0001752724-21-001515.txt : 20210112
0001752724-21-001515.hdr.sgml : 20210112
20210112100940
ACCESSION NUMBER: 0001752724-21-001515
CONFORMED SUBMISSION TYPE: N-CEN
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20201031
FILED AS OF DATE: 20210112
DATE AS OF CHANGE: 20210112
EFFECTIVENESS DATE: 20210112
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: DEUTSCHE DWS MUNICIPAL TRUST
CENTRAL INDEX KEY: 0000203142
IRS NUMBER: 046396607
STATE OF INCORPORATION: MA
FISCAL YEAR END: 0531
FILING VALUES:
FORM TYPE: N-CEN
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-02671
FILM NUMBER: 21522633
BUSINESS ADDRESS:
STREET 1: 875 THIRD AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022-6225
BUSINESS PHONE: 212-454-4500
MAIL ADDRESS:
STREET 1: 875 THIRD AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022-6225
FORMER COMPANY:
FORMER CONFORMED NAME: DEUTSCHE MUNICIPAL TRUST
DATE OF NAME CHANGE: 20140811
FORMER COMPANY:
FORMER CONFORMED NAME: DWS MUNICIPAL TRUST
DATE OF NAME CHANGE: 20060207
FORMER COMPANY:
FORMER CONFORMED NAME: SCUDDER MUNICIPAL TRUST
DATE OF NAME CHANGE: 19920703
0000203142
S000031144
DWS Short-Term Municipal Bond Fund
C000096616
Class A
SRMAX
C000096618
Class C
SRMCX
C000096619
Class S
SRMSX
C000096620
Institutional Class
MGSMX
C000177623
Class T
SRMTX
N-CEN
1
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875 Third Avenue
NEW YORK
10022-6225
US-NY
US
212-454-4500
DWS Investment Management Americas, Inc.
5022 Gate Parkway
Jacksonville
32256-7019
904-645-1070
Book and records related to advisory and administrative services.
Iron Mountain Incorporated
12646 NW 115th Avenue
Medley
33178-3179
773-579-6210
General books and records related to Registrant.
State Street Bank and Trust Company
State Street Financial Center
One Lincoln Street
Boston
02111-2900
617-786-3000
Book and records related to custodian, accounting and sub-administrator services.
DST Systems, Inc.
333 West 11th Street
Kansas City
64105-1628
816-435-8655
Book and records related to sub-transfer agency services and shareholder services.
DWS Distributors, Inc.
222 South Riverside Plaza
Chicago
60606-5808
312-537-4511
Book and records related to distributor services.
DWS Investment Management Americas, Inc.
875 Third Avenue
New York
10022-6225
212-454-4500
Book and records related to advisory and administrative services.
DWS Investment Management Americas, Inc.
100 Summer Street
Boston
02110-2146
617-295-1000
Book and records related to advisory and administrative services.
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William McClayton
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Dr. Richard J. Herring
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Keith R. Fox, CFA
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Rule 22d-1 (17 CFR 270.22d-1)
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 17a-7 (17 CFR 270.17a-7)
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DWS Service Company
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Bloomberg L.P.
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ICE Data Services, Inc.
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Tax ID
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Banco Nacional de Mexico, S.A., Integrante del Grupo Financiero Banamex
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MX
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Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
DST Systems, Inc.
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DWS Service Company
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State Street Bank and Trust Company
571474TGEMMWANRLN572
N
Y
DWS Investment Management Americas, Inc.
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Deutsche Bank Aktiengesellschaft (Dubai, Dubai, AE, Branch)
N/A
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Deutsche Securities Saudi Arabia LLC
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529900CKC4TXHVRKX638
SA
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Deutsche Bank Aktiengesellschaft (Athens, Attica, GR, Branch)
N/A
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Deutsche Bank Aktiengesellschaft (New Delhi, Delhi, IN, Branch)
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Deutsche Bank Aktiengesellschaft (Mumbai, Maharashtra, IN, Branch)
N/A
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7LTWFZYICNSX8D621K86
IN
0.00000000
Deutsche Bank Securities Inc. (Boston, MA, US, Branch)
N/A
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0.00000000
DWS Distributors, Inc.
8-47765
000037306
5299007T18XBURKJ1V64
0.00000000
Deutsche Bank Aktiengesellschaft (Budapest, HU, Branch)
N/A
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7LTWFZYICNSX8D621K86
HU
0.00000000
Deutsche Capital Markets Australia Limited
N/A
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529900J30GWJRSJWJL27
AU
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Deutsche Bank Societa per Azioni
N/A
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529900SS7ZWCX82U3W60
IT
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Deutsche Securities Inc.
N/A
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529900CK34A0NLD3NN83
JP
0.00000000
Deutsche Bank Securities Limited
N/A
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529900AZS6GG6GBDMN90
CA
0.00000000
Deutsche Bank Aktiengesellschaft (Bangkok, Bangkok, TH, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
TH
0.00000000
Deutsche Bank Aktiengesellschaft (Chennai, Tamil Nadu, IN, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
IN
0.00000000
Deutsche Oppenheim Family Office AG
N/A
000000000
529900QMN1C7HSIYTC88
DE
0.00000000
DWS Distributors, Inc. (Jacksonville, FL, US, Branch)
N/A
000000000
5299007T18XBURKJ1V64
0.00000000
Deutsche Bank Aktiengesellschaft (Zurich, Zurich, CH, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
CH
0.00000000
DB International (Asia) Limited
N/A
000000000
529900396G5HWCV38G39
SG
0.00000000
Deutsche Securities SA
N/A
000000000
0000000000
ES
0.00000000
Deutsche Bank, Sociedad Anonima Espanola
N/A
000000000
529900SICIK5OVMVY186
ES
0.00000000
Deutsche Bank Securities Inc. (Miami, FL, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0.00000000
Deutsche Equities India Private Limited
N/A
000000000
529900K9ENYPTKECK071
IN
0.00000000
Deutsche Bank Aktiengesellschaft (Jongno-gu, Seoul, KR, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
KR
0.00000000
Deutsche Securities Australia Limited
N/A
000000000
529900JDL9OTL8IG2U56
AU
0.00000000
Deutsche Bank Securities Inc. (Chicago, IL, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0.00000000
Deutsche Bank Securities Inc. (Baltimore, MD, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0.00000000
Deutsche Securities, S.A. de C.V., Casa de Bolsa
N/A
000000000
529900G9Z4I79FGUE649
MX
0.00000000
Deutsche Bank Securities Inc. (San Francisco, CA, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0.00000000
Deutsche Securities Venezuela S.A.
N/A
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529900J4VEUT0ZZXYH41
VE
0.00000000
Deutsche Bank Aktiengesellschaft (Makati City, Metro Manila, PH, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
PH
0.00000000
DWS Investments Japan Limited
N/A
000000000
529900GOHDG5JKIJXT78
JP
0.00000000
Deutsche Bank Securities Inc. (Palo Alto, CA, US, Branch)
N/A
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9J6MBOOO7BECTDTUZW19
0.00000000
Deutsche Bank Securities Inc. (Los Angeles, CA, US, Branch)
N/A
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0.00000000
Deutsche Securities Korea Co., Ltd
N/A
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529900J0N5FYROZOL786
KR
0.00000000
Deutsche Securities Asia Limited
N/A
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529900D90NAWLSQNTI12
HK
0.00000000
DWS Investments Hong Kong Limited
N/A
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529900RX8DKTJ81MHL26
HK
0.00000000
Deutsche Bank Aktiengesellschaft (Stockholm, Stockholm, SE, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
SE
0.00000000
Deutsche Bank Aktiengesellschaft (Colombo, Western, LK, Branch)
N/A
000000000
7LTWFZYICNSX8D621K86
LK
0.00000000
Deutsche Bank Securities Inc.
8-17822
000002525
9J6MBOOO7BECTDTUZW19
0.00000000
Deutsche Bank Aktiengesellschaft (Bangalore, Karnataka, IN, Branch)
N/A
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7LTWFZYICNSX8D621K86
IN
0.00000000
HGI (USA) Investments LLC
8-69176
000165614
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0.00000000
DB Strategic Advisors, Inc.
N/A
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529900DD5SKKGUNXWV81
PH
0.00000000
Deutsche Bank Aktiengesellschaft
N/A
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7LTWFZYICNSX8D621K86
DE
0.00000000
Deutsche Bank Aktiengesellschaft (Prague, Prague, CZ, Branch)
N/A
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7LTWFZYICNSX8D621K86
CZ
0.00000000
Deutsche Bank Securities Inc. (Jacksonville, FL, US, Branch)
N/A
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0.00000000
Limited Liability Company 'Deutsche Bank'
N/A
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DWS Distributors, Inc. (New York, NY, US, Branch)
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5299007T18XBURKJ1V64
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Deutsche Bank Aktiengesellschaft (Riyadh, Riyadh, SA, Branch)
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SA
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Harvest Global Investments Limited
N/A
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Deutsche Bank Aktiengesellschaft (Kolkata, West Bengal, IN, Branch)
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RBC Capital Markets, LLC
8-45411
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Pershing LLC
8-17574
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U.S. Bancorp Investments, Inc.
8-35359
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State Street Bank and Trust Company
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Citigroup Global Markets Inc.
8-8177
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Barclays Capital Inc.
8-41342
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BofA Securities, Inc.
8-69787
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Morgan Stanley & Co. LLC
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Wells Fargo Securities, LLC
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J.P. Morgan Securities LLC
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Committed
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true
INTERNAL CONTROL RPT
2
NCEN_3214203334943551.txt
Report of Independent Registered Public
Accounting Firm
To the Board of Trustees of Deutsche DWS
Municipal Trust and Shareholders of DWS
Short-Term Municipal Bond Fund:
In planning and performing our audit of the
financial statements of DWS Short-Term
Municipal Bond Fund (the "Fund") (one of the
funds constituting Deutsche DWS Municipal
Trust) (the "Trust"), as of and for the year ended
October 31, 2020, in accordance with the
standards of the Public Company Accounting
Oversight Board (United States), we considered
the Trust's internal control over financial
reporting, including controls over safeguarding
securities, as a basis for designing our auditing
procedures for the purpose of expressing our
opinion on the financial statements and to
comply with the requirements of Form N-CEN,
but not for the purpose of expressing an opinion
on the effectiveness of the Trust's internal
control over financial reporting. Accordingly,
we express no such opinion.
The management of the Trust is responsible for
establishing and maintaining effective internal
control over financial reporting. In fulfilling this
responsibility, estimates and judgments by
management are required to assess the expected
benefits and related costs of controls. A
company's internal control over financial
reporting is a process designed to provide
reasonable assurance regarding the reliability of
financial reporting and the preparation of
financial statements for external purposes in
accordance with U.S. generally accepted
accounting principles. A company's internal
control over financial reporting includes those
policies and procedures that (1) pertain to the
maintenance of records that, in reasonable detail,
accurately and fairly reflect the transactions and
dispositions of the assets of the company; (2)
provide reasonable assurance that transactions
are recorded as necessary to permit preparation
of financial statements in accordance with U.S.
generally accepted accounting principles, and
that receipts and expenditures of the company
are being made only in accordance with
authorizations of management and directors of
the company; and (3) provide reasonable
assurance regarding prevention or timely
detection of unauthorized acquisition, use or
disposition of a company's assets that could
have a material effect on the financial
statements.
Because of its inherent limitations, internal
control over financial reporting may not prevent
or detect misstatements. Also, projections of any
evaluation of effectiveness to future periods are
subject to the risk that controls may become
inadequate because of changes in conditions, or
that the degree of compliance with the policies
or procedures may deteriorate.
A deficiency in internal control over financial
reporting exists when the design or operation of
a control does not allow management or
employees, in the normal course of performing
their assigned functions, to prevent or detect
misstatements on a timely basis. A material
weakness is a deficiency, or a combination of
deficiencies, in internal control over financial
reporting, such that there is a reasonable
possibility that a material misstatement of the
company's annual or interim financial
statements will not be prevented or detected on a
timely basis.
Our consideration of the Trust's internal control
over financial reporting was for the limited
purpose described in the first paragraph and
would not necessarily disclose all deficiencies in
internal control that might be material
weaknesses under standards established by the
Public Company Accounting Oversight Board
(United States). However, we noted no
deficiencies in the Trust's internal control over
financial reporting and its operation, including
controls over safeguarding securities that we
consider to be a material weakness as defined
above as of October 31, 2020.
This report is intended solely for the information
and use of management and the Board of
Trustees of Deutsche DWS Municipal Trust and
the Securities and Exchange Commission and is
not intended to be and should not be used by
anyone other than these specified parties.
/S/ Ernst & Young LLP
Boston, Massachusetts
December 23, 2020