0001752724-19-001170.txt : 20190111 0001752724-19-001170.hdr.sgml : 20190111 20190111135134 ACCESSION NUMBER: 0001752724-19-001170 CONFORMED SUBMISSION TYPE: N-CEN PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20181031 FILED AS OF DATE: 20190111 DATE AS OF CHANGE: 20190111 EFFECTIVENESS DATE: 20190111 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DEUTSCHE DWS MUNICIPAL TRUST CENTRAL INDEX KEY: 0000203142 IRS NUMBER: 046396607 STATE OF INCORPORATION: MA FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: N-CEN SEC ACT: 1940 Act SEC FILE NUMBER: 811-02671 FILM NUMBER: 19522066 BUSINESS ADDRESS: STREET 1: 345 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10154-0004 BUSINESS PHONE: 212-250-2500 MAIL ADDRESS: STREET 1: 345 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10154-0004 FORMER COMPANY: FORMER CONFORMED NAME: DEUTSCHE MUNICIPAL TRUST DATE OF NAME CHANGE: 20140811 FORMER COMPANY: FORMER CONFORMED NAME: DWS MUNICIPAL TRUST DATE OF NAME CHANGE: 20060207 FORMER COMPANY: FORMER CONFORMED NAME: SCUDDER MUNICIPAL TRUST DATE OF NAME CHANGE: 19920703 0000203142 S000031144 DWS Short-Term Municipal Bond Fund C000096616 Class A SRMAX C000096618 Class C SRMCX C000096619 Class S SRMSX C000096620 Institutional Class MGSMX C000177623 Class T SRMTX N-CEN 1 primary_doc.xml X0101 N-CEN LIVE 0000203142 XXXXXXXX 811-02671 false false false N-1A S000031144 C000096616 C000096618 C000096619 C000096620 C000177623 DEUTSCHE DWS MUNICIPAL TRUST 811-02671 0000203142 PXMELE24BHVOU00K5462 345 PARK AVENUE NEW YORK 10154-0004 US-NY US 212-250-2500 DWS Distributors, Inc. 222 South Riverside Plaza Chicago 60606-5808 312-537-4511 Book and records related to distributor services. DST Systems, Inc. 333 West 11th Street Kansas City 64105-1628 816-435-8655 Book and records related to sub-transfer agency services and shareholder services. DWS Investment Management Americas, Inc. One International Place Boston 02110-2618 617-295-1000 Book and records related to advisory and administrative services. DWS Investment Management Americas, Inc. 345 Park Avenue New York 10154-0004 212-250-2500 Book and records related to advisory and administrative services. State Street Bank and Trust Company State Street Financial Center One Lincoln Street Boston 02111-2900 617-786-3000 Book and records related to custodian, accounting and sub-administrator services. Iron Mountain Incorporated 12646 NW 115th Avenue Medley 33178-3179 773-579-6210 General books and records related to Registrant. Y N N-1A 3 Y Dawn-Marie Driscoll 000000000 N William McClayton 000000000 N William N. Searcy, Jr 000000000 N John W. Ballantine 000000000 N Dr. Richard J. Herring 000000000 N Rebecca W. Rimel 000000000 N Henry P. Becton, Jr. 000000000 N Keith R. Fox, CFA 000000000 N Jean Gleason Stromberg 000000000 N Scott D. Hogan 000000000 One International Place Boston 02110 XXXXXX N N N N N N DWS Distributors, Inc. 8-47765 000037306 5299007T18XBURKJ1V64 Y N PricewaterhouseCoopers LLP 238 5493002GVO7EO8RNNS37 N N N N N N N DWS Short-Term Municipal Bond Fund S000031144 HQI7L66EK0KEA7WU8D48 Y 5 0 0 N/A N N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 10f-3 (17 CFR 270.10f-3) Rule 17a-7 (17 CFR 270.17a-7) Rule 12d1-1 (17 CFR 270.12d1-1) Rule 22d-1 (17 CFR 270.22d-1) Y Y N N DWS Investment Management Americas, Inc. 801-252 000104518 CZ83K4EEEX8QVCT3B128 N DST Systems, Inc. 84-00448 21B7QCD05XOK0YTYOP98 N Y DWS Service Company 84-1713 529900CQVDVATODQA941 Y N N Standard & Poor's Financial Services LLC 549300U4VWNITEKO2881 N Bloomberg L.P. 549300B56MD0ZC402L06 N ICE Data