MDTE approval was received on October 13, 2006 and the Form S-8 was filed with the SEC on November 8, 2006. As such, this grant of shares became effective on November 8. The restrictions on the shares associated with this grant expire on January 2, 2007. Robert M. Kerrigan, III for Thomas N. McCarter, III 2006-11-13 -----END PRIVACY-ENHANCED MESSAGE-----