-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, U+o2pcyXXzIxJWRhefyFDPJtz5q1AEvoN2pDD+U1IrVbPZBpv5EZwt+k+92mCQKf W7v9Gu9kBlD8xlfyY3FtGg== 0000203248-00-000007.txt : 20000420 0000203248-00-000007.hdr.sgml : 20000420 ACCESSION NUMBER: 0000203248-00-000007 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000419 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHERN UNION CO CENTRAL INDEX KEY: 0000203248 STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS DISTRIBUTION [4924] IRS NUMBER: 750571592 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-14193 FILM NUMBER: 604775 BUSINESS ADDRESS: STREET 1: 504 LAVACA ST 8TH FL CITY: AUSTIN STATE: TX ZIP: 78701 BUSINESS PHONE: 5124775852 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHERN UNION CO CENTRAL INDEX KEY: 0000203248 STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS DISTRIBUTION [4924] IRS NUMBER: 750571592 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 504 LAVACA ST 8TH FL CITY: AUSTIN STATE: TX ZIP: 78701 BUSINESS PHONE: 5124775852 SC 13D/A 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No.15)* SOUTHERN UNION COMPANY (Name of Issuer) COMMON STOCK, $1.00 PAR VALUE PER SHARE (Title of Class of Securities) 84402810 (CUSIP Number) STEPHEN A. BOUCHARD, ESQ. FLEISCHMAN AND WALSH, L.L.P. 1400 SIXTEENTH STREET, N.W. WASHINGTON, D.C. 20036 (202) 939-7911 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) February 1, 2000 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Sched- ule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box ( ). Note: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes.) - ----------------------------------------------------------------- 1. Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person GEORGE L. LINDEMANN - ----------------------------------------------------------------- 2. Check the Appropriate Box If A Member Of A Group* (a) ( ) (b) (X ) - ----------------------------------------------------------------- 3. SEC Use Only - ----------------------------------------------------------------- 4. Source of Funds* PF, AF - ----------------------------------------------------------------- 5. Check If Disclosure Of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e). ( ) - ----------------------------------------------------------------- 6. Citizenship Or Place Of Organization U.S. - ----------------------------------------------------------------- 7. Sole Voting Power 2,076,724 Number of -------------------------------------------------- Shares 8. Shared Voting Power Beneficially 0 Owned -------------------------------------------------- by Each 9. Sole Dispositive Power Reporting 2,076,724 Person With: -------------------------------------------------- 10. Shared Dispositive Power 0 - ----------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned By Each Reporting Person 2,554,267 - ----------------------------------------------------------------- 12. Check Box If The Aggregate Amount In Row (11) Excludes Certain Shares* ( X ) - ----------------------------------------------------------------- 13. Percent Of Class Represented By Amount In Row (11) 5.3% - ----------------------------------------------------------------- 14. Type Of Reporting Person* IN - ----------------------------------------------------------------- - ----------------------------------------------------------------- 1. Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person SUG 1, L.P. - ----------------------------------------------------------------- 2. Check the Appropriate Box If A Member Of A Group* (a) ( ) (b) (X ) - ----------------------------------------------------------------- 3. SEC Use Only - ----------------------------------------------------------------- 4. Source of Funds* AF - ----------------------------------------------------------------- 5. Check If Disclosure Of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e). ( ) - ----------------------------------------------------------------- 6. Citizenship Or Place Of Organization Delaware - ----------------------------------------------------------------- 7. Sole Voting Power 2,076,724 Number of -------------------------------------------------- Shares 8. Shared Voting Power Beneficially 0 Owned -------------------------------------------------- by Each 9. Sole Dispositive Power Reporting 2,076,724 Person With: -------------------------------------------------- 10. Shared Dispositive Power 0 - ----------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned By Each Reporting Person 2,076,724 - ----------------------------------------------------------------- 12. Check Box If The Aggregate Amount In Row (11) Excludes Certain Shares* ( X ) - ----------------------------------------------------------------- 13. Percent Of Class Represented By Amount In Row (11) 4.3% - ----------------------------------------------------------------- 14. Type Of Reporting Person* PN - ----------------------------------------------------------------- - ----------------------------------------------------------------- 1. Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person SUG 2, L.P. - ----------------------------------------------------------------- 2. Check the Appropriate Box If A Member Of A Group* (a) ( ) (b) (X ) - ----------------------------------------------------------------- 3. SEC Use Only - ----------------------------------------------------------------- 4. Source of Funds* AF - ----------------------------------------------------------------- 5. Check If Disclosure Of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e). ( ) - ----------------------------------------------------------------- 6. Citizenship Or Place Of Organization Delaware - ----------------------------------------------------------------- 7. Sole Voting Power 2,455,469 Number of -------------------------------------------------- Shares 8. Shared Voting Power Beneficially 0 Owned -------------------------------------------------- by Each 9. Sole Dispositive Power Reporting 2,455,469 Person With: -------------------------------------------------- 10. Shared Dispositive Power 0 - ----------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned By Each Reporting Person 2,455,469 - ----------------------------------------------------------------- 12. Check Box If The Aggregate Amount In Row (11) Excludes Certain Shares* ( X ) - ----------------------------------------------------------------- 13. Percent Of Class Represented By Amount In Row (11) 5.1% - ----------------------------------------------------------------- 14. Type Of Reporting Person* PN - ----------------------------------------------------------------- - ----------------------------------------------------------------- 1. Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person SUG 3, L.P. - ----------------------------------------------------------------- 2. Check the Appropriate Box If A Member Of A Group* (a) ( ) (b) (X ) - ----------------------------------------------------------------- 3. SEC Use Only - ----------------------------------------------------------------- 4. Source of Funds* AF - ----------------------------------------------------------------- 5. Check If Disclosure Of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e). ( ) - ----------------------------------------------------------------- 6. Citizenship Or Place Of Organization Delaware - ----------------------------------------------------------------- 7. Sole Voting Power 2,759,619 Number of -------------------------------------------------- Shares 8. Shared Voting Power Beneficially 0 Owned -------------------------------------------------- by Each 9. Sole Dispositive Power Reporting 2,759,619 Person With: -------------------------------------------------- 10. Shared Dispositive Power 0 - ----------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned By Each Reporting Person 2,759,619 - ----------------------------------------------------------------- 12. Check Box If The Aggregate Amount In Row (11) Excludes Certain Shares* ( X ) - ----------------------------------------------------------------- 13. Percent Of Class Represented By Amount In Row (11) 5.8% - ----------------------------------------------------------------- 14. Type Of Reporting Person* PN - ----------------------------------------------------------------- - ----------------------------------------------------------------- 1. Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person ADAM M. LINDEMANN - ----------------------------------------------------------------- 2. Check the Appropriate Box If A Member Of A Group* (a) ( ) (b) (X ) - ----------------------------------------------------------------- 3. SEC Use Only - ----------------------------------------------------------------- 4. Source of Funds* PF, AF - ----------------------------------------------------------------- 5. Check If Disclosure Of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e). ( ) - ----------------------------------------------------------------- 6. Citizenship Or Place Of Organization U.S. - ----------------------------------------------------------------- 7. Sole Voting Power 2,751,419 Number of -------------------------------------------------- Shares 8. Shared Voting Power Beneficially 0 Owned -------------------------------------------------- by Each 9. Sole Dispositive Power Reporting 2,751,419 Person With: -------------------------------------------------- 10. Shared Dispositive Power 0 - ----------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned By Each Reporting Person 2,755,280 - ----------------------------------------------------------------- 12. Check Box If The Aggregate Amount In Row (11) Excludes Certain Shares* ( X ) - ----------------------------------------------------------------- 13. Percent Of Class Represented By Amount In Row (11) 5.7% - ----------------------------------------------------------------- 14. Type Of Reporting Person* IN - ----------------------------------------------------------------- - ----------------------------------------------------------------- 1. Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person SLOAN N. LINDEMANN - ----------------------------------------------------------------- 2. Check the Appropriate Box If A Member Of A Group* (a) ( ) (b) (X ) - ----------------------------------------------------------------- 3. SEC Use Only - ----------------------------------------------------------------- 4. Source of Funds* PF, AF - ----------------------------------------------------------------- 5. Check If Disclosure Of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e). ( ) - ----------------------------------------------------------------- 6. Citizenship Or Place Of Organization U.S. - ----------------------------------------------------------------- 7. Sole Voting Power 2,758,614 Number of -------------------------------------------------- Shares 8. Shared Voting Power Beneficially 0 Owned -------------------------------------------------- by Each 9. Sole Dispositive Power Reporting 2,758,614 Person With: -------------------------------------------------- 10. Shared Dispositive Power 0 - ----------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned By Each Reporting Person 2,758,614 - ----------------------------------------------------------------- 12. Check Box If The Aggregate Amount In Row (11) Excludes Certain Shares* ( X ) - ----------------------------------------------------------------- 13. Percent Of Class Represented By Amount In Row (11) 5.8% - ----------------------------------------------------------------- 14. Type Of Reporting Person* IN - ----------------------------------------------------------------- The statement on Schedule 13D filed on December 26, 1991 and amended on January 24, 1992, February 20, 1992, March 6, 1992, May 8, 1992, May 19, 1992, June 29, 1992, July 8, 1992, September 23, 1992, October 25, 1993, January 11, 1994, March 24, 1994, November 4, 1994, February 6, 1997 and January 13, 2000 (collectively with this Amendment, the "Schedule 13D"), relating to the common stock, par value $1.00 per