-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, J6bDp8/qUyiHSqT9jqJA8cgFtEKBHbOaQLbxQo1U4g5SZCtzo+jMMP29PpUk8CYE 0wfDYLrg7B7bKPing2aQ6A== 0001140361-06-002248.txt : 20060214 0001140361-06-002248.hdr.sgml : 20060214 20060214093909 ACCESSION NUMBER: 0001140361-06-002248 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20051231 FILED AS OF DATE: 20060214 DATE AS OF CHANGE: 20060214 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHERN UNION CO CENTRAL INDEX KEY: 0000203248 STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS DISTRIBUTION [4924] IRS NUMBER: 750571592 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 417 LACKAWANNA AVENUE CITY: SCRANTON STATE: PA ZIP: 18503-2013 BUSINESS PHONE: (570) 614-5000 MAIL ADDRESS: STREET 1: 417 LACKAWANNA AVENUE CITY: SCRANTON STATE: PA ZIP: 18503-2013 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DOWLING HARRY E CENTRAL INDEX KEY: 0001184013 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06407 FILM NUMBER: 06607536 BUSINESS ADDRESS: STREET 1: C/O FLEISCHMAN & WALSH LLP STREET 2: 1919 PENNSYLVANIA AVE., NW #600 CITY: WASHINGTON STATE: DC ZIP: 20006 BUSINESS PHONE: 5708202400 MAIL ADDRESS: STREET 1: C/O SOUTHERN UNION CO STREET 2: ONE PEI CENTER CITY: WILKES BARRE STATE: PA ZIP: 18711-0601 5 1 doc1.xml FORM 5 X0202 5 2005-12-31 0 0 0 0000203248 SOUTHERN UNION CO SUG 0001184013 DOWLING HARRY E C/O SOUTHERN UNION COMPANY 5444 WESTHEIMER ROAD HOUSTON TX 77056 0 1 0 0 President of Division Common Stock 2005-12-31 5 P 0 212.0095 A 16597.2595 I 401(K) Plan Common Stock 8104.95 D Common Stock 27437.3356 I Supplemental Deferred Compensation Plan Employee Stock Option (right to purchase) 13.5020 2009-12-09 Common Stock 13403 13403 D Employee Stock Option (right to purchase) 14.6521 2011-06-05 Common Stock 38295 38295 D Employee Stock Option (right to purchase) 16.8255 2014-02-06 Common Stock 22050 22050 D Employee Stock Option (right to purchase) 24.0572 2015-07-26 Common Stock 2048 2048 D This information concerns shares held under the Issuer?s 401(k) Plan. This report reflects shares purchased for the plan by the plan trustee, at the sole discretion of the trustee, at such prices as were available in the open market at the time of such purchases. Information reported herein is based on a plan statement for the period ended December 31, 2005. Of these shares, 3,150 shares are restricted shares that vest in 25% increments each year beginning July 26, 2006. This information concerns shares held under the Issuer?s Supplemental Deferred Compensation Plan. This report reflects shares purchased for the plan by the plan trustee, at the sole discretion of the trustee, at such prices as were available in the open market at the time of such purchases. Information reported herein is based on the plan statement for the period ending December 31, 2005. These options vested over a five year period and are currently exercisable Of these options, 30,637 are currently exercisable and the remaining options will be exercisable on July 1, 2006. Of these options, 4,410 are currently exerciseable, 4,410 become exercisable on March 1, 2006, 4,410 on March 1, 2007, 4,410 on March 3, 2008 and 4,410 on March 2, 2009. These options vest in 25% increments each year commencing July 26, 2006. Reflects the 5% stock dividend payable on September 1, 2005, to shareholders of record as of August 22, 2005. Robert M. Kerrigan, III for Harry E. Dowling 2006-02-14 -----END PRIVACY-ENHANCED MESSAGE-----