|
Broker Dealers Record:
1 |
a. Full name | Deutsche Bank Aktiengesellschaft |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
GERMANY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
2 |
a. Full name | DWS Distributors, Inc. (Costa Mesa, CA, US, Branch) |
b. SEC file number | 8-47765 |
c. CRD number | 000037306 |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
CALIFORNIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
3 |
a. Full name | Deutsche Bank Aktiengesellschaft (Kolkata, West Bengal, IN, Branch) |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
4 |
a. Full name | Deutsche Bank Aktiengesellschaft (Jongno-gu, Seoul, KR, Branch) |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
KOREA (THE REPUBLIC OF)
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
5 |
a. Full name | Deutsche Bank, Sociedad Anonima Espanola |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900SICIK5OVMVY186 |
e. State, if applicable | |
f. Foreign country, if applicable |
SPAIN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
6 |
a. Full name | Deutsche Securities Asia Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900D90NAWLSQNTI12 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
7 |
a. Full name | Numis Europe Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 2138009PEDF83DRV6M95 |
e. State, if applicable | |
f. Foreign country, if applicable |
IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
8 |
a. Full name | Harvest Global Investments Limited |
b. SEC file number | N/A |
c. CRD number | 000157964 |
d. LEI, if any | 254900HXNL2VW0JOFU39 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
9 |
a. Full name | Intercontinental Exchange, Inc. |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 5493000F4ZO33MV32P92 |
e. State, if applicable |
GEORGIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
10 |
a. Full name | Deutsche Bank Aktiengesellschaft (New Delhi, Delhi, IN, Branch) |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
11 |
a. Full name | Deutsche Bank Aktiengesellschaft (Bangkok, Bangkok, TH, Branch) |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
THAILAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
12 |
a. Full name | Deutsche Equities India Private Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900K9ENYPTKECK071 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
13 |
a. Full name | Deutsche Bank Aktiengesellschaft (Colombo, Western, LK, Branch) |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
SRI LANKA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
14 |
a. Full name | Deutsche Bank Securities Inc. |
b. SEC file number | 8-17822 |
c. CRD number | 000002525 |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
15 |
a. Full name | Numis Securities Inc. |
b. SEC file number | 8-66139 |
c. CRD number | 000128471 |
d. LEI, if any | 213800GW3YZJDBPALN37 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
16 |
a. Full name | Deutsche Bank Aktiengesellschaft (Yau Tsim Mong, Kowloon, HK, Branch) |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | N/A |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
17 |
a. Full name | Deutsche Bank Aktiengesellschaft (Mumbai, Maharashtra, IN, Branch) |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
18 |
a. Full name | Deutsche Bank Securities Inc. (Los Angeles, CA, US, Branch) |
b. SEC file number | 8-17822 |
c. CRD number | 000002525 |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
CALIFORNIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
19 |
a. Full name | Deutsche Bank Societa per Azioni |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900SS7ZWCX82U3W60 |
e. State, if applicable | |
f. Foreign country, if applicable |
ITALY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
20 |
a. Full name | Deutsche Bank Aktiengesellschaft (Dubai, Dubai, AE, Branch) |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED ARAB EMIRATES
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
21 |
a. Full name | Deutsche Bank Aktiengesellschaft (Riyadh, Riyadh, SA, Branch) |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
SAUDI ARABIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
22 |
a. Full name | Deutsche Bank Aktiengesellschaft (Budapest, HU, Branch) |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
HUNGARY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
23 |
a. Full name | Deutsche Securities Inc. |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900CK34A0NLD3NN83 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
24 |
a. Full name | Deutsche Bank Aktiengesellschaft (Makati City, Metro Manila, PH, Branch) |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
PHILIPPINES
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
25 |
a. Full name | DWS Distributors, Inc. (Jacksonville, FL, US, Branch) |
b. SEC file number | 8-47765 |
c. CRD number | 000037306 |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
FLORIDA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
26 |
a. Full name | DWS Distributors, Inc. |
b. SEC file number | 8-47765 |
c. CRD number | 000037306 |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
ILLINOIS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
27 |
a. Full name | Deutsche Securities, S.A. de C.V., Casa de Bolsa |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900G9Z4I79FGUE649 |
e. State, if applicable | |
f. Foreign country, if applicable |
MEXICO
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
28 |
a. Full name | Deutsche Bank Aktiengesellschaft (Zurich, Zurich, CH, Branch) |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
SWITZERLAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
29 |
a. Full name | Deutsche Bank Aktiengesellschaft (Stockholm, Stockholm, SE, Branch) |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
SWEDEN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