share (the "Common Stock") of Southern Union Company, a Delaware corporation (the "Issuer"), by George L. Lindemann, SUG 1, L.P., SUG 2, L.P., SUG 3., L.P., Adam M. Lindemann, and Sloan N. Lindemann is hereby amended as follows: ITEM 2. IDENTITY AND BACKGROUND - --------------------------------- Item 2 is amended in its entirety to read as follows: (a) This Schedule 13D, including this Amendment No. 15 (this "Amendment"), is hereby filed by George L. Lindemann, SUG 1, L.P., a Delaware limited partnership ("SUG 1"), SUG 2, L.P., a Delaware limited partnership ("SUG 2"), SUG 3, L.P., a Delaware limited partnership ("SUG 3"), Adam M. Lindemann and Sloan N. Lindemann (collectively, the "Reporting Persons"). Information is also included herein with respect to the following persons (collectively, the "Controlling Persons"): Dr. F.B. Lindemann and George Lindemann, Jr. The Reporting Persons and the Controlling Persons are some- times hereinafter collectively referred to as the "Item 2 Persons." (b)-(c) Reporting Persons. ----------------- The principal business of each of SUG 1, SUG 2 and SUG 3 is to engage primarily in securities transactions involving the Common Stock of the Issuer. The address of the principal office of each of SUG 1, SUG 2 and SUG 3 is 767 Fifth Avenue, 50th Floor, New York, New York 10153. George L. Lindemann is Chairman of the Board, Chief Execu- tive Officer and a Director of the Issuer. Mr. Lindemann's principal address is 60 Blossom Way, Palm Beach, Florida 33480. Adam M. Lindemann is the son of George L. Lindemann and a Director of the Issuer. Mr. Lindemann's business address is c/o Lindemann Capital Partners, L.P., 767 Fifth Avenue, 50th Floor, New York, New York 10153. Sloan N. Lindemann is the daughter of George L. Lindemann. Ms. Lindemann's principal address is 550 Park Avenue, New York, New York 10021. Controlling Persons ------------------- Dr. F.B. Lindemann is the wife of George L. Lindemann, and the mother of Adam M., George, Jr., and Sloan N. Lindemann. Dr. Lindemann's principal address is 60 Blossom Way, Palm Beach, Florida 33480. George Lindemann, Jr. is the son of George L. Lindemann. George Lindemann, Jr.'s principal address is 4810 North Bay Road, Miami Beach, Florida 33140. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER - --------------------------------------------- Item 5 of the Schedule 13D is hereby amended in its entirety to read as follows: (a)-(b) Reporting Persons ----------------- George L. Lindemann is the beneficial owner of 2,554,267 shares of Common Stock, which constitutes approximately 5.3% of the outstanding shares of Common Stock. The 2,554,267 shares beneficially owned by Mr. Lindemann include: - - 2,076,724 shares owned directly by SUG 1, of which Mr. Lindemann is the general partner; - - 8,506 vested shares held by the Issuer's Savings (401(k)) Plan for the benefit of Mr. Lindemann; - - 12,902 vested shares held under the Issuer's Supplemental Deferred Compensation Plan for the benefit of Mr. Lindemann; and - - 456,135 shares that Mr. Lindemann is entitled to purchase upon the exercise of options to acquire shares of Common Stock that are exercisable within sixty days of the date of this Amendment granted to him under the Issuer's 1992 Long-Term Stock Incen- tive Plan. In his capacity as the general partner of SUG 1, George L. Lindemann has the sole power to dispose or direct the disposition of the 2,076,724 shares of Common Stock held directly by SUG 1. Likewise, in his capacity as the general partner of SUG 1, Mr. Lindemann has the sole power to vote or direct the vote of the 2,076,724 shares of Common Stock held by SUG 1. SUG 1 is the beneficial owner of 2,076,724 shares of Common Stock, which constitutes approximately 4.3% of the outstanding shares of Common Stock. SUG 1 has sole power to vote or direct the vote of 2,076,724 shares of Common Stock and sole power to dispose or direct the disposition of 2,076,724 shares of Common Stock. Such power is exercised through George L. Lindemann in his capacity as the general partner of SUG 1. SUG 2 is the beneficial owner of 2,455,469 shares of Common Stock, which constitutes approximately 5.1% of the outstanding shares of Common Stock. SUG 2 has sole power to vote or direct the vote of 2,455,469 shares of Common Stock and sole power to dispose or direct the disposition of 2,455,469 shares of Common Stock. Such power is exercised through Dr. F.B. Lindemann in her capacity as the general partner of SUG 2. SUG 3 is the beneficial owner of 2,759,619 shares of Common Stock, which constitutes approximately 5.8% of the outstanding shares of Common Stock. SUG 3 has sole power to vote or direct the vote of 2,759,619 shares of Common Stock and sole power to dispose or direct the disposition of 2,759,619 shares of Common Stock. Such power is exercised through George Lindemann, Jr. in his capacity as the general partner of SUG 3. Adam M. Lindemann is the beneficial owner of 2,755,280 shares of Common Stock, which constitutes approximately 5.7% of the out- standing shares of Common Stock. The 2,755,280 shares of Common Stock owned beneficially by Adam M. Lindemann include 3,861 vested shares held under the Issuer's Directors' Deferred Compen- sation Plan for the benefit of Mr. Lindemann. Adam M. Lindemann has the sole power to vote or direct the vote of 2,751,419 shares of Common Stock and sole power to dispose or direct the disposi- tion of 2,751,419 shares of Common Stock. Sloan N. Lindemann is the beneficial owner of 2,758,614 shares of Common Stock, which constitutes approximately 5.8% of the out- standing shares of Common Stock. Sloan N. Lindemann has the sole power to vote or direct the vote of 2,758,614 shares of Common Stock and sole power to dispose or direct the disposition of 2,758,714 shares of Common Stock. Controlling Persons - ------------------- Because of her position as the general partner of SUG 2, Dr. F.B. Lindemann may be deemed to be the beneficial owner of 2,455,469 shares of Common Stock, which constitutes approximately 5.1% of the outstanding shares of the Common Stock. In her capacity as the general partner of SUG 2, Dr. Lindemann has the sole power to vote or direct the vote of the 2,455,469 shares of Common Stock held directly by SUG 2. Likewise, in her capacity as the general partner of SUG 2, Dr. Lindemann has the sole power to dispose or direct the disposition of the 2,455,469 shares of Common Stock owned directly by SUG 2. Because of his position as the general partner of SUG 3, George Lindemann, Jr. may be deemed to be the beneficial owner of 2,759,619 shares of Common Stock, which constitutes approximately 5.8% of the outstanding shares of the Common Stock. In his capacity of the general partner of SUG 3, George Lindemann, Jr. has the sole power to vote or direct the vote of the 2,759,619 shares of Common Stock held directly by SUG 3. Likewise, in his capacity as the general partner of SUG 3, George Lindemann, Jr. has the sole power to dispose or direct the disposition of the 2,759,619 shares of Common Stock held directly by SUG 3. Disclaimer of Beneficial Ownership - ---------------------------------- Each Item 2 Person disclaims beneficial ownership of the shares of Common Stock owned beneficially by the other Item 2 Persons. (c) The following are all of the purchases (there were no sales other than shares disposed of by a gift) of Common Stock made by the Item 2 Persons since the date that this Schedule 13D was last amended: Number Price of Per Item 2 Person Date Shares Share ------------------- -------- ------------ -------- George L. Lindemann 01/25/00 1,200** $16.6250 01/26/00 750** $17.0000 01/25/00 140 $16.7500 01/25/00 3,000 $16.6250 01/25/00 2,500 $16.5000 01/26/00 4,000 $17.0000 01/26/00 360 $16.9375 01/28/00 1,000 $16.1250 01/28/00 280 $16.2500 01/28/00 5,360 $16.5000 01/28/00 10,180 $16.0000 01/28/00 40 $16.8750 01/31/00 13,800 $16.8750 01/31/00 100 $16.7500 01/31/00 760 $16.8125 01/31/00 1,000 $16.5000 01/31/00 25,940 $17.0000 01/31/00 1,100 $16.9375 02/01/00 20,000 $16.7500 02/01/00 2,280 $16.5000 02/01/00 1,040 $16.5625 