-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EEPpK1ByG+XDb5BI9C92Mzi1smR902kjGOrqfXp+d2cva9wgXUJaxIFPWAOukGpk CHT5aTF52ZhAqfnAJy8mpA== 0001140361-06-008061.txt : 20060524 0001140361-06-008061.hdr.sgml : 20060524 20060524202243 ACCESSION NUMBER: 0001140361-06-008061 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060113 FILED AS OF DATE: 20060524 DATE AS OF CHANGE: 20060524 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHERN UNION CO CENTRAL INDEX KEY: 0000203248 STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS DISTRIBUTION [4924] IRS NUMBER: 750571592 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 417 LACKAWANNA AVENUE CITY: SCRANTON STATE: PA ZIP: 18503-2013 BUSINESS PHONE: (570) 614-5000 MAIL ADDRESS: STREET 1: 417 LACKAWANNA AVENUE CITY: SCRANTON STATE: PA ZIP: 18503-2013 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LINDEMANN GEORGE L CENTRAL INDEX KEY: 0000897631 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06407 FILM NUMBER: 06865514 BUSINESS ADDRESS: BUSINESS PHONE: 5708202400 MAIL ADDRESS: STREET 1: 767 FIFTH AVENUE STREET 2: 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10153 4 1 doc1.xml FORM 4 X0202 4 2006-01-13 0 0000203248 SOUTHERN UNION CO SUG 0000897631 LINDEMANN GEORGE L 767 FIFTH AVENUE NEW YORK NY 10153 1 1 0 0 Chairman, President & CEO Common Stock 2006-01-13 4 A 0 242.5065 23.7500 A 74240.5526 I Supplemental Plan Common Stock 2006-01-27 4 A 0 234.6258 24.5491 A 74475.1784 I Supplemental Plan Common Stock 2006-02-09 4 A 0 237.7186 24.2292 A 74712.8970 I Supplemental Plan Common Stock 2006-02-27 4 A 0 229.7685 25.0689 A 74942.6655 I Supplemental Plan Common Stock 2006-03-10 4 A 0 242.5097 23.7497 A 75185.1752 I Supplemental Plan Common Stock 2006-03-23 4 A 0 236.0711 24.3985 A 75421.2463 I Supplemental Plan Common Stock 2006-04-07 4 A 0 3219.1815 25.05 A 78640.4281 I Supplemental Plan Common Stock 2006-04-20 4 A 0 226.3341 25.4499 A 79174.1276 I Supplemental Plan Common Stock 2006-05-05 4 A 0 221.553 26 A 79395.6806 I Supplemental Plan Common Stock 2006-05-22 4 A 0 245.9197 23.4198 A 79641.6003 I Supplemental Plan Common Stock 3813816 D Common Stock 25185.8803 I 401(K) Plan Common Stock 3289220 I Owned by Spouse Employee Stock Option (right to purchase) 9.6951 2007-06-27 Common Stock 144141 144141 D Employee Stock Option (right to purchase) 12.6345 2008-06-22 Common Stock 214290 214290 D Employee Stock Option (right to purchase) 13.5020 2009-12-09 Common Stock 258078 258078 D On May 23, 2006, the filing agent discovered that the plan adminstrator had failed to provide accurate reports for the Reporting Person for the period begining January 1, 2006 through May 21, 2006 (the "Period"). The reports the filing agent received during this Period incorrectly showed no transactions by the Reporting Person. The error has been corrected and the Reporting Person is reporting herein all unreported transactions effected during the Period. This information concerns shares held under the Issuer?s Supplemental Deferred Compensation Plan. This report also reflects shares purchased for the plan by the plan trustee, at the sole discretion of the trustee, at such prices as were available in the open market at the time of such purchases. This information concerns shares held under the Issuer's 401(K) Plan. Information reported herein is based on a plan statement for the period ended December 31, 2005. The Reporting Person disclaims beneficial interest in these shares except to the extent of his pecuniary interest therein. The Reporting Person is fully vested in these options and all of these options are currently exercisable. Robert M. Kerrigan, III for George L. Lindemann 2006-05-24 -----END PRIVACY-ENHANCED MESSAGE-----