0001752724-21-163517.txt : 20210805
0001752724-21-163517.hdr.sgml : 20210805
20210805105641
ACCESSION NUMBER: 0001752724-21-163517
CONFORMED SUBMISSION TYPE: N-CEN
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210531
FILED AS OF DATE: 20210805
DATE AS OF CHANGE: 20210805
EFFECTIVENESS DATE: 20210805
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: DEUTSCHE DWS MUNICIPAL TRUST
CENTRAL INDEX KEY: 0000203142
IRS NUMBER: 046396607
STATE OF INCORPORATION: MA
FISCAL YEAR END: 0531
FILING VALUES:
FORM TYPE: N-CEN
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-02671
FILM NUMBER: 211146941
BUSINESS ADDRESS:
STREET 1: 875 THIRD AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022-6225
BUSINESS PHONE: 212-454-4500
MAIL ADDRESS:
STREET 1: 875 THIRD AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022-6225
FORMER COMPANY:
FORMER CONFORMED NAME: DEUTSCHE MUNICIPAL TRUST
DATE OF NAME CHANGE: 20140811
FORMER COMPANY:
FORMER CONFORMED NAME: DWS MUNICIPAL TRUST
DATE OF NAME CHANGE: 20060207
FORMER COMPANY:
FORMER CONFORMED NAME: SCUDDER MUNICIPAL TRUST
DATE OF NAME CHANGE: 19920703
0000203142
S000006094
DWS Strategic High Yield Tax-Free Fund
C000016734
Class A
NOTAX
C000016737
Class C
NOTCX
C000016738
Class S
SHYTX
C000016739
Institutional Class
NOTIX
C000188522
Class T
NOTUX
0000203142
S000006095
DWS Managed Municipal Bond Fund
C000016740
Class A
SMLAX
C000016743
Class C
SMLCX
C000016744
Class S
SCMBX
C000016745
Institutional Class
SMLIX
C000188523
Class T
SMLTX
N-CEN
1
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DEUTSCHE DWS MUNICIPAL TRUST
811-02671
0000203142
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875 Third Avenue
NEW YORK
10022-6225
US-NY
US
212-454-4500
DST Systems, Inc.
333 West 11th Street
Kansas City
64105-1628
816-435-8655
Book and records related to sub-transfer agency services and shareholder services.
Iron Mountain Incorporated
12646 NW 115th Avenue
Medley
33178-3179
773-579-6210
General books and records related to Registrant.
DWS Distributors, Inc.
222 South Riverside Plaza
Chicago
60606-5808
312-537-4511
Book and records related to distributor services.
DWS Investment Management Americas, Inc.
5022 Gate Parkway
Jacksonville
32256-7019
904-645-1070
Book and records related to advisory and administrative services.
State Street Bank and Trust Company
State Street Financial Center
One Lincoln Street
Boston
02111-2900
617-786-3000
Book and records related to custodian, accounting and sub-administrator services.
DWS Investment Management Americas, Inc.
875 Third Avenue
New York
10022-6225
212-454-4500
Book and records related to advisory and administrative services.
DWS Investment Management Americas, Inc.
100 Summer Street
Boston
02110-2146
617-295-1000
Book and records related to advisory and administrative services.
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Dr. Richard J. Herring
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William McClayton
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John W. Ballantine
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Rebecca W. Rimel
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Keith R. Fox, CFA
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William N. Searcy, Jr.
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Dawn-Marie Driscoll
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Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 22d-1 (17 CFR 270.22d-1)
Rule 32a-4 (17 CFR 270.32a-4)
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DWS Investment Management Americas, Inc.
801-252
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DST Systems, Inc.
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DWS Service Company
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Bloomberg L.P.
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N
ICE Data Services, Inc.
13-3668779
Tax ID
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N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
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DST Systems, Inc.
21B7QCD05XOK0YTYOP98
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DWS Service Company
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State Street Bank and Trust Company
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DWS Investment Management Americas, Inc.