30 |
a. Full name | DWS Investments Japan Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900GOHDG5JKIJXT78 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
31 |
a. Full name | Deutsche Bank Securities Inc. (Boston, MA, US, Branch) |
b. SEC file number | 8-17822 |
c. CRD number | 000002525 |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
MASSACHUSETTS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
32 |
a. Full name | DWS Investment S.A. |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 549300L70BS183Y6ML67 |
e. State, if applicable | |
f. Foreign country, if applicable |
LUXEMBOURG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
33 |
a. Full name | DWS Distributors, Inc. (Boston, MA, US, Branch) |
b. SEC file number | 8-47765 |
c. CRD number | 000037306 |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
MASSACHUSETTS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
34 |
a. Full name | TFS-ICAP Holdings Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | N/A |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
35 |
a. Full name | DB International (Asia) Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900396G5HWCV38G39 |
e. State, if applicable | |
f. Foreign country, if applicable |
SINGAPORE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
36 |
a. Full name | Deutsche Bank Securities Inc. (San Francisco, CA, US, Branch) |
b. SEC file number | 8-17822 |
c. CRD number | 000002525 |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
CALIFORNIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
37 |
a. Full name | Deutsche Bank Aktiengesellschaft (Prague, Prague, CZ, Branch) |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
CZECHIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
38 |
a. Full name | Deutsche Securities Korea Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900J0N5FYROZOL786 |
e. State, if applicable | |
f. Foreign country, if applicable |
KOREA (THE REPUBLIC OF)
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
39 |
a. Full name | HGI (USA) Investments LLC |
b. SEC file number | 8-69176 |
c. CRD number | 000165614 |
d. LEI, if any | 0005137684 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
40 |
a. Full name | Deutsche Securities Saudi Arabia LLC |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900CKC4TXHVRKX638 |
e. State, if applicable | |
f. Foreign country, if applicable |
SAUDI ARABIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
41 |
a. Full name | Deutsche Bank Securities Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900AZS6GG6GBDMN90 |
e. State, if applicable | |
f. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
42 |
a. Full name | Deutsche Bank Aktiengesellschaft (Bangalore, Karnataka, IN, Branch) |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
43 |
a. Full name | Deutsche Bank Securities Inc. (Miami, FL, US, Branch) |
b. SEC file number | 8-17822 |
c. CRD number | 000002525 |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
FLORIDA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
44 |
a. Full name | Deutsche Bank Aktiengesellschaft (Athens, Attica, GR, Branch) |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
GREECE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
45 |
a. Full name | Deutsche Bank Aktiengesellschaft (Chennai, Tamil Nadu, IN, Branch) |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
46 |
a. Full name | Deutsche Bank Securities Inc. (Chicago, IL, US, Branch) |
b. SEC file number | 8-17822 |
c. CRD number | 000002525 |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
ILLINOIS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
47 |
a. Full name | DWS Distributors, Inc. (New York, NY, US, Branch) |
b. SEC file number | 8-47765 |
c. CRD number | 000037306 |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
48 |
a. Full name | Deutsche Bank Securities Inc. (Jacksonville, FL, US, Branch) |
b. SEC file number | 8-17822 |
c. CRD number | 000002525 |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
FLORIDA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
49 |
a. Full name | Deutsche Oppenheim Family Office AG |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 5299003G9CMV5CY1FU81 |
e. State, if applicable | |
f. Foreign country, if applicable |
GERMANY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
50 |
a. Full name | TFS-ICAP, LLC |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 549300E9RR7X18FR6M91 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
51 |
a. Full name | DWS Investments Hong Kong Limited |
b. SEC file number | N/A |
c. CRD number | 000139666 |
d. LEI, if any | 529900RX8DKTJ81MHL26 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
52 |
a. Full name | Limited Liability Company 'Deutsche Bank' |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900EHFBA8MNCV8M81 |
e. State, if applicable | |
f. Foreign country, if applicable |
RUSSIAN FEDERATION
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
53 |
a. Full name | MorgenFund GmbH |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 52990037OIEQO0EVFH64 |
e. State, if applicable | |
f. Foreign country, if applicable |
GERMANY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
54 |
a. Full name | Deutsche Capital Markets Australia Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900J30GWJRSJWJL27 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
55 |
a. Full name | DWS Distributors, Inc. (San Francisco, CA, US, Branch) |
b. SEC file number | 8-47765 |
c. CRD number | 000037306 |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
CALIFORNIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
56 |
a. Full name | Numis Securities Limited |
b. SEC file number | 8-66139 |
c. CRD number | 000128471 |
d. LEI, if any | 213800P3F4RT97WDSX47 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
