-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IKrzyQyEyu7npLJ1lKowU+FrqACZpvpPSyY/+Fqm+ovkGf7RwhOh3yWYGwMZW/C/ rs+P8cFxQps3yofm9kmb4Q== 0001140361-05-006297.txt : 20050815 0001140361-05-006297.hdr.sgml : 20050815 20050815185038 ACCESSION NUMBER: 0001140361-05-006297 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050811 FILED AS OF DATE: 20050815 DATE AS OF CHANGE: 20050815 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHERN UNION CO CENTRAL INDEX KEY: 0000203248 STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS DISTRIBUTION [4924] IRS NUMBER: 750571592 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 417 LACKAWANNA AVENUE CITY: SCRANTON STATE: PA ZIP: 18503-2013 BUSINESS PHONE: (570) 614-5000 MAIL ADDRESS: STREET 1: 417 LACKAWANNA AVENUE CITY: SCRANTON STATE: PA ZIP: 18503-2013 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MORGAN DENNIS K CENTRAL INDEX KEY: 0001184010 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06407 FILM NUMBER: 051028660 BUSINESS ADDRESS: STREET 1: C/O FLEISCHMAN & WALSH LLP STREET 2: 1919 PENNSYLVANIA AVE., NW #600 CITY: WASHINGTON STATE: DC ZIP: 20006 BUSINESS PHONE: 5708202400 MAIL ADDRESS: STREET 1: C/O SOUTHERN UNION CO STREET 2: ONE PEI CENTER CITY: WILKES BARRE STATE: PA ZIP: 18711-0601 4 1 doc1.xml FORM 4 X0202 4 2005-08-11 0 0000203248 SOUTHERN UNION CO SUG 0001184010 MORGAN DENNIS K C/O SOUTHERN UNION COMPANY 417 LACKAWANNA AVENUE SCRANTON PA 18503 0 1 0 0 EVP Regulatory & Litigation Common Stock 2005-08-11 4 M 0 8146 6.7370 A 8146 D Common Stock 2005-08-11 4 S 0 8146 25.5081 D 0 D Common Stock 2005-08-11 4 M 0 11082 10.1798 A 11082 D Common Stock 2005-08-11 4 S 0 11082 25.5081 D 0 D Common Stock 2005-08-11 4 M 0 25930 13.2662 A 25930 D Common Stock 2005-08-11 4 S 0 25930 25.5081 D 0 D Common Stock 2005-08-11 4 M 0 5733 13.2662 A 5733 D Common Stock 2005-08-11 4 S 0 5733 25.5081 D 0 D Common Stock 2005-08-11 4 M 0 36488 14.1771 A 36488 D Common Stock 2005-08-11 4 S 0 36488 25.5081 D 0 D Common Stock 2005-08-11 4 M 0 8185 14.1771 A 8185 D Common Stock 2005-08-11 4 S 0 8185 25.5081 D 0 D Common Stock 2005-08-11 4 M 0 6499 15.3847 A 6499 D Common Stock 2005-08-11 4 S 0 6499 25.5081 D 0 D Common Stock 2005-08-11 4 M 0 22437 15.3847 A 22437 D Common Stock 2005-08-11 4 S 0 22437 25.5081 D 0 D Common Stock 2005-08-12 4 M 0 9962 15.3847 A 9962 D Common Stock 2005-08-12 4 S 0 9962 25.5099 D 0 D Common Stock 2005-08-12 4 M 0 4200 17.6667 A 4200 D Common Stock 2005-08-12 4 S 0 4200 25.5099 D 0 D Employee Stock Options (Right to Purchase) 6.7370 2005-08-11 4 M 0 8146 6.7370 D 2005-11-09 Common Stock 8146 0 D Employee Stock Options (Right to Purchase) 10.1798 2005-08-11 4 M 0 11082 10.1798 D 2007-06-27 Common Stock 11082 0 D Employee Stock Options (Right to Purchase) 13.2662 2005-08-11 4 M 0 25930 13.2662 D 2008-06-22 Common Stock 25930 0 D Employee Stock Options (Right to Purchase) 13.2662 2005-08-11 4 M 0 5733 13.2662 D 2008-06-22 Common Stock 5733 0 D Employee Stock Options (Right to Purchase) 14.1771 2005-08-11 4 M 0 36488 14.1771 D 2009-12-09 Common Stock 36488 0 D Employee Stock Options (Right to Purchase) 14.1771 2005-08-11 4 M 0 8185 14.1771 D 2009-12-09 Common Stock 8185 0 D Employee Stock Options (Right to Purchase) 15.3847 2005-08-11 4 M 0 6499 15.3847 D 2011-06-05 Common Stock 6499 6500 D Employee Stock Options (Right to Purchase) 15.3847 2005-08-11 4 M 0 22437 15.3847 D 2011-06-05 Common Stock 22437 13187 D Employee Stock Options (Right to Purchase) 15.3847 2005-08-12 4 M 0 9962 15.3847 D 2011-06-05 Common Stock 9962 3225 D Employee Stock Options (Right to Purchase) 17.6667 2005-08-12 4 M 0 4200 17.6667 D 2014-02-06 Common Stock 4200 4200 D The Reporting Person also holds directly 38,283 shares of common stock and holds indirectly 35,322 shares of common stock through the Issuer's Supplemental Plan and 16,922 shares of common stock through the Issuer's 401(K) Plan. The options vested/vest in five equal annual installments beginning on the first day of the month following the first anniversary of the grant date. The remaining options are exercisable July 1, 2006. On August 11th, the Reporting Person exercised 22,437 options; following this exercise the Reporting Person had 13,187 options remaining as part of this grant. On August 12th, the Reporting Person exercised 9,962 more options from the grant leaving the Reporting Person with 3,225 options, which become exercisable on July 1, 2006. The remaining options are exercisable on March 1, 2006. Robert M. Kerrigan, III for Dennis K. Morgan 2005-08-15 -----END PRIVACY-ENHANCED MESSAGE-----