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Deutsche Bank Aktiengesellschaft
N/A
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7LTWFZYICNSX8D621K86
DE
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DWS Distributors, Inc. (Costa Mesa, CA, US, Branch)
8-47765
000037306
5299007T18XBURKJ1V64
0.00000000
Deutsche Bank Aktiengesellschaft (Kolkata, West Bengal, IN, Branch)
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IN
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Deutsche Bank Aktiengesellschaft (Jongno-gu, Seoul, KR, Branch)
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Deutsche Bank, Sociedad Anonima Espanola
N/A
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ES
0.00000000
Deutsche Securities Asia Limited
N/A
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529900D90NAWLSQNTI12
HK
0.00000000
Harvest Global Investments Limited
N/A
000157964
254900HXNL2VW0JOFU39
HK
0.00000000
Deutsche Bank Aktiengesellschaft (New Delhi, Delhi, IN, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
IN
0.00000000
Deutsche Bank Aktiengesellschaft (Bangkok, Bangkok, TH, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
TH
0.00000000
Deutsche Equities India Private Limited
N/A
000000000
529900K9ENYPTKECK071
IN
0.00000000
Deutsche Bank Aktiengesellschaft (Colombo, Western, LK, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
LK
0.00000000
Deutsche Bank Securities Inc.
8-17822
000002525
9J6MBOOO7BECTDTUZW19
0.00000000
Deutsche Bank Aktiengesellschaft (Yau Tsim Mong, Kowloon, HK, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
HK
0.00000000
DWS Distributors, Inc. (Jersey City, NJ, US, Branch)
8-47765
000037306
5299007T18XBURKJ1V64
0.00000000
Deutsche Bank Aktiengesellschaft (Mumbai, Maharashtra, IN, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
IN
0.00000000
Deutsche Bank Securities Inc. (Los Angeles, CA, US, Branch)
8-17822
000002525
9J6MBOOO7BECTDTUZW19
0.00000000
Deutsche Bank Societa per Azioni
N/A
000000000
529900SS7ZWCX82U3W60
IT
0.00000000
Deutsche Bank Aktiengesellschaft (Dubai, Dubai, AE, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
AE
0.00000000
Deutsche Bank Aktiengesellschaft (Riyadh, Riyadh, SA, Branch)
N/A
000000000
558600SY4RZNJTDP3H57
SA
0.00000000
Deutsche Bank Aktiengesellschaft (Budapest, HU, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
HU
0.00000000
Deutsche Securities Inc.
N/A
000000000
529900CK34A0NLD3NN83
JP
0.00000000
Deutsche Bank Aktiengesellschaft (Makati City, Metro Manila, PH, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
PH
0.00000000
DWS Distributors, Inc. (Jacksonville, FL, US, Branch)
8-47765
000037306
5299007T18XBURKJ1V64
0.00000000
DWS Distributors, Inc.
8-47765
000037306
5299007T18XBURKJ1V64
0.00000000
Yieldbroker Pty Limited
N/A
000000000
549300QRJM24CLE17N18
AU
0.00000000
Deutsche Securities SA
N/A
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ES
0.00000000
Deutsche Securities, S.A. de C.V., Casa de Bolsa
N/A
000000000
529900G9Z4I79FGUE649
MX
0.00000000
Deutsche Securities Australia Limited
N/A
000000000
529900JDL9OTL8IG2U56
AU
0.00000000
Deutsche Bank Aktiengesellschaft (Zurich, Zurich, CH, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
CH
0.00000000
Deutsche Bank Aktiengesellschaft (Stockholm, Stockholm, SE, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
SE
0.00000000
DWS Investments Japan Limited
N/A
000000000
529900GOHDG5JKIJXT78
JP
0.00000000
Deutsche Bank Securities Inc. (Boston, MA, US, Branch)
8-17822
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9J6MBOOO7BECTDTUZW19
0.00000000
