-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ESkFlUJI217nsYAN2Gz5kFoBNhA0FlGPgDrK8/LpkhIJWD3uMCDD0UAHI7RKJ2oZ LosmAT0MCl4p0J18LzqRVw== 0001140361-05-001378.txt : 20050215 0001140361-05-001378.hdr.sgml : 20050215 20050215174234 ACCESSION NUMBER: 0001140361-05-001378 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050211 FILED AS OF DATE: 20050215 DATE AS OF CHANGE: 20050215 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McCarter Thomas N III CENTRAL INDEX KEY: 0001315247 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06407 FILM NUMBER: 05618453 BUSINESS ADDRESS: BUSINESS PHONE: 570-820-2400 MAIL ADDRESS: STREET 1: C/O SOUTHERN UNION COMPANY CITY: WILKES-BARRE STATE: PA ZIP: 18711 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHERN UNION CO CENTRAL INDEX KEY: 0000203248 STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS DISTRIBUTION [4924] IRS NUMBER: 750571592 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE PEI CENTER CITY: WILKES-BARRE STATE: PA ZIP: 18711 BUSINESS PHONE: (570) 820-2400 MAIL ADDRESS: STREET 1: ONE PEI CENTER CITY: WILKES-BARRE STATE: PA ZIP: 18711 4 1 doc1.xml FORM 4 X0202 4 2005-02-11 0 0000203248 SOUTHERN UNION CO SUG 0001315247 McCarter Thomas N III C/O SOUTHERN UNION COMPANY ONE PEI CENTER WILKES-BARRE PA 18711 1 0 0 0 Purchase Contract 2005-02-11 4 P 0 200 50 A Common Stock 200 D The purchase contract, together with a 5% undivided beneficial interest in $1,000 principal amount of a Southern Union senior note due February 16, 2008, comprise a Southern Union Corporate Unit. The purchase contract obligates the Reporting Person to purchase from Southern Union, no later that February 16, 2008, for a price of $50 in cash, the following number of shares of Southern Union common stock, subject to anti-dilution adjustments: If the average closing price of Southern Union common stock over the 20-day period ending on the third trading day prior to February 16, 2008 equals or exceeds $30.7625, 1.6254 shares; if the average closing price of Southern Union common stock over the same period is less than $30.7625 but greater than $24.61, a number of shares having a value, based on the average closing price, equal to $50: and if the average closing price of Southern Union common stock over the same period is less than or equal to $24.61, 2.0317 shares. The reporting person directly owns 1,000 shares of common stock. Dennis K. Morgan for Thomas N. McCarter, III 2005-02-15 -----END PRIVACY-ENHANCED MESSAGE-----