|
Broker Dealers Record:
1 |
a. Full name | Deutsche Bank Aktiengesellschaft (Makati City, Metro Manila, PH, Branch) |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
PHILIPPINES
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
2 |
a. Full name | Deutsche Securities Asia Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900D90NAWLSQNTI12 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
3 |
a. Full name | Deutsche Bank Securities Inc. (Boston, MA, US, Branch) |
b. SEC file number | 8-17822 |
c. CRD number | 000002525 |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
MASSACHUSETTS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
4 |
a. Full name | Intercontinental Exchange, Inc. |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 5493000F4ZO33MV32P92 |
e. State, if applicable |
GEORGIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
5 |
a. Full name | Deutsche Securities Saudi Arabia LLC |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900CKC4TXHVRKX638 |
e. State, if applicable | |
f. Foreign country, if applicable |
SAUDI ARABIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
6 |
a. Full name | Deutsche Bank Aktiengesellschaft (Colombo, Western, LK, Branch) |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
SRI LANKA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
7 |
a. Full name | Deutsche Bank Aktiengesellschaft (Dubai, Dubai, AE, Branch) |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED ARAB EMIRATES
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
8 |
a. Full name | Deutsche Equities India Private Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900K9ENYPTKECK071 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
9 |
a. Full name | Limited Liability Company 'Deutsche Bank' |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900EHFBA8MNCV8M81 |
e. State, if applicable | |
f. Foreign country, if applicable |
RUSSIAN FEDERATION
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
10 |
a. Full name | DWS Investment S.A. |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 549300L70BS183Y6ML67 |
e. State, if applicable | |
f. Foreign country, if applicable |
LUXEMBOURG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
11 |
a. Full name | DWS Distributors, Inc. (New York, NY, US, Branch) |
b. SEC file number | 8-47765 |
c. CRD number | 000037306 |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
12 |
a. Full name | Deutsche Bank Securities Inc. (Miami, FL, US, Branch) |
b. SEC file number | 8-17822 |
c. CRD number | 000002525 |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
FLORIDA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
13 |
a. Full name | TFS-ICAP Holdings Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | N/A |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
14 |
a. Full name | DWS Distributors, Inc. (Jacksonville, FL, US, Branch) |
b. SEC file number | 8-47765 |
c. CRD number | 000037306 |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
FLORIDA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
15 |
a. Full name | Deutsche Bank Aktiengesellschaft (Budapest, HU, Branch) |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
HUNGARY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
16 |
a. Full name | Harvest Global Investments Limited |
b. SEC file number | N/A |
c. CRD number | 000157964 |
d. LEI, if any | 254900HXNL2VW0JOFU39 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
17 |
a. Full name | Deutsche Bank Aktiengesellschaft (Bangalore, Karnataka, IN, Branch) |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
18 |
a. Full name | DWS Distributors, Inc. (Boston, MA, US, Branch) |
b. SEC file number | 8-47765 |
c. CRD number | 000037306 |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
MASSACHUSETTS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
19 |
a. Full name | Deutsche Bank Securities Inc. (San Francisco, CA, US, Branch) |
b. SEC file number | 8-17822 |
c. CRD number | 000002525 |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
CALIFORNIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
20 |
a. Full name | Numis Securities Limited |
b. SEC file number | 8-66139 |
c. CRD number | 000128471 |
d. LEI, if any | 213800P3F4RT97WDSX47 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
21 |
a. Full name | DWS Distributors, Inc. (Costa Mesa, CA, US, Branch) |
b. SEC file number | 8-47765 |
c. CRD number | 000037306 |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
CALIFORNIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
22 |
a. Full name | Deutsche Bank Securities Inc. (Jacksonville, FL, US, Branch) |
b. SEC file number | 8-17822 |
c. CRD number | 000002525 |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
FLORIDA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
23 |
a. Full name | Deutsche Securities Inc. |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900CK34A0NLD3NN83 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
24 |
a. Full name | Deutsche Oppenheim Family Office AG |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 5299003G9CMV5CY1FU81 |
e. State, if applicable | |
f. Foreign country, if applicable |
GERMANY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
25 |
a. Full name | HGI (USA) Investments LLC |
b. SEC file number | 8-69176 |
c. CRD number | 000165614 |
d. LEI, if any | 0005137684 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
26 |
a. Full name | MorgenFund GmbH |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 52990037OIEQO0EVFH64 |
e. State, if applicable | |
f. Foreign country, if applicable |
GERMANY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
27 |
a. Full name | Deutsche Securities Korea Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900J0N5FYROZOL786 |
e. State, if applicable | |
f. Foreign country, if applicable |
KOREA (THE REPUBLIC OF)