DWS Distributors, Inc. (Boston, MA, US, Branch)
8-47765
000037306
5299007T18XBURKJ1V64
0.00000000
TFS-ICAP Holdings Limited
N/A
000000000
00000000000000000000
GB
0.00000000
DB International (Asia) Limited
N/A
000000000
529900396G5HWCV38G39
SG
0.00000000
Deutsche Bank Securities Inc. (San Francisco, CA, US, Branch)
8-17822
000002525
9J6MBOOO7BECTDTUZW19
0.00000000
Deutsche Bank Aktiengesellschaft (Prague, Prague, CZ, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
CZ
0.00000000
Deutsche Bank Securities Inc. (Palo Alto, CA, US, Branch)
8-17822
000002525
9J6MBOOO7BECTDTUZW19
0.00000000
HGI (USA) Investments LLC
8-69176
000165614
00000000000000000000
0.00000000
Deutsche Securities Saudi Arabia LLC
N/A
000000000
529900CKC4TXHVRKX638
SA
0.00000000
Deutsche Bank Securities Limited
N/A
000000000
529900AZS6GG6GBDMN90
CA
0.00000000
Deutsche Bank Aktiengesellschaft (Bangalore, Karnataka, IN, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
IN
0.00000000
Deutsche Bank Securities Inc. (Miami, FL, US, Branch)
8-17822
000002525
9J6MBOOO7BECTDTUZW19
0.00000000
Deutsche Bank Aktiengesellschaft (Athens, Attica, GR, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
GR
0.00000000
Deutsche Bank Aktiengesellschaft (Chennai, Tamil Nadu, IN, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
IN
0.00000000
Deutsche Bank Securities Inc. (Chicago, IL, US, Branch)
8-17822
000002525
9J6MBOOO7BECTDTUZW19
0.00000000
DWS Distributors, Inc. (New York, NY, US, Branch)
8-47765
000037306
5299007T18XBURKJ1V64
0.00000000
Deutsche Bank Securities Inc. (Jacksonville, FL, US, Branch)
8-17822
000002525
9J6MBOOO7BECTDTUZW19
0.00000000
Deutsche Securities Korea Co., Ltd
N/A
000000000
529900J0N5FYROZOL786
KR
0.00000000
Deutsche Oppenheim Family Office AG
N/A
000000000
529900QMN1C7HSIYTC88
DE
0.00000000
TFS-ICAP, LLC
N/A
000000000
549300E9RR7X18FR6M91
0.00000000
DWS Investments Hong Kong Limited
N/A
000139666
529900RX8DKTJ81MHL26
HK
0.00000000
Limited Liability Company 'Deutsche Bank'
N/A
000000000
529900EHFBA8MNCV8M81
RU
0.00000000
Deutsche Capital Markets Australia Limited
N/A
000000000
529900J30GWJRSJWJL27
AU
0.00000000
0.00000000
Pershing LLC
8-17574
000007560
ZI8Q1A8EI8LQFJNM0D94
177550516.10000000
State Street Bank and Trust Company
N/A
000000000
571474TGEMMWANRLN572
1473975682.45000000
U.S. Bancorp Investments, Inc.
8-35359
000017868
H85Z6XZP8B10ES0M2G89
101025000.00000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
213094083.10000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
196911770.25000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
252653065.70000000
BofA Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
246260674.19000000
Barclays Capital Inc.
8-41342
000019714
AC28XWWI3WIBK2824319
96382234.70000000
Goldman Sachs & Co. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
92176656.90000000
National Financial Services LLC
8-26740
000013041
549300JRHF1MHHWUAW04
73185103.40000000
3259031937.70000000
N
3849491151.52461538
Committed
350000000.00000000
N
N
N
DWS Strategic High Yield Tax-Free Fund
S000006094
66W6GCSESLF5I106IR95
N
5
0
0
N/A
N
N
N
N
N/A
N/A
N/A
Rule 17a-7 (17 CFR 270.17a-7)
Rule 22d-1 (17 CFR 270.22d-1)
Rule 32a-4 (17 CFR 270.32a-4)
Rule 12d1-1 (17 CFR 270.12d1-1)
Y
Y
N
N
DWS Investment Management Americas, Inc.
801-252
000104518
CZ83K4EEEX8QVCT3B128
N
DWS Service Company
84-1713
529900CQVDVATODQA941
Y
N
DST Systems, Inc.
84-00448
21B7QCD05XOK0YTYOP98
N
Y
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
DST Systems, Inc.
21B7QCD05XOK0YTYOP98
N
Y
DWS Service Company
529900CQVDVATODQA941
Y
N
N
DWS Investment Management Americas, Inc.
