0001752724-19-001170.txt : 20190111
0001752724-19-001170.hdr.sgml : 20190111
20190111135134
ACCESSION NUMBER: 0001752724-19-001170
CONFORMED SUBMISSION TYPE: N-CEN
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20181031
FILED AS OF DATE: 20190111
DATE AS OF CHANGE: 20190111
EFFECTIVENESS DATE: 20190111
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: DEUTSCHE DWS MUNICIPAL TRUST
CENTRAL INDEX KEY: 0000203142
IRS NUMBER: 046396607
STATE OF INCORPORATION: MA
FISCAL YEAR END: 0531
FILING VALUES:
FORM TYPE: N-CEN
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-02671
FILM NUMBER: 19522066
BUSINESS ADDRESS:
STREET 1: 345 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10154-0004
BUSINESS PHONE: 212-250-2500
MAIL ADDRESS:
STREET 1: 345 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10154-0004
FORMER COMPANY:
FORMER CONFORMED NAME: DEUTSCHE MUNICIPAL TRUST
DATE OF NAME CHANGE: 20140811
FORMER COMPANY:
FORMER CONFORMED NAME: DWS MUNICIPAL TRUST
DATE OF NAME CHANGE: 20060207
FORMER COMPANY:
FORMER CONFORMED NAME: SCUDDER MUNICIPAL TRUST
DATE OF NAME CHANGE: 19920703
0000203142
S000031144
DWS Short-Term Municipal Bond Fund
C000096616
Class A
SRMAX
C000096618
Class C
SRMCX
C000096619
Class S
SRMSX
C000096620
Institutional Class
MGSMX
C000177623
Class T
SRMTX
N-CEN
1
primary_doc.xml
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C000177623
DEUTSCHE DWS MUNICIPAL TRUST
811-02671
0000203142
PXMELE24BHVOU00K5462
345 PARK AVENUE
NEW YORK
10154-0004
US-NY
US
212-250-2500
DWS Distributors, Inc.
222 South Riverside Plaza
Chicago
60606-5808
312-537-4511
Book and records related to distributor services.
DST Systems, Inc.
333 West 11th Street
Kansas City
64105-1628
816-435-8655
Book and records related to sub-transfer agency services and shareholder services.
DWS Investment Management Americas, Inc.
One International Place
Boston
02110-2618
617-295-1000
Book and records related to advisory and administrative services.
DWS Investment Management Americas, Inc.
345 Park Avenue
New York
10154-0004
212-250-2500
Book and records related to advisory and administrative services.
State Street Bank and Trust Company
State Street Financial Center
One Lincoln Street
Boston
02111-2900
617-786-3000
Book and records related to custodian, accounting and sub-administrator services.
Iron Mountain Incorporated
12646 NW 115th Avenue
Medley
33178-3179
773-579-6210
General books and records related to Registrant.
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N
N-1A
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Y
Dawn-Marie Driscoll
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N
William McClayton
000000000
N
William N. Searcy, Jr
000000000
N
John W. Ballantine
000000000
N
Dr. Richard J. Herring
000000000
N
Rebecca W. Rimel
000000000
N
Henry P. Becton, Jr.
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N
Keith R. Fox, CFA
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N
Jean Gleason Stromberg
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N
Scott D. Hogan
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One International Place
Boston
02110
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DWS Distributors, Inc.
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PricewaterhouseCoopers LLP
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DWS Short-Term Municipal Bond Fund
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N/A
N/A
N/A
Rule 32a-4 (17 CFR 270.32a-4)
Rule 10f-3 (17 CFR 270.10f-3)
Rule 17a-7 (17 CFR 270.17a-7)
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 22d-1 (17 CFR 270.22d-1)
Y
Y
N
N
DWS Investment Management Americas, Inc.
801-252
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DST Systems, Inc.
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DWS Service Company
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Standard & Poor's Financial Services LLC
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Bloomberg L.P.
549300B56MD0ZC402L06
N
ICE Data Services, Inc.
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N
Y
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Banco Nacional de Mexico, S.A., Integrante del Grupo Financiero Banamex
2SFFM4FUIE05S37WFU55
MX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
DWS Service Company
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N
DST Systems, Inc.
21B7QCD05XOK0YTYOP98
N
Y
N
DWS Investment Management Americas, Inc.
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Y
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State Street Bank and Trust Company
571474TGEMMWANRLN572
N
Y
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Deutsche Bank Aktiengesellschaft (Zurich, Zurich, CH, Branch)
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CH
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Deutsche Bank Aktiengesellschaft (New Delhi, Delhi, IN, Branch)
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IN
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Deutsche Bank Securities Inc. (Jacksonville, FL, US, Branch)
N/A
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9J6MBOOO7BECTDTUZW19
0.00000000
Deutsche Securities Korea Co., Ltd
N/A
000000000
529900J0N5FYROZOL786
KR
0.00000000
Deutsche Bank Aktiengesellschaft (Dubai, Dubai, AE, Branch)
N/A
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AE
0.00000000
Deutsche Bank Securities Inc.
8-17822
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0.00000000
Deutsche Bank, Sociedad Anonima Espanola
N/A
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529900SICIK5OVMVY186
ES
0.00000000
Deutsche Securities Asia Limited (Taipei City, TW, Branch)
N/A
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TW
0.00000000
Deutsche Bank Securities Inc. (Boston, MA, US, Branch)
N/A
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Deutsche Bank Aktiengesellschaft (Stockholm, Stockholm, SE, Branch)
N/A
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Deutsche Securities Asia Limited
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Deutsche Securities SA
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0.00000000
Deutsche Bank Securities Inc. (Menlo Park, CA, US, Branch)
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9J6MBOOO7BECTDTUZW19
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Deutsche Securities Australia Limited
N/A
000000000
529900JDL9OTL8IG2U56
AU
0.00000000
Sal. Oppenheim jr. & Cie. AG & Co. Kommanditgesellschaft Auf Aktien
N/A
000000000
5299003G9CMV5CY1FU81
DE
0.00000000
Harvest Global Investments Limited
N/A
000000000
254900HXNL2VW0JOFU39
HK
0.00000000
Deutsche Bank Securities Inc. (Atlanta, GA, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0.00000000
Deutsche Bank Aktiengesellschaft (Riyadh, Riyadh, SA, Branch)
N/A
000000000
558600SY4RZNJTDP3H57
SA
0.00000000
Craigs Investment Partners Limited
N/A
000000000
254900O8DEEDCQZFLK81
NZ
0.00000000
Limited Liability Company 'Deutsche Bank'
N/A
000000000
529900EHFBA8MNCV8M81
RU
0.00000000
HGI (USA) Investments LLC
N/A
000000000
00000000000000000000
0.00000000
Deutsche Bank Securities Limited
N/A
000000000
529900AZS6GG6GBDMN90
CA
0.00000000
Deutsche Bank Aktiengesellschaft (Kolkata, West Bengal, IN, Branch)
N/A
000000000
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IN
0.00000000
Deutsche Bank Aktiengesellschaft
8-17822
000002525
7LTWFZYICNSX8D621K86
DE
0.00000000
DWS Distributors, Inc.
8-47765
000037306
5299007T18XBURKJ1V64
0.00000000
Gordian Knot Inc.
N/A
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0.00000000
Deutsche Bank Securities Inc. (Dallas, TX, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0.00000000
Deutsche Bank Aktiengesellschaft (Athens, Attica, GR, Branch)
N/A
000000000
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GR
0.00000000
Deutsche Bank Aktiengesellschaft (Chennai, Tamil Nadu, IN, Branch)
N/A
000000000
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IN
0.00000000
Deutsche Bank Aktiengesellschaft (Colombo, Western, LK, Branch)
N/A
000000000
00000000000000000000
LK
0.00000000
Deutsche Bank Aktiengesellschaft (Prague, Prague, CZ, Branch)
N/A
000000000
0000000000
CZ
0.00000000
Deutsche Equities India Private Limited
N/A
000000000
529900K9ENYPTKECK071
IN
0.00000000
Deutsche Bank Aktiengesellschaft (Makati City, Metro Manila, PH, Branch)
N/A
000000000
0000000000
PH
0.00000000
PT Deutsche Verdhana Indonesia
N/A
000000000
00000000000000000000
ID
0.00000000
Deutsche Securities Inc
N/A
000000000
529900CK34A0NLD3NN83
JP
0.00000000
DB International (Asia) Limited
N/A
000000000
529900396G5HWCV38G39
SG
0.00000000
Deutsche Securities (Pty) Ltd
N/A
000000000
529900HNLCDM7X1RJ063
ZA
0.00000000
Deutsche Access Investments Limited
N/A
000000000
529900UZ44MDFDFOCB92
AU
0.00000000
DWS Investments Hong Kong Limited
N/A
000139666
529900RX8DKTJ81MHL26
CN
0.00000000
Deutsche Securities Asia Limited (Singapore, SG, Branch)
N/A
000000000
0000000000
SG
0.00000000
Deutsche Capital Markets Australia Limited
N/A
000000000
529900J30GWJRSJWJL27
AU
0.00000000
Deutsche Bank Securities Inc. (San Francisco, CA, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0.00000000
Deutsche Securities Menkul Degerler Anonim Sirketi
N/A
000000000
7890004KOVES3T55GW95
TR
0.00000000
Deutsche Bank Aktiengesellschaft (Budapest, HU, Branch)
N/A
000000000
0000000000
HU
0.00000000
Powers Pty. Ltd.
N/A
000000000
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AU
0.00000000
DWS Distributors, Inc. (Jacksonville, FL, US, Branch)
N/A
000000000
5299007T18XBURKJ1V64
0.00000000
PT Deutsche Securities Indonesia
N/A
000000000
529900BYFVEGGOM24P36
ID
0.00000000
Deutsche Asset Management (Japan) Limited
N/A
000118540
529900GOHDG5JKIJXT78
JP
0.00000000
Deutsche Securities Saudi Arabia LLC
N/A
000000000
529900CKC4TXHVRKX638
SA
0.00000000
Deutsche Bank Securities Inc. (Baltimore, MD, US, Branch)
N/A
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9J6MBOOO7BECTDTUZW19
0.00000000
DB Strategic Advisors, Inc.
N/A
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529900DD5SKKGUNXWV81
PH
0.00000000
DB Securities' Spotka Akcyjna
N/A
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2594008W4IDTFOETWG77
PL
0.00000000
Deutsche Bank Aktiengesellschaft (Bangkok, Bangkok, TH, Branch)
N/A
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TH
0.00000000
Deutsche Bank Aktiengesellschaft (Mumbai, Maharashtra, IN, Branch)
N/A
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IN
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Deutsche Securities, S.A. de C.V., Casa de Bolsa
N/A
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MX
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Deutsche Securities Venezuela S.A.
N/A
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VE
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Deutsche Bank Securities Inc. (Los Angeles, CA, US, Branch)
N/A
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Deutsche Bank Securities Inc. (Miami, FL, US, Branch)
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Deutsche Bank Aktiengesellschaft (Bangalore, Karnataka, IN, Branch)
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Deutsche Bank Securities Inc. (Chicago, IL, US, Branch)
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DWS Distributors, Inc. (New York, NY, US, Branch)
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Deutsche Bank Societa per Azioni
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IT
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Service Company Five Limited
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Deutsche Regis Partners, Inc.
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Morgan Stanley & Co. LLC
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Goldman Sachs & Co. LLC
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Wells Fargo Brokerage Services, LLC
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U.S. Bancorp
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National Financial Services Corp.
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Citigroup Global Markets Inc.
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J.P. Morgan Securities LLC
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State Street Bank and Trust Company
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true
INTERNAL CONTROL RPT
2
NCEN_3927506491233005.txt
Report of Independent Registered Public
Accounting Firm
To the Board of Trustees of Deutsche DWS Municipal Trust
and Shareholders of DWS Short Term Municipal Bond Fund
In planning and performing our audit of the financial
statements of DWS Short Term Municipal Bond Fund (the
"Fund") as of and for the year ended October 31, 2018, in
accordance with the standards of the Public Company
Accounting Oversight Board (United States) ("PCAOB"), we
considered the Fund's internal control over financial
reporting, including controls over safeguarding securities,
as a basis for designing our auditing procedures for the
purpose of expressing our opinion on the financial
statements and to comply with the requirements of Form N-
CEN, but not for the purpose of expressing an opinion on
the effectiveness of the Fund's internal control over
financial reporting. Accordingly, we do not express an
opinion on the effectiveness of the Fund's internal control
over financial reporting.
The management of the Fund is responsible for establishing
and maintaining effective internal control over financial
reporting. In fulfilling this responsibility, estimates and
judgments by management are required to assess the
expected benefits and related costs of controls. A company's
internal control over financial reporting is a process
designed to provide reasonable assurance regarding the
reliability of financial reporting and the preparation of
financial statements for external purposes in accordance
with generally accepted accounting principles. A company's
internal control over financial reporting includes those
policies and procedures that (1) pertain to the maintenance
of records that, in reasonable detail, accurately and fairly
reflect the transactions and dispositions of the assets of the
company; (2) provide reasonable assurance that
transactions are recorded as necessary to permit
preparation of financial statements in accordance with
generally accepted accounting principles, and that receipts
and expenditures of the company are being made only in
accordance with authorizations of management and
directors of the company; and (3) provide reasonable
assurance regarding prevention or timely detection of
unauthorized acquisition, use or disposition of a company's
assets that could have a material effect on the financial
statements.
Because of its inherent limitations, internal control over
financial reporting may not prevent or detect
misstatements. Also, projections of any evaluation of
effectiveness to future periods are subject to the risk that
controls may become inadequate because of changes in
conditions, or that the degree of compliance with the
policies or procedures may deteriorate.
A deficiency in internal control over financial reporting
exists when the design or operation of a control does not
allow management or employees, in the normal course of
performing their assigned functions, to prevent or detect
misstatements on a timely basis. A material weakness is a
deficiency, or a combination of deficiencies, in internal
control over financial reporting, such that there is a
reasonable possibility that a material misstatement of the
company's annual or interim financial statements will not
be prevented or detected on a timely basis.
Our consideration of the Fund's internal control over
financial reporting was for the limited purpose described in
the first paragraph and would not necessarily disclose all
deficiencies in internal control over financial reporting that
might be material weaknesses under standards established
by the PCAOB. However, we noted no deficiencies in the
Fund's internal control over financial reporting and its
operation, including controls over safeguarding securities,
that we consider to be material weaknesses as defined above
as of October 31, 2018.
This report is intended solely for the information and use of
the Board of Trustees of Deutsche DWS Municipal Trust
and the Securities and Exchange Commission and is not
intended to be and should not be used by anyone other than
these specified parties.
/s/ PricewaterhouseCoopers LLP
Boston, Massachusetts
December 20, 2018
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