02/01/00 1,520 $16.6250 02/01/00 400 $16.3750 02/01/00 3,220 $16.2500 02/01/00 60 $16.4375 02/01/00 480 $16.1875 02/01/00 1,000 $16.3125 02/01/00 440 $17.0000 03/09/00 1,400 $14.0000 03/09/00 300 $13.9375 03/09/00 120 $13.8750 03/09/00 7,360 $13.7500 03/09/00 300 $13.6875 03/09/00 2,120 $13.6250 03/09/00 400 $13.5625 03/09/00 200 $13.5000 03/09/00 600 $13.3750 03/10/00 60 $14.0000 03/10/00 700 $13.9375 03/10/00 880 $13.8750 03/10/00 1,340 $13.7500 03/10/00 5,220 $13.6875 03/10/00 4,760 $13.6250 03/10/00 2,600 $13.5625 03/10/00 1,940 $13.5000 03/10/00 800 $13.4375 03/10/00 1,340 $13.3750 03/10/00 1,240 $13.3125 03/10/00 400 $13.2500 03/13/00 1,500 $14.0000 03/13/00 240 $13.8750 03/13/00 600 $13.7500 03/13/00 240 $13.5000 03/13/00 80 $13.3750 03/13/00 600 $13.3125 03/14/00 2,660 $14.1250 03/14/00 180 $13.7500 * Concerns shares purchased by SUG 1, of which Mr. Lindemann is the general partner. ** Mr. Lindemann disposed of these shares in a gift transaction on February 7, 2000. SUG 1 01/25/00 140 $16.7500 01/25/00 3,000 $16.6250 01/25/00 2,500 $16.5000 01/26/00 4,000 $17.0000 01/26/00 360 $16.9375 01/28/00 1,000 $16.1250 01/28/00 280 $16.2500 01/28/00 5,360 $16.5000 01/28/00 10,180 $16.0000 01/28/00 40 $16.8750 01/31/00 13,800 $16.8750 01/31/00 100 $16.7500 01/31/00 760 $16.8125 01/31/00 1,000 $16.5000 01/31/00 25,940 $17.0000 01/31/00 1,100 $16.9375 02/01/00 20,000 $16.7500 02/01/00 2,280 $16.5000 02/01/00 1,040 $16.5625 02/01/00 1,520 $16.6250 02/01/00 400 $16.3750 02/01/00 3,220 $16.2500 02/01/00 60 $16.4375 02/01/00 480 $16.1875 02/01/00 1,000 $16.3125 02/01/00 440 $17.0000 03/09/00 1,400 $14.0000 03/09/00 300 $13.9375 03/09/00 120 $13.8750 03/09/00 7,360 $13.7500 03/09/00 300 $13.6875 03/09/00 2,120 $13.6250 03/09/00 400 $13.5625 03/09/00 200 $13.5000 03/09/00 600 $13.3750 03/10/00 60 $14.0000 03/10/00 700 $13.9375 03/10/00 880 $13.8750 03/10/00 1,340 $13.7500 03/10/00 5,220 $13.6875 03/10/00 4,760 $13.6250 03/10/00 2,600 $13.5625 03/10/00 1,940 $13.5000 03/10/00 800 $13.4375 03/10/00 1,340 $13.3750 03/10/00 1,240 $13.3125 03/10/00 400 $13.2500 03/13/00 1,500 $14.0000 03/13/00 240 $13.8750 03/13/00 600 $13.7500 03/13/00 240 $13.5000 03/13/00 80 $13.3750 03/13/00 600 $13.3125 03/14/00 2,660 $14.1250 03/14/00 180 $13.7500 SUG 2 01/25/00 140 $16.7500 01/25/00 3,000 $16.6250 01/25/00 2,500 $16.5000 01/26/00 4,000 $17.0000 01/26/00 360 $16.9375 01/28/00 1,000 $16.1250 01/28/00 280 $16.2500 01/28/00 5,360 $16.5000 01/28/00 10,180 $16.0000 01/28/00 40 $16.8750 01/31/00 13,800 $16.8750 01/31/00 100 $16.7500 01/31/00 760 $16.8125 01/31/00 1,000 $16.5000 01/31/00 25,940 $17.0000 01/31/00 1,100 $16.9375 02/01/00 20,000 $16.7500 02/01/00 2,280 $16.5000 02/01/00 1,040 $16.5625 02/01/00 1,520 $16.6250 02/01/00 400 $16.3750 02/01/00 3,220 $16.2500 02/01/00 60 $16.4375 02/01/00 480 $16.1875 02/01/00 1,000 $16.3125 02/01/00 440 $17.0000 03/09/00 1,400 $14.0000 03/09/00 300 $13.9375 03/09/00 120 $13.8750 03/09/00 7,360 $13.7500 03/09/00 300 $13.6875 03/09/00 2,120 $13.6250 03/09/00 400 $13.5625 03/09/00 200 $13.5000 03/09/00 600 $13.3750 03/10/00 60 $14.0000 03/10/00 700 $13.9375 03/10/00 880 $13.8750 03/10/00 1,340 $13.7500 03/10/00 5,220 $13.6875 03/10/00 4,760 $13.6250 03/10/00 2,600 $13.5625 03/10/00 1,940 $13.5000 03/10/00 800 $13.4375 03/10/00 1,340 $13.3750 03/10/00 1,240 $13.3125 03/10/00 400 $13.2500 03/13/00 1,500 $14.0000 03/13/00 240 $13.8750 03/13/00 600 $13.7500 03/13/00 240 $13.5000 03/13/00 80 $13.3750 03/13/00 600 $13.3125 03/14/00 2,660 $14.1250 03/14/00 180 $13.7500 SUG 3 01/25/00 140 $16.7500 01/25/00 3,000 $16.6250 01/25/00 2,500 $16.5000 01/26/00 4,000 $17.0000 01/26/00 360 $16.9375 01/28/00 1,000 $16.1250 01/28/00 280 $16.2500 01/28/00 5,360 $16.5000 01/28/00 10,180 $16.0000 01/28/00 40 $16.8750 01/31/00 13,800 $16.8750 01/31/00 100 $16.7500 01/31/00 760 $16.8125 01/31/00 1,000 $16.5000 01/31/00 25,940 $17.0000 01/31/00 1,100 $16.9375 02/01/00 20,000 $16.7500 02/01/00 2,280 $16.5000 02/01/00 1,040 $16.5625 02/01/00 1,520 $16.6250 02/01/00 400 $16.3750 02/01/00 3,220 $16.2500 