-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RxneD8pHOVnK+EbGz3jvINxgt1Ydv59EAoomQhuGQ+6wdarnytkgOSXnElbDh99/ Y73+awT/yn0+eXa7tshS8A== 0000912057-02-031640.txt : 20020813 0000912057-02-031640.hdr.sgml : 20020813 20020813172532 ACCESSION NUMBER: 0000912057-02-031640 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 5 CONFORMED PERIOD OF REPORT: 20020813 ITEM INFORMATION: FILED AS OF DATE: 20020813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CINERGY CORP CENTRAL INDEX KEY: 0000899652 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 311385023 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-11377 FILM NUMBER: 02730810 BUSINESS ADDRESS: STREET 1: 139 E FOURTH ST CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5132872644 MAIL ADDRESS: STREET 1: 139 E FOURTH STREET STREET 2: P.O BOX 960 CITY: CINCINATI STATE: OH ZIP: 45202 FILER: COMPANY DATA: COMPANY CONFORMED NAME: UNION LIGHT HEAT & POWER CO CENTRAL INDEX KEY: 0000100858 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 310473080 STATE OF INCORPORATION: KY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 002-07793 FILM NUMBER: 02730811 BUSINESS ADDRESS: STREET 1: 139 E FOURTH ST STREET 2: C/O TREASURER DEPT, PO BOX 960 CITY: CINCINNATI STATE: OH ZIP: 45201 BUSINESS PHONE: 5133812000 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PSI ENERGY INC CENTRAL INDEX KEY: 0000081020 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 350594457 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-03543 FILM NUMBER: 02730812 BUSINESS ADDRESS: STREET 1: 1000 EAST MAIN STREET STREET 2: PO BOX 960 CITY: PLAINFIELD STATE: IN ZIP: 46168 BUSINESS PHONE: 3178399611 MAIL ADDRESS: STREET 1: 1000 EAST MAIN STREET STREET 2: PO BOX 960 CITY: PLAINFIELD STATE: IN ZIP: 46168 FORMER COMPANY: FORMER CONFORMED NAME: PUBLIC SERVICE CO OF INDIANA INC DATE OF NAME CHANGE: 19900509 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CINCINNATI GAS & ELECTRIC CO CENTRAL INDEX KEY: 0000020290 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 310240030 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-01232 FILM NUMBER: 02730813 BUSINESS ADDRESS: STREET 1: 139 E FOURTH ST ROOM 362-ANNEX STREET 2: PO BOX 960 CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5132872291 MAIL ADDRESS: STREET 1: 139 E. FOURTH ST. STREET 2: PO BOX 960 CITY: CINCINNATTI STATE: OH ZIP: 45202 8-K 1 a2086464z8-k.htm 8-K
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SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549


FORM 8-K

CURRENT REPORT PURSUANT
TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934


Date of report (Date of earliest event reported): August 13, 2002

CINERGY CORP.
(Exact Name of Registrant as Specified in Its Charter)

Commission File
Number

  Registrant, State of Incorporation,
Address and Telephone Number

  I.R.S. Employer
Identification No.

1-11377   CINERGY CORP.
(A Delaware Corporation)
139 East Fourth Street
Cincinnati, Ohio 45202
(513) 421-9500
  31-1385023

1-1232

 

THE CINCINNATI GAS & ELECTRIC COMPANY
(An Ohio Corporation)
139 East Fourth Street
Cincinnati, Ohio 45202
(513) 421-9500

 

31-0240030

1-3543

 

PSI ENERGY, INC.
(An Indiana Corporation)
1000 East Main Street
Plainfield, Indiana 46168
(513) 421-9500

 

35-0594457

2-7793

 

THE UNION LIGHT, HEAT AND POWER COMPANY
(A Kentucky Corporation)
139 East Fourth Street
Cincinnati, Ohio 45202
(513) 421-9500

 

31-0473080




Item 9. Regulation FD Disclosure

        On August 13, 2002, each of the Chief Executive Officer, James E. Rogers, and Chief Financial Officer, R. Foster Duncan, of Cinergy Corp. submitted sworn statements to the SEC pursuant to Securities and Exchange Commission Order No. 4-460, dated June 27, 2002.

        In addition, the quarterly report on Form 10-Q for the period ended June 30, 2002 for Cinergy Corp., The Cincinnati Gas & Electric Company, PSI Energy, Inc. and The Union Light, Heat and Power Company (the "Registrants"), filed with the SEC on August 13, 2002, was accompanied by the certifications of James E. Rogers, Chief Executive Officer of the Registrants, and R. Foster Duncan, Chief Financial Officer of the Registrants, pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.

        A copy of each of these statements and certifications is attached hereto as an Exhibit (Exhibits 99.1, 99.2, 99.3 and 99.4).



SIGNATURES

        Pursuant to the requirements of the Securities Exchange Act of 1934, each Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

    CINERGY CORP.

 

 

THE CINCINNATI GAS & ELECTRIC COMPANY

 

 

PSI ENERGY, INC.

 

 

THE UNION LIGHT, HEAT AND POWER COMPANY

Dated: August 13, 2002

 

By

 

/s/  
JEROME A. VENNEMANN      
Name: Jerome A. Vennemann
Title: Vice President and General Counsel


EXHIBIT INDEX

Exhibit Number

  Description

99.1

 

Statement Under Oath of James E. Rogers, Chief Executive Officer, Pursuant to SEC Order

99.2

 

Statement Under Oath of R. Foster Duncan, Chief Financial Officer, Pursuant to SEC Order

99.3

 

Certification of James E. Rogers, Chief Executive Officer, Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002

99.4

 

Certification of R. Foster Duncan, Chief Financial Officer, Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002



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SIGNATURES
EXHIBIT INDEX
EX-99.1 3 a2086464zex-99_1.htm EXHIBIT 99.1
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EXHIBIT 99.1


Statement Under Oath of Principal Executive Officer
Regarding Facts and Circumstances Relating to Exchange Act Filings

I, James E. Rogers, state and attest that:

(1)
To the best of my knowledge, based upon a review of the covered reports of Cinergy Corp., and, except as corrected or supplemented in a subsequent covered report:

no covered report contained an untrue statement of a material fact as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed); and

no covered report omitted to state a material fact necessary to make the statements in the covered report, in light of the circumstances under which they were made, not misleading as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed).

(2)
I have reviewed the contents of this statement with the Company's audit committee.

(3)
In this statement under oath, each of the following, if filed on or before the date of this statement, is a "covered report":

the Annual Report on Form 10-K for the year ended December 31, 2001 of Cinergy Corp.;

all reports on Form 10-Q, all reports on Form 8-K and all definitive proxy materials of Cinergy Corp. filed with the Commission subsequent to the filing of the Form 10-K identified above; and

any amendments to any of the foregoing.

/s/  JAMES E. ROGERS      
James E. Rogers
August 13, 2002
      Subscribed and sworn to
before me this 13th day of
August 2002

 

 

 

 

/s/  
KAY E. ARCHER      
Notary Public
  
My Commission expires: 11/01/06



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Statement Under Oath of Principal Executive Officer Regarding Facts and Circumstances Relating to Exchange Act Filings
EX-99.2 4 a2086464zex-99_2.htm EXHIBIT 99.2
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EXHIBIT 99.2


Statement Under Oath of Principal Financial Officer
Regarding Facts and Circumstances Relating to Exchange Act Filings

I, R. Foster Duncan, state and attest that:

(1)
To the best of my knowledge, based upon a review of the covered reports of Cinergy Corp., and, except as corrected or supplemented in a subsequent covered report:

no covered report contained an untrue statement of a material fact as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed); and

no covered report omitted to state a