CZ83K4EEEX8QVCT3B128
Y
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
Y
N
Deutsche Bank Aktiengesellschaft (Makati City, Metro Manila, PH, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
PH
0.00000000
Deutsche Securities Korea Co., Ltd
N/A
000000000
529900J0N5FYROZOL786
KR
0.00000000
Deutsche Securities Asia Limited
N/A
000000000
529900D90NAWLSQNTI12
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0.00000000
Deutsche Bank Securities Inc. (Boston, MA, US, Branch)
8-17822
000002525
9J6MBOOO7BECTDTUZW19
0.00000000
Deutsche Securities Saudi Arabia LLC
N/A
000000000
529900CKC4TXHVRKX638
SA
0.00000000
Deutsche Bank Aktiengesellschaft (Colombo, Western, LK, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
LK
0.00000000
Deutsche Securities SA
N/A
000000000
0000000000
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0.00000000
Deutsche Bank Aktiengesellschaft (Dubai, Dubai, AE, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
AE
0.00000000
Deutsche Equities India Private Limited
N/A
000000000
529900K9ENYPTKECK071
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Limited Liability Company 'Deutsche Bank'
N/A
000000000
529900EHFBA8MNCV8M81
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DWS Distributors, Inc. (New York, NY, US, Branch)
8-47765
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Deutsche Bank Securities Inc. (Miami, FL, US, Branch)
8-17822
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TFS-ICAP Holdings Limited
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0.00000000
Deutsche Bank Aktiengesellschaft (Budapest, HU, Branch)
N/A
000000000
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HU
0.00000000
Harvest Global Investments Limited
N/A
000157964
254900HXNL2VW0JOFU39
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0.00000000
Deutsche Bank Aktiengesellschaft (Bangalore, Karnataka, IN, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
IN
0.00000000
DWS Distributors, Inc. (Boston, MA, US, Branch)
8-47765
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0.00000000
Deutsche Bank Securities Inc. (San Francisco, CA, US, Branch)
8-17822
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9J6MBOOO7BECTDTUZW19
0.00000000
DWS Distributors, Inc. (Costa Mesa, CA, US, Branch)
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8-17822
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Deutsche Securities Inc.
N/A
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529900CK34A0NLD3NN83
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Deutsche Oppenheim Family Office AG
N/A
000000000
529900QMN1C7HSIYTC88
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0.00000000
HGI (USA) Investments LLC
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0.00000000
DWS Distributors, Inc. (Jersey City, NJ, US, Branch)
8-47765
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DWS Investments Japan Limited
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529900GOHDG5JKIJXT78
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Deutsche Bank Aktiengesellschaft (Athens, Attica, GR, Branch)
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000000000
7LTWFZYICNSX8D621K86
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0.00000000
Deutsche Bank Aktiengesellschaft (New Delhi, Delhi, IN, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
IN
0.00000000
Deutsche Securities Australia Limited
N/A
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529900JDL9OTL8IG2U56
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0.00000000
DWS Distributors, Inc.
8-47765
000037306
5299007T18XBURKJ1V64
0.00000000
Deutsche Bank Securities Inc. (Los Angeles, CA, US, Branch)
8-17822
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9J6MBOOO7BECTDTUZW19
0.00000000
Deutsche Bank Aktiengesellschaft (Stockholm, Stockholm, SE, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
SE
0.00000000
Deutsche Bank, Sociedad Anonima Espanola
N/A
000000000
529900SICIK5OVMVY186
ES
0.00000000
TFS-ICAP, LLC
N/A
000000000
549300E9RR7X18FR6M91
0.00000000
Deutsche Bank Aktiengesellschaft (Chennai, Tamil Nadu, IN, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
IN
0.00000000
Deutsche Securities, S.A. de C.V., Casa de Bolsa
N/A
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529900G9Z4I79FGUE649
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0.00000000
DB International (Asia) Limited
N/A
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Deutsche Bank Aktiengesellschaft (Zurich, Zurich, CH, Branch)
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000000000
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0.00000000
Deutsche Capital Markets Australia Limited
N/A
000000000
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0.00000000
Deutsche Bank Societa per Azioni
N/A
000000000
529900SS7ZWCX82U3W60
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0.00000000
Deutsche Bank Aktiengesellschaft (Kolkata, West Bengal, IN, Branch)
N/A
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7LTWFZYICNSX8D621K86
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0.00000000
Deutsche Bank Securities Inc.
8-17822
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0.00000000
Deutsche Bank Aktiengesellschaft
N/A
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7LTWFZYICNSX8D621K86
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0.00000000
Deutsche Bank Aktiengesellschaft (Yau Tsim Mong, Kowloon, HK, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
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0.00000000
Deutsche Bank Securities Inc. (Chicago, IL, US, Branch)
8-17822
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9J6MBOOO7BECTDTUZW19
0.00000000
Deutsche Bank Securities Limited
N/A
000000000
529900AZS6GG6GBDMN90
CA
0.00000000
Yieldbroker Pty Limited
N/A
000000000
549300QRJM24CLE17N18
AU
0.00000000
Deutsche Bank Aktiengesellschaft (Riyadh, Riyadh, SA, Branch)
N/A
000000000
558600SY4RZNJTDP3H57
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0.00000000
Deutsche Bank Aktiengesellschaft (Bangkok, Bangkok, TH, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
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0.00000000
Deutsche Bank Aktiengesellschaft (Jongno-gu, Seoul, KR, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
KR
0.00000000
Deutsche Bank Aktiengesellschaft (Mumbai, Maharashtra, IN, Branch)
N/A
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7LTWFZYICNSX8D621K86
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0.00000000
Deutsche Bank Securities Inc. (Palo Alto, CA, US, Branch)
8-17822
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DWS Investments Hong Kong Limited
N/A
000139666
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Jefferies LLC
8-15074
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Morgan Stanley & Co. LLC
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State Street Bank and Trust Company
N/A
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571474TGEMMWANRLN572
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Barclays Capital Inc.
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INTERNAL CONTROL RPT
2
NCEN_811-02671_1732298326.txt
Report of Independent Registered Public
Accounting Firm
To the Board of Trustees of Deutsche DWS
Municipal Trust and Shareholders of DWS
Strategic High Yield Tax-Free Fund and DWS
Managed Municipal Bond Fund:
In planning and performing our audit of the
financial statements of DWS Strategic High
Yield Tax-Free Fund and DWS Managed
Municipal Bond Funds (the "Funds") (two of the
funds constituting Deutsche DWS Municipal
Trust) (the "Trust"), as of and for the year ended
May 31, 2021, in accordance with the standards
of the Public Company Accounting Oversight
Board (United States), we considered the Trust's
internal control over financial reporting,
including controls over safeguarding securities,
as a basis for designing our auditing procedures
for the purpose of expressing our opinion on the
financial statements and to comply with the
requirements of Form N-CEN, but not for the
purpose of expressing an opinion on the
effectiveness of the Trust's internal control over
financial reporting. Accordingly, we express no
such opinion.
The management of the Trust is responsible for
establishing and maintaining effective internal
control over financial reporting. In fulfilling this
responsibility, estimates and judgments by
management are required to assess the expected
benefits and related costs of controls. A
company's internal control over financial
reporting is a process designed to provide
reasonable assurance regarding the reliability of
financial reporting and the preparation of
financial statements for external purposes in
accordance with U.S. generally accepted
accounting principles. A company's internal
control over financial reporting includes those
policies and procedures that (1) pertain to the
maintenance of records that, in reasonable detail,
accurately and fairly reflect the transactions and
dispositions of the assets of the company; (2)
provide reasonable assurance that transactions
are recorded as necessary to permit preparation
of financial statements in accordance with U.S.
generally accepted accounting principles, and
that receipts and expenditures of the company
are being made only in accordance with
authorizations of management and directors of
the company; and (3) provide reasonable
assurance regarding prevention or timely
detection of unauthorized acquisition, use or
disposition of a company's assets that could
have a material effect on the financial
statements.
Because of its inherent limitations, internal
control over financial reporting may not prevent
or detect misstatements. Also, projections of any
evaluation of effectiveness to future periods are
subject to the risk that controls may become
inadequate because of changes in conditions, or
that the degree of compliance with the policies
or procedures may deteriorate.
A deficiency in internal control over financial
reporting exists when the design or operation of
a control does not allow management or
employees, in the normal course of performing
their assigned functions, to prevent or detect
misstatements on a timely basis. A material
weakness is a deficiency, or a combination of
deficiencies, in internal control over financial
reporting, such that there is a reasonable
possibility that a material misstatement of the
company's annual or interim financial
statements will not be prevented or detected on a
timely basis.
Our consideration of the Trust's internal control
over financial reporting was for the limited
purpose described in the first paragraph and
would not necessarily disclose all deficiencies in
internal control that might be material
weaknesses under standards established by the
Public Company Accounting Oversight Board
(United States). However, we noted no
deficiencies in the Trust's internal control over
financial reporting and its operation, including
controls over safeguarding securities, that we
consider to be a material weakness as defined
above as of May 31, 2021.
This report is intended solely for the information
and use of management and the Board of
Trustees of Deutsche DWS Municipal Trust and
the Securities and Exchange Commission and is
not intended to be and should not be used by
anyone other than these specified parties.
/s/ ERNST & YOUNG, LLP
Boston, Massachusetts
July 28, 2021