10-K/A 1 sucfm10ka01.txt FORM 10-K/A-2 ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 10-K/A No. 2 X ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE --- ACT OF 1934 For the Fiscal Year Ended June 30, 2000 OR TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES --- EXCHANGE ACT OF 1934 Commission File No. 1-6407 SOUTHERN UNION COMPANY (Exact name of registrant as specified in its charter) Delaware 75-0571592 (State or other jurisdiction of (I.R.S. Employer incorporation or organization) Identification No.) 504 Lavaca Street, Eighth Floor 78701 Austin, Texas (Zip Code) (Address of principal executive offices) Registrant's telephone number, including area code: (512) 477-5852 Securities Registered Pursuant to Section 12(b) of the Act: Title of each class Name of each exchange on which registered ------------------------------------ ----------------------------------------- Common Stock, par value $1 per share New York Stock Exchange Securities Registered Pursuant to Section 12(g) of the Act: None Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing require- ments for the past 90 days. Yes X No --- --- Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K is not contained herein, and will not be contained, to the best of registrant's knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K or any amendment to this Form 10-K. --- The aggregate market value of the voting stock held by non-affiliates of the registrant on September 15, 2000, was $673,574,656. The number of shares of the registrant's Common Stock outstanding on September 15, 2000 was 49,589,799. DOCUMENTS INCORPORATED BY REFERENCE Portions of the registrant's Annual Report to Stockholders for the year ended June 30, 2000, are incorporated by reference in Parts II and IV. Portions of the registrant's proxy statement for its annual meeting of stock- holders to be held on November 14, 2000, are incorporated by reference into Part III. ================================================================================ EXHIBIT INDEX Exhibit No. Description -------- ------------------------------------------------------------------- 28.1 Financial Statements and Supplemental Schedules required by Form 11-K for the Southern Union Savings Plan for the fiscal year ended December 31, 2000; Financial Statements and Supplemental Schedules required by Form 11-K for the Southern Union Company Pennsylvania Division Employees' Savings Plan for the six-month period ended June 30, 2000; and Financial Statements and Supplemental Schedules required by Form 11-K for the Southern Union Company Valley Resources 401(k) Employee Stock Ownership Plan for the fiscal year ended December 31, 2000*. ----------------------- *The financial statements and supplemental schedules of the Southern Union Savings Plan, Southern Union Company Pennsylvania Division Employees' Savings Plan and Southern Union Company Valley Resources 401(k) Employee Stock Owner- ship Plan have been filed in paper. SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the regis- trant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized. Dated: June 29, 2001 SOUTHERN UNION COMPANY By: DAVID J. KVAPIL --------------- David J. Kvapil Senior Vice President and Corporate Controller (Principal Accounting Officer) Exhibit 28.1 -- Page 1 2000 Annual Report Form 10-K FORM SE FORM FOR SUBMISSION OF PAPER FORMAT EXHIBITS BY ELECTRONIC FILERS Southern Union Company 0000203248 ----------------------------------------------------- --------------------- Exact name of registrant as specified in charter Registrant CIK Number Form 11-K for the fiscal year ended December 31, 2000 1-6407 ----------------------------------------------------- --------------------- Electronic report, schedule or registration statement SEC file number, of which the documents are a part (give period of if available report) Not Applicable ("N/A") -------------------------------------------------------------------------------- Name of Person Filing the Document (If Other than the Registrant) SIGNATURES Filings Made By the Registrant: The Registrant has duly caused this form to be signed on its behalf by the undersigned, thereunto duly authorized, in the city of Austin, State of Texas, June 29, 2001. Southern Union Company ---------------------- (Registrant) By: DAVID J. KVAPIL --------------- David J. Kvapil Senior Vice President and Corporate Controller (Principal Accounting Officer) ------------------------------ (Name and Title) Filings Made by Person Other Than the Registrant: After reasonable inquiry and to the best of my knowledge and belief, I certify on N/A , 2001 that the information set forth in this ------------------- statement is true and complete. By: N/A ------------------------------------------------- (Name) N/A ------------------------------------------------- (Title)