02/01/00 60 $16.4375 02/01/00 480 $16.1875 02/01/00 1,000 $16.3125 02/01/00 440 $17.0000 03/09/00 1,400 $14.0000 03/09/00 300 $13.9375 03/09/00 120 $13.8750 03/09/00 7,360 $13.7500 03/09/00 300 $13.6875 03/09/00 2,120 $13.6250 03/09/00 400 $13.5625 03/09/00 200 $13.5000 03/09/00 600 $13.3750 03/10/00 60 $14.0000 03/10/00 700 $13.9375 03/10/00 880 $13.8750 03/10/00 1,340 $13.7500 03/10/00 5,220 $13.6875 03/10/00 4,760 $13.6250 03/10/00 2,600 $13.5625 03/10/00 1,940 $13.5000 03/10/00 800 $13.4375 03/10/00 1,340 $13.3750 03/10/00 1,240 $13.3125 03/10/00 400 $13.2500 03/13/00 1,500 $14.0000 03/13/00 240 $13.8750 03/13/00 600 $13.7500 03/13/00 240 $13.5000 03/13/00 80 $13.3750 03/13/00 600 $13.3125 03/14/00 2,660 $14.1250 03/14/00 180 $13.7500 Adam M. Lindemann 01/25/00 140 $16.7500 01/25/00 3,000 $16.6250 01/25/00 2,500 $16.5000 01/26/00 4,000 $17.0000 01/26/00 360 $16.9375 01/28/00 1,000 $16.1250 01/28/00 280 $16.2500 01/28/00 5,360 $16.5000 01/28/00 10,180 $16.0000 01/28/00 40 $16.8750 01/31/00 13,800 $16.8750 01/31/00 100 $16.7500 01/31/00 760 $16.8125 01/31/00 1,000 $16.5000 01/31/00 25,940 $17.0000 01/31/00 1,100 $16.9375 02/01/00 20,000 $16.7500 02/01/00 2,280 $16.5000 02/01/00 1,040 $16.5625 02/01/00 1,520 $16.6250 02/01/00 400 $16.3750 02/01/00 3,220 $16.2500 02/01/00 60 $16.4375 02/01/00 480 $16.1875 02/01/00 1,000 $16.3125 02/01/00 440 $17.0000 03/09/00 1,400 $14.0000 03/09/00 300 $13.9375 03/09/00 120 $13.8750 03/09/00 7,360 $13.7500 03/09/00 300 $13.6875 03/09/00 2,120 $13.6250 03/09/00 400 $13.5625 03/09/00 200 $13.5000 03/09/00 600 $13.3750 03/10/00 60 $14.0000 03/10/00 700 $13.9375 03/10/00 880 $13.8750 03/10/00 1,340 $13.7500 03/10/00 5,220 $13.6875 03/10/00 4,760 $13.6250 03/10/00 2,600 $13.5625 03/10/00 1,940 $13.5000 03/10/00 800 $13.4375 03/10/00 1,340 $13.3750 03/10/00 1,240 $13.3125 03/10/00 400 $13.2500 03/13/00 1,500 $14.0000 03/13/00 240 $13.8750 03/13/00 600 $13.7500 03/13/00 240 $13.5000 03/13/00 80 $13.3750 03/13/00 600 $13.3125 03/14/00 2,660 $14.1250 03/14/00 180 $13.7500 Sloan N. Lindemann 01/25/00 140 $16.7500 01/25/00 3,000 $16.6250 01/25/00 2,500 $16.5000 01/26/00 4,000 $17.0000 01/26/00 360 $16.9375 01/28/00 1,000 $16.1250 01/28/00 280 $16.2500 01/28/00 5,360 $16.5000 01/28/00 10,180 $16.0000 01/28/00 40 $16.8750 01/31/00 13,800 $16.8750 01/31/00 100 $16.7500 01/31/00 760 $16.8125 01/31/00 1,000 $16.5000 01/31/00 25,940 $17.0000 01/31/00 1,100 $16.9375 02/01/00 20,000 $16.7500 02/01/00 2,280 $16.5000 02/01/00 1,040 $16.5625 02/01/00 1,520 $16.6250 02/01/00 400 $16.3750 02/01/00 3,220 $16.2500 02/01/00 60 $16.4375 02/01/00 480 $16.1875 02/01/00 1,000 $16.3125 02/01/00 440 $17.0000 03/09/00 1,400 $14.0000 03/09/00 300 $13.9375 03/09/00 120 $13.8750 03/09/00 7,360 $13.7500 03/09/00 300 $13.6875 03/09/00 2,120 $13.6250 03/09/00 400 $13.5625 03/09/00 200 $13.5000 03/09/00 600 $13.3750 03/10/00 60 $14.0000 03/10/00 700 $13.9375 03/10/00 880 $13.8750 03/10/00 1,340 $13.7500 03/10/00 5,220 $13.6875 03/10/00 4,760 $13.6250 03/10/00 2,600 $13.5625 03/10/00 1,940 $13.5000 03/10/00 800 $13.4375 03/10/00 1,340 $13.3750 03/10/00 1,240 $13.3125 03/10/00 400 $13.2500 03/13/00 1,500 $14.0000 03/13/00 240 $13.8750 03/13/00 600 $13.7500 03/13/00 240 $13.5000 03/13/00 80 $13.3750 03/13/00 600 $13.3125 03/14/00 2,660 $14.1250 03/14/00 180 $13.7500 SIGNATURE ----------- After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this state- ment is true, complete and correct. Dated: April 19, 2000 SUG 1, L.P. GEORGE L. LINDEMANN* By: GEORGE L. LINDEMANN* - ------------------- ------------------- George L. Lindemann George L. Lindemann, General Partner SUG 2, L.P. ADAM M. LINDEMANN* By: FRAYDA B. LINDEMANN* - ----------------- ------------------- Adam M. Lindemann Frayda B. Lindemann, General Partner SUG 3, L.P. SLOAN N. LINDEMANN* By: GEORGE LINDEMANN, JR.* - ------------------ --------------------- Sloan N. Lindemann George Lindemann, Jr., General Partner *By: /s/ Stephen A. Bouchard ----------------------- Stephen A. Bouchard Attorney-in-Fact -----END PRIVACY-ENHANCED MESSAGE-----