-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Bu/9eucXrjdFmNDcUS+d0DQjWHQv1+/WyjPwKChIxwHbiTaMLKFDINV3bN4a0TmK pTajQd1uyJl7k9+mEH59hA== 0000203248-03-000356.txt : 20031222 0000203248-03-000356.hdr.sgml : 20031222 20031222175427 ACCESSION NUMBER: 0000203248-03-000356 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031222 FILED AS OF DATE: 20031222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BRENNAN JOHN E CENTRAL INDEX KEY: 0001183995 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06407 FILM NUMBER: 031068675 BUSINESS ADDRESS: STREET 1: C/O FLEISCHMAN & WALSH LLP STREET 2: 1919 PENNSYLVANIA AVE., NW #600 CITY: WASHINGTON STATE: DC ZIP: 20006 BUSINESS PHONE: 2029397900 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHERN UNION CO CENTRAL INDEX KEY: 0000203248 STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS DISTRIBUTION [4924] IRS NUMBER: 750571592 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: ONE PEI CENTER CITY: WILKES-BARRE STATE: PA ZIP: 18711 BUSINESS PHONE: (570) 820-2400 4 1 brennan12182003_ex.xml X0201 4 2003-12-22 0 0000203248 SOUTHERN UNION CO SUG 0001183995 BRENNAN JOHN E C/O FLEISCHMAN & WALSH LLP 1919 PENNSYLVANIA AVE. NW #600 WASHINGTON DC 20006 1 1 0 0 Vice Chairman Common Stock 2003-06-30 4 A 0 0 A 14737.9510 I 401-K Savings Plan Common Stock 2003-09-30 4 A 0 0 A 16983.2512 I 401-K Savings Plan This information concerns shares held under the Issuer's 401(k) Plan. This report reflects shares purchased for the plan by the plan trustee, at the sole discretion of the trustee, at such prices as were available in the open market at the time of such purchases for the periods ended June 30, 2003 and September 30, 2003. The plan is accounted for on a cash basis and, depending on market prices and participant contributions, fluctuations in individual account balances may not be indicative of plan activities during the periods presented. Information reported herein is based on plan statements for the periods ended June 30, 2003 and September 30, 2003. All shares reported hereon, have been adjusted to reflect the 5% stock dividend distributed on July 31, 2003. The Reporting Person also holds directly 325,142 shares of common stock and holds directly an additional 617 shares of common stock in an Individual Retirement Account and holds indirectly 5,779 by his spouse, 122,595 in a trust fund for the benefit of his son, 122,595 in a trust for the benefit of his daughter, 30,095.0223 through the Issuer's Supplemental Deferred Compensation Plan and 64,838.7499 through the Issuer's Executive Stock Plan. Stephen A. Bouchard for John E. Brennan 2003-12-22 -----END PRIVACY-ENHANCED MESSAGE-----