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
28 |
a. Full name | DWS Investments Japan Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900GOHDG5JKIJXT78 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
29 |
a. Full name | Deutsche Bank Aktiengesellschaft (Athens, Attica, GR, Branch) |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
GREECE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
30 |
a. Full name | Deutsche Bank Aktiengesellschaft (New Delhi, Delhi, IN, Branch) |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
31 |
a. Full name | DWS Distributors, Inc. |
b. SEC file number | 8-47765 |
c. CRD number | 000037306 |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
ILLINOIS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
32 |
a. Full name | Deutsche Bank Securities Inc. (Los Angeles, CA, US, Branch) |
b. SEC file number | 8-17822 |
c. CRD number | 000002525 |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
CALIFORNIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
33 |
a. Full name | Deutsche Bank Aktiengesellschaft (Stockholm, Stockholm, SE, Branch) |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
SWEDEN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
34 |
a. Full name | Deutsche Bank, Sociedad Anonima Espanola |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900SICIK5OVMVY186 |
e. State, if applicable | |
f. Foreign country, if applicable |
SPAIN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
35 |
a. Full name | TFS-ICAP, LLC |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 549300E9RR7X18FR6M91 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
36 |
a. Full name | Numis Europe Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 2138009PEDF83DRV6M95 |
e. State, if applicable | |
f. Foreign country, if applicable |
IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
37 |
a. Full name | Deutsche Bank Aktiengesellschaft (Chennai, Tamil Nadu, IN, Branch) |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
38 |
a. Full name | Deutsche Securities, S.A. de C.V., Casa de Bolsa |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900G9Z4I79FGUE649 |
e. State, if applicable | |
f. Foreign country, if applicable |
MEXICO
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
39 |
a. Full name | DB International (Asia) Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900396G5HWCV38G39 |
e. State, if applicable | |
f. Foreign country, if applicable |
SINGAPORE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
40 |
a. Full name | Deutsche Bank Aktiengesellschaft (Prague, Prague, CZ, Branch) |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
CZECHIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
41 |
a. Full name | Deutsche Bank Aktiengesellschaft (Zurich, Zurich, CH, Branch) |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
SWITZERLAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
42 |
a. Full name | Deutsche Capital Markets Australia Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900J30GWJRSJWJL27 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
43 |
a. Full name | Deutsche Bank Societa per Azioni |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900SS7ZWCX82U3W60 |
e. State, if applicable | |
f. Foreign country, if applicable |
ITALY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
44 |
a. Full name | Deutsche Bank Aktiengesellschaft (Kolkata, West Bengal, IN, Branch) |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
45 |
a. Full name | Deutsche Bank Securities Inc. |
b. SEC file number | 8-17822 |
c. CRD number | 000002525 |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
46 |
a. Full name | Deutsche Bank Aktiengesellschaft |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
GERMANY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
47 |
a. Full name | Deutsche Bank Aktiengesellschaft (Yau Tsim Mong, Kowloon, HK, Branch) |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | N/A |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
48 |
a. Full name | Deutsche Bank Securities Inc. (Chicago, IL, US, Branch) |
b. SEC file number | 8-17822 |
c. CRD number | 000002525 |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
ILLINOIS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
49 |
a. Full name | Numis Securities Inc. |
b. SEC file number | 8-66139 |
c. CRD number | 000128471 |
d. LEI, if any | 213800GW3YZJDBPALN37 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
50 |
a. Full name | Deutsche Bank Securities Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900AZS6GG6GBDMN90 |
e. State, if applicable | |
f. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
51 |
a. Full name | Deutsche Bank Aktiengesellschaft (Riyadh, Riyadh, SA, Branch) |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
SAUDI ARABIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
52 |
a. Full name | Deutsche Bank Aktiengesellschaft (Bangkok, Bangkok, TH, Branch) |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
THAILAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
53 |
a. Full name | DWS Distributors, Inc. (San Francisco, CA, US, Branch) |
b. SEC file number | 8-47765 |
c. CRD number | 000037306 |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
CALIFORNIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
54 |
a. Full name | Deutsche Bank Aktiengesellschaft (Jongno-gu, Seoul, KR, Branch) |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
KOREA (THE REPUBLIC OF)
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
55 |
a. Full name | Deutsche Bank Aktiengesellschaft (Mumbai, Maharashtra, IN, Branch) |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
56 |
a. Full name | DWS Investments Hong Kong Limited |
b. SEC file number | N/A |
c. CRD number | 000139666 |
d. LEI, if any | 529900RX8DKTJ81MHL26 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |