-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Bd/BMmoC/sE6Eb63OE5O13rVOCvbkRNXiCLc0GT0L3XJifgdePJ/jB0MNJkCGbMg vCdLIdI74S0VTL2YxQKuZw== 0001140361-06-011424.txt : 20060809 0001140361-06-011424.hdr.sgml : 20060809 20060809161650 ACCESSION NUMBER: 0001140361-06-011424 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060807 FILED AS OF DATE: 20060809 DATE AS OF CHANGE: 20060809 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHERN UNION CO CENTRAL INDEX KEY: 0000203248 STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS DISTRIBUTION [4924] IRS NUMBER: 750571592 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 417 LACKAWANNA AVENUE CITY: SCRANTON STATE: PA ZIP: 18503-2013 BUSINESS PHONE: (570) 614-5000 MAIL ADDRESS: STREET 1: 417 LACKAWANNA AVENUE CITY: SCRANTON STATE: PA ZIP: 18503-2013 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DOWLING HARRY E CENTRAL INDEX KEY: 0001184013 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06407 FILM NUMBER: 061017818 BUSINESS ADDRESS: STREET 1: C/O FLEISCHMAN & WALSH LLP STREET 2: 1919 PENNSYLVANIA AVE., NW #600 CITY: WASHINGTON STATE: DC ZIP: 20006 BUSINESS PHONE: 5708202400 MAIL ADDRESS: STREET 1: C/O SOUTHERN UNION CO STREET 2: ONE PEI CENTER CITY: WILKES BARRE STATE: PA ZIP: 18711-0601 4 1 doc1.xml FORM 4 X0202 4 2006-08-07 0 0000203248 SOUTHERN UNION CO SUG 0001184013 DOWLING HARRY E C/O SOUTHERN UNION COMPANY 5444 WESTHEIMER ROAD HOUSTON TX 77056 0 1 0 0 President of Division Common Stock 2006-08-07 4 A 0 789 27.50 A 16193.95 D Common Stock 2006-08-07 4 F 0 241 27.50 D 15952.95 D Common Stock 9631.5663 I 401(K) Plan Common Stock 27437.3356 I Supplemental Deferred Compensation Plan Employee Stock Option (right to purchase) 14.6521 2011-06-05 Common Stock 7658 7658 D Employee Stock Option (right to purchase) 16.8255 2009-12-09 Common Stock 13230 13230 D Employee Stock Option (right to purchase) 24.0572 2015-07-26 Common Stock 2048 2048 D On August 7, 2006, 789 shares of the reporting person's previously reported 3,150 share restricted stock award vested. As part of this transaction, the reporting person elected to cover the cost of applicable taxes in connection with the receipt of 789 shares by using the proceeds from a sale of a portion of such awarded shares (241 shares) to pay the applicable taxes. The reporting person's beneficial ownership reported herein includes 2,361 restricted shares not yet vested, these remaining restricted shares vest in three installments each July 26th. Information reported herein is based on a report provided by the plan trustee and reflects the Reporting Person's beneficial ownership as of February 17, 2006, the date of his last transaction involving 401(K) Plan shares. This information concerns shares held under the Issuer's Supplemental Deferred Compensation Plan. This report reflects shares purchased for the plan by the plan trustee, at the sole discretion of the trustee, at such prices as were available in the open market at the time of such purchases. Information reported herein is based on the plan statement for the period ending December 31, 2005. These options are currently exercisable. Of the remaining options, 4,410 become exercisable on March 1, 2007, 4,410 on March 3, 2008 and 4,410 on March 2, 2009. These options vested/vest in 25% increments each year commencing July 26, 2006. Robert M. Kerrigan, III for Harry E. Dowling 2006-08-09 -----END PRIVACY-ENHANCED MESSAGE-----