Services, Inc. 5493000NQ9LYLDBCTL34 N Y State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) Banco Nacional de Mexico, S.A., Integrante del Grupo Financiero Banamex 2SFFM4FUIE05S37WFU55 MX N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N DWS Service Company 529900CQVDVATODQA941 Y N DST Systems, Inc. 21B7QCD05XOK0YTYOP98 N Y N DWS Investment Management Americas, Inc. CZ83K4EEEX8QVCT3B128 Y N State Street Bank and Trust Company 571474TGEMMWANRLN572 N Y N Deutsche Bank Aktiengesellschaft (Zurich, Zurich, CH, Branch) N/A 000000000 0000000000 CH 0.00000000 Deutsche Bank Aktiengesellschaft (New Delhi, Delhi, IN, Branch) N/A 000000000 00000000000000000000 IN 0.00000000 Deutsche Bank Securities Inc. (Jacksonville, FL, US, Branch) N/A 000000000 9J6MBOOO7BECTDTUZW19 0.00000000 Deutsche Securities Korea Co., Ltd N/A 000000000 529900J0N5FYROZOL786 KR 0.00000000 Deutsche Bank Aktiengesellschaft (Dubai, Dubai, AE, Branch) N/A 000000000 0000000000 AE 0.00000000 Deutsche Bank Securities Inc. 8-17822 000002525 9J6MBOOO7BECTDTUZW19 0.00000000 Deutsche Bank, Sociedad Anonima Espanola N/A 000000000 529900SICIK5OVMVY186 ES 0.00000000 Deutsche Securities Asia Limited (Taipei City, TW, Branch) N/A 000000000 0000000000 TW 0.00000000 Deutsche Bank Securities Inc. (Boston, MA, US, Branch) N/A 000000000 9J6MBOOO7BECTDTUZW19 0.00000000 Deutsche Bank Aktiengesellschaft (Stockholm, Stockholm, SE, Branch) N/A 000000000 0000000000 SE 0.00000000 Deutsche Securities Asia Limited N/A 000000000 529900D90NAWLSQNTI12 HK 0.00000000 Deutsche Securities SA N/A 000000000 0000000000 ES 0.00000000 Deutsche Bank Securities Inc. (Menlo Park, CA, US, Branch) N/A 000000000 9J6MBOOO7BECTDTUZW19 0.00000000 Deutsche Securities Australia Limited N/A 000000000 529900JDL9OTL8IG2U56 AU 0.00000000 Sal. Oppenheim jr. & Cie. AG & Co. Kommanditgesellschaft Auf Aktien N/A 000000000 5299003G9CMV5CY1FU81 DE 0.00000000 Harvest Global Investments Limited N/A 000000000 254900HXNL2VW0JOFU39 HK 0.00000000 Deutsche Bank Securities Inc. (Atlanta, GA, US, Branch) N/A 000000000 9J6MBOOO7BECTDTUZW19 0.00000000 Deutsche Bank Aktiengesellschaft (Riyadh, Riyadh, SA, Branch) N/A 000000000 558600SY4RZNJTDP3H57 SA 0.00000000 Craigs Investment Partners Limited N/A 000000000 254900O8DEEDCQZFLK81 NZ 0.00000000 Limited Liability Company 'Deutsche Bank' N/A 000000000 529900EHFBA8MNCV8M81 RU 0.00000000 HGI (USA) Investments LLC N/A 000000000 00000000000000000000 0.00000000 Deutsche Bank Securities Limited N/A 000000000 529900AZS6GG6GBDMN90 CA 0.00000000 Deutsche Bank Aktiengesellschaft (Kolkata, West Bengal, IN, Branch) N/A 000000000 00000000000000000000 IN 0.00000000 Deutsche Bank Aktiengesellschaft 8-17822 000002525 7LTWFZYICNSX8D621K86 DE 0.00000000 DWS Distributors, Inc. 8-47765 000037306 5299007T18XBURKJ1V64 0.00000000 Gordian Knot Inc. N/A 000000000 00000000000000000000 0.00000000 Deutsche Bank Securities Inc. (Dallas, TX, US, Branch) N/A 000000000 9J6MBOOO7BECTDTUZW19 0.00000000 Deutsche Bank Aktiengesellschaft (Athens, Attica, GR, Branch) N/A 000000000 00000000000000000000 GR 0.00000000 Deutsche Bank Aktiengesellschaft (Chennai, Tamil Nadu, IN, Branch) N/A 000000000 00000000000000000000 IN 0.00000000 Deutsche Bank Aktiengesellschaft (Colombo, Western, LK, Branch) N/A 000000000 00000000000000000000 LK 0.00000000 Deutsche Bank Aktiengesellschaft (Prague, Prague, CZ, Branch) N/A 000000000 0000000000 CZ 0.00000000 Deutsche Equities India Private Limited N/A 000000000 529900K9ENYPTKECK071 IN 0.00000000 Deutsche Bank Aktiengesellschaft (Makati City, Metro Manila, PH, Branch) N/A 000000000 0000000000 