-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PwrE2Z4Ei9GGU+SEM5LDOFS6LOlb8JyWpVmSlgGyb8PKn4Ve+aMgs0oBH+zCADG3 QID/9lBNRnqn4GvaIaSuuQ== 0001140361-06-004802.txt : 20060330 0001140361-06-004802.hdr.sgml : 20060330 20060330140719 ACCESSION NUMBER: 0001140361-06-004802 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060328 FILED AS OF DATE: 20060330 DATE AS OF CHANGE: 20060330 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHERN UNION CO CENTRAL INDEX KEY: 0000203248 STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS DISTRIBUTION [4924] IRS NUMBER: 750571592 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 417 LACKAWANNA AVENUE CITY: SCRANTON STATE: PA ZIP: 18503-2013 BUSINESS PHONE: (570) 614-5000 MAIL ADDRESS: STREET 1: 417 LACKAWANNA AVENUE CITY: SCRANTON STATE: PA ZIP: 18503-2013 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DOWLING HARRY E CENTRAL INDEX KEY: 0001184013 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06407 FILM NUMBER: 06722311 BUSINESS ADDRESS: STREET 1: C/O FLEISCHMAN & WALSH LLP STREET 2: 1919 PENNSYLVANIA AVE., NW #600 CITY: WASHINGTON STATE: DC ZIP: 20006 BUSINESS PHONE: 5708202400 MAIL ADDRESS: STREET 1: C/O SOUTHERN UNION CO STREET 2: ONE PEI CENTER CITY: WILKES BARRE STATE: PA ZIP: 18711-0601 4 1 doc1.xml FORM 4 X0202 4 2006-03-28 0 0000203248 SOUTHERN UNION CO SUG 0001184013 DOWLING HARRY E C/O SOUTHERN UNION COMPANY 5444 WESTHEIMER ROAD HOUSTON TX 77056 0 1 0 0 President of Division Common Stock 2006-03-28 4 M 0 13897 14.6521 A 29301.95 D Common Stock 2006-03-28 4 S 0 13897 24.557 D 15404.95 D Common Stock 2006-03-28 4 M 0 6103 13.502 A 21507.95 D Common Stock 2006-03-28 4 S 0 6103 24.557 D 15404.95 D Common Stock 9631.5663 I 401(K) Plan Common Stock 27437.3356 I Supplemental Deferred Compensation Plan Employee Stock Option (right to purchase) 14.6521 2006-03-28 4 M 0 13897 14.6521 D 2011-06-05 Common Stock 13897 13654 D Employee Stock Option (right to purchase) 13.502 2006-03-28 4 M 0 6103 13.502 D 2009-12-09 Common Stock 6103 0 D Employee Stock Option (right to purchase) 16.8255 2009-12-09 Common Stock 6103 0 D Employee Stock Option (right to purchase) 24.0572 2015-07-26 Common Stock 2048 2048 D Of these shares, 3,150 shares are restricted shares that vest in 25% increments each year beginning July 26, 2006. Information reported herein is based on a report provided by the plan trustee and reflects the Reporting Person's beneficial ownership as of February 17, 2006, the date of his last reported transaction involving 401(K) Plan shares. This information concerns shares held under the Issuer?s Supplemental Deferred Compensation Plan. This report reflects shares purchased for the plan by the plan trustee, at the sole discretion of the trustee, at such prices as were available in the open market at the time of such purchases. Information reported herein is based on the plan statement for the period ending December 31, 2005. Of these options, 19,893 are currently exercisable and the remaining options will be exercisable on July 1, 2006. These options vested over a five year period and are currently exercisable. Of these options, 4,410 are currently exercisable, 4,410 become exercisable on March 1, 2007, 4,410 on March 3, 2008 and 4,410 on March 2, 2009. These options vest in 25% increments each year commencing July 26, 2006. Robert M. Kerrigan, III for Harry E. Dowling 2006-03-30 -----END PRIVACY-ENHANCED MESSAGE-----