-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DVAOZ2A7FzIXoV/GhZ/WNdXbiFpS9eCARtCHpBCnKI0gRrqz/HFB6hS2/s+HuaBL O/ifmVRfVV+zRYipyigbzQ== 0001104659-03-015718.txt : 20030725 0001104659-03-015718.hdr.sgml : 20030725 20030725152939 ACCESSION NUMBER: 0001104659-03-015718 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20030725 ITEM INFORMATION: Other events ITEM INFORMATION: Financial statements and exhibits FILED AS OF DATE: 20030725 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CINERGY CORP CENTRAL INDEX KEY: 0000899652 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 311385023 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-11377 FILM NUMBER: 03803566 BUSINESS ADDRESS: STREET 1: 139 E FOURTH ST CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5132872644 MAIL ADDRESS: STREET 1: 139 E FOURTH STREET STREET 2: P.O BOX 960 CITY: CINCINATI STATE: OH ZIP: 45202 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CINCINNATI GAS & ELECTRIC CO CENTRAL INDEX KEY: 0000020290 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 310240030 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-01232 FILM NUMBER: 03803567 BUSINESS ADDRESS: STREET 1: 139 E FOURTH ST ROOM 362-ANNEX STREET 2: PO BOX 960 CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5132872291 MAIL ADDRESS: STREET 1: 139 E. FOURTH ST. STREET 2: PO BOX 960 CITY: CINCINNATTI STATE: OH ZIP: 45202 8-K 1 a03-1432_28k.htm 8-K

 

SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549

 

FORM 8-K

CURRENT REPORT PURSUANT
TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934

 

Date of report (Date of earliest event reported): July 25, 2003

CINERGY CORP.
(Exact Name of Registrant as Specified in Its Charter)

 

 

Commission File Number

 

Registrant, State of Incorporation, Address and Telephone Number

 

I.R.S. Employer Identification No.

1-11377

 

CINERGY CORP.
(A Delaware Corporation)
139 East Fourth Street
Cincinnati, Ohio 45202
(513) 421-9500

 

31-1385023

 

 

 

 

 

1-1232

 

THE CINCINNATI GAS & ELECTRIC COMPANY
(An Ohio Corporation)
139 East Fourth Street
Cincinnati, Ohio 45202
(513) 421-9500

 

31-0240030

 



 

Item 5. Other Events and Regulation FD Disclosure

 

On July 24, 2003, Cinergy Corp. issued a press release announcing that it received a subpoena from the Commodity Futures Trading Commission (CFTC).  A copy of the press release is attached hereto as Exhibit 99.1 and is incorporated into this Report by reference.

 

Item 7.  Financial Statements and Exhibits

 

 

(a)

 

 Not applicable.

 

 

(b)

 

 Not applicable.

 

 

(c)

 

 Exhibits.

               

Exhibit
Number

 

Description

99.1

 

Cinergy Corp. Press Release Announcing Receipt of a CFTC Subpoena

 

 

 

2



 

SIGNATURES

        Pursuant to the requirements of the Securities Exchange Act of 1934, each Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

CINERGY CORP.

 

 

 

 

THE CINCINNATI GAS & ELECTRIC COMPANY

 

 

 

Dated: July 25, 2003

By

/s/ Marc E. Manly

 

 

Name: Marc E. Manly

 

 

Title: Executive Vice President and Chief Legal Officer

 

3


EX-99.1 3 a03-1432_2ex991.htm EX-99.1

 


N  E  W  S  R  E  L  E  A  S  E

Cinergy Corp.

139 East Fourth Street

P.O. Box 960

Cincinnati, OH  45201-0960

 

News contact:

 

Steve Brash  513-287-2226 (w)  513-231-6895 (h)

 

 

Angeline Protogere 317-838-1338 (w) 317-298-3090 (h)

 

 

 

Investor contact:

 

Steve Schrader  513-287-1083

 

 

 

Website:

 

www.cinergy.com

 

FOR IMMEDIATE RELEASE – July 24, 2003

 

 

CINERGY REPORTS CFTC DEVELOPMENTS

 

CINCINNATI – Cinergy Corp. (NYSE: CIN) announced today that it received a subpoena from the Commodity Futures Trading Commission (CFTC).  As has been previously reported by the press, the CFTC has served subpoenas on numerous other energy companies.  The CFTC request seeks information regarding the Company's trading activities, including price reporting to energy industry publications.  The CFTC seeks particular information concerning these matters for the period May 2000 through January 2001 as to one of its employees.  Based on a limited review of these matters, the Company has placed that employee on administrative leave.  Cinergy intends to fully cooperate with the CFTC in connection with its investigation.

 

This document includes forward-looking statements within the meaning of Section 27A of the Securities Act of 1933 and Section 21E of the Securities Exchange Act of 1934. Forward-looking statements are based on management's beliefs and assumptions.  These forward-looking statements are identified by terms and phrases such as "anticipate", "believe", "intend", "estimate", "expect", "continue", "should", "could", "may", "plan", "project", "predict", "will", and similar expressions.  Forward-looking statements involve risks and uncertainties that may cause actual results to be materially different from the results predicted.  Factors that could cause actual results to differ materially from those indicated in any forward-looking statement include, but are not limited to, unanticipated weather conditions; unscheduled generation outages; unusual maintenance or repairs; unanticipated changes in costs; environmental incidents, including costs of compliance with existing and future environmental requirements; electric transmission or gas pipeline system constraints; legislative and regulatory initiatives; additional competition in electric or gas markets and continued industry consolidation; financial or regulatory accounting principles; political, legal, and economic conditions and developments in the countries in which we have a presence; changing market conditions and other factors related to physical energy and financial trading activities; the performance of projects undertaken by our non-regulated businesses and the success of efforts to invest in and develop new opportunities; availability of, or cost of, capital; employee workforce factors; delays and other obstacles associated with mergers, acquisitions, and investments in joint ventures; and costs and effects of legal and administrative proceedings, settlements, investigations, and claims.  Please refer to the company's SEC filings for additional information concerning factors that could cause actual results to differ materially from those in the forward-looking statements.  The Company undertakes no obligation to update the information contained herein.

 

 

###

 


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