-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BkP8KDB9KIerWUtwvY8/L3WSYHubtsfgZzw/j5uLSEZBAt4qt+nztNVaKYbILjMv tNp+YVGFnBvLy7z9Ovg+7Q== 0001140361-06-013015.txt : 20060906 0001140361-06-013015.hdr.sgml : 20060906 20060906182748 ACCESSION NUMBER: 0001140361-06-013015 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060902 FILED AS OF DATE: 20060906 DATE AS OF CHANGE: 20060906 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHERN UNION CO CENTRAL INDEX KEY: 0000203248 STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS DISTRIBUTION [4924] IRS NUMBER: 750571592 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 417 LACKAWANNA AVENUE CITY: SCRANTON STATE: PA ZIP: 18503-2013 BUSINESS PHONE: (570) 614-5000 MAIL ADDRESS: STREET 1: 417 LACKAWANNA AVENUE CITY: SCRANTON STATE: PA ZIP: 18503-2013 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Aldrich George E CENTRAL INDEX KEY: 0001338069 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06407 FILM NUMBER: 061077715 BUSINESS ADDRESS: BUSINESS PHONE: 5706145000 MAIL ADDRESS: STREET 1: C/O SOUTHERN UNION COMPANY STREET 2: 417 LACKAWANNA AVENUE CITY: SCRANTON STATE: PA ZIP: 18503 4 1 doc1.xml FORM 4 X0202 4 2006-09-02 0 0000203248 SOUTHERN UNION CO SUG 0001338069 Aldrich George E C/O SOUTHERN UNION COMPANY 5444 WESTHEIMER ROAD HOUSTON TX 77056-5306 0 1 0 0 VP, Controller & CAO Common Stock 2006-09-02 4 A 0 800 27.43 A 3200 D Common Stock 2006-09-02 4 F 0 211 27.43 D 2989 D Common Stock 184.0322 I 401(k) Plan Employee Stock Option (right to purchase) 24.80 2015-09-02 Common Stock 15000 15000 D Eight hundred (800) shares are held directly and 2,400 shares are restricted. Restrictions expire on 800 shares on September 2, 2007, on 800 shares on September 2, 2008, and on 800 shares on September 2, 2009. On September 2, 2006, the restrictions on 800 of the reporting person's previously reported 3,200 share restricted stock award expired. As part of this transaction, the reporting person elected to cover the cost of taxes applicable with the receipt of the 800 shares by using the proceeds from a sale of a portion of the awarded shares (211) to pay such taxes. The reporting person's beneficial ownership reported herein includes 2,400 restricted shares for which restrictions apply as described in (1) above. This information concerns shares held under the Issuer's 401(k) Plan. Reported are shares purchased for the plan by the plan trustee, at the trustee's sole discretion at such prices as were available in the open market at the time of such purchases. Information reported herein is based on the Plan statement for the period ended December 31, 2005. These options vest/vested in 25 percent increments each year commencing September 2, 2006. Robert M. Kerrigan, III for George E. Aldrich 2006-09-06 -----END PRIVACY-ENHANCED MESSAGE-----