PH 0.00000000 PT Deutsche Verdhana Indonesia N/A 000000000 00000000000000000000 ID 0.00000000 Deutsche Securities Inc N/A 000000000 529900CK34A0NLD3NN83 JP 0.00000000 DB International (Asia) Limited N/A 000000000 529900396G5HWCV38G39 SG 0.00000000 Deutsche Securities (Pty) Ltd N/A 000000000 529900HNLCDM7X1RJ063 ZA 0.00000000 Deutsche Access Investments Limited N/A 000000000 529900UZ44MDFDFOCB92 AU 0.00000000 DWS Investments Hong Kong Limited N/A 000139666 529900RX8DKTJ81MHL26 CN 0.00000000 Deutsche Securities Asia Limited (Singapore, SG, Branch) N/A 000000000 0000000000 SG 0.00000000 Deutsche Capital Markets Australia Limited N/A 000000000 529900J30GWJRSJWJL27 AU 0.00000000 Deutsche Bank Securities Inc. (San Francisco, CA, US, Branch) N/A 000000000 9J6MBOOO7BECTDTUZW19 0.00000000 Deutsche Securities Menkul Degerler Anonim Sirketi N/A 000000000 7890004KOVES3T55GW95 TR 0.00000000 Deutsche Bank Aktiengesellschaft (Budapest, HU, Branch) N/A 000000000 0000000000 HU 0.00000000 Powers Pty. Ltd. N/A 000000000 00000000000000000000 AU 0.00000000 DWS Distributors, Inc. (Jacksonville, FL, US, Branch) N/A 000000000 5299007T18XBURKJ1V64 0.00000000 PT Deutsche Securities Indonesia N/A 000000000 529900BYFVEGGOM24P36 ID 0.00000000 Deutsche Asset Management (Japan) Limited N/A 000118540 529900GOHDG5JKIJXT78 JP 0.00000000 Deutsche Securities Saudi Arabia LLC N/A 000000000 529900CKC4TXHVRKX638 SA 0.00000000 Deutsche Bank Securities Inc. (Baltimore, MD, US, Branch) N/A 000000000 9J6MBOOO7BECTDTUZW19 0.00000000 DB Strategic Advisors, Inc. N/A 000000000 529900DD5SKKGUNXWV81 PH 0.00000000 DB Securities' Spotka Akcyjna N/A 000000000 2594008W4IDTFOETWG77 PL 0.00000000 Deutsche Bank Aktiengesellschaft (Bangkok, Bangkok, TH, Branch) N/A 000000000 0000000000 TH 0.00000000 Deutsche Bank Aktiengesellschaft (Mumbai, Maharashtra, IN, Branch) N/A 000000000 0000000000 IN 0.00000000 Deutsche Securities, S.A. de C.V., Casa de Bolsa N/A 000000000 529900G9Z4I79FGUE649 MX 0.00000000 Deutsche Securities Venezuela S.A. N/A 000000000 529900J4VEUT0ZZXYH41 VE 0.00000000 Deutsche Bank Securities Inc. (Los Angeles, CA, US, Branch) N/A 000000000 9J6MBOOO7BECTDTUZW19 0.00000000 Deutsche Bank Securities Inc. (Miami, FL, US, Branch) N/A 000000000 9J6MBOOO7BECTDTUZW19 0.00000000 Deutsche Bank Aktiengesellschaft (Bangalore, Karnataka, IN, Branch) N/A 000000000 00000000000000000000 IN 0.00000000 Deutsche Bank Securities Inc. (Chicago, IL, US, Branch) N/A 000000000 9J6MBOOO7BECTDTUZW19 0.00000000 DWS Distributors, Inc. (New York, NY, US, Branch) 8-47765 000037306 5299007T18XBURKJ1V64 0.00000000 Deutsche Bank Societa per Azioni N/A 000000000 529900SS7ZWCX82U3W60 IT 0.00000000 Service Company Five Limited N/A 000000000 00000000000000000000 HK 0.00000000 Deutsche Regis Partners, Inc. N/A 000000000 254900HRLJFNOZBOK921 PH 0.00000000 0.00000000 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 37165189.80000000 Pershing LLC 8-17574 000007560 ZI8Q1A8EI8LQFJNM0D94 55607145.35000000 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED 8-33359 000016139 9DJT3UXIJIZJI4WXO774 63846392.70000000 Goldman Sachs & Co. LLC 8-129 000000361 FOR8UP27PHTHYVLBNG30 26750093.95000000 Wells Fargo Brokerage Services, LLC 8-33283 000016100 00000000000000000000 81305843.15000000 U.S. Bancorp 8-35359 000017868 N1GZ7BBF3NP8GI976H15 30498075.00000000 National Financial Services Corp. 8-26740 000013041 0000000000 24600975.00000000 Citigroup Global Markets Inc. 8-8177 000007059 MBNUM2BPBDO7JBLYG310 39004705.00000000 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 66635190.65000000 State Street Bank and Trust Company N/A 000000000 571474TGEMMWANRLN572 127709655.00000000 634314822.45000000 N 241462653.59000000 N true INTERNAL CONTROL RPT 2 NCEN_3927506491233005.txt Report of Independent Registered Public Accounting Firm To the Board of Trustees of Deutsche DWS Municipal Trust and Shareholders of DWS Short Term Municipal Bond Fund In planning and performing our audit of the financial statements of DWS Short Term Municipal Bond Fund (the "Fund") as of and for the year ended October 31, 2018, in accordance with the standards of the Public Company Accounting Oversight Board (United States) ("PCAOB"), we considered the Fund's internal control over financial reporting, including controls over safeguarding securities, as a basis for designing our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N- CEN, but not for the purpose of expressing an opinion on the effectiveness of the Fund's internal control over financial reporting. Accordingly, we do not express an opinion on the effectiveness of the Fund's internal control over financial reporting. The management of the Fund is responsible for establishing and maintaining effective internal control over financial reporting. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. A company's internal control over financial reporting is a process designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles. A company's internal control over financial reporting includes those policies and procedures that (1) pertain to the maintenance of records that, in reasonable detail, accurately and fairly reflect the transactions and dispositions of the assets of the company; (2) provide reasonable assurance that transactions are recorded as necessary to permit preparation of financial statements in accordance with generally accepted accounting principles, and that receipts and expenditures of the company are being made only in accordance with authorizations of management and directors of the company; and (3) provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use or disposition of a company's assets that could have a material effect on the financial statements. Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements. Also, projections of any evaluation of effectiveness to future periods are subject to the risk that controls may become inadequate because of changes in conditions, or that the degree of compliance with the policies or procedures may deteriorate. A deficiency in internal control over financial reporting exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control over financial reporting, such that there is a reasonable possibility that a material misstatement of the company's annual or interim financial statements will not be prevented or detected on a timely basis. Our consideration of the Fund's internal control over financial reporting was for the limited purpose described in the first paragraph and would not necessarily disclose all deficiencies in internal control over financial reporting that might be material weaknesses under standards established by the PCAOB. However, we noted no deficiencies in the Fund's internal control over financial reporting and its operation, including controls over safeguarding securities, that we consider to be material weaknesses as defined above as of October 31, 2018. This report is intended solely for the information and use of the Board of Trustees of Deutsche DWS Municipal Trust and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties. /s/ PricewaterhouseCoopers LLP Boston, Massachusetts December 20, 2018 2 of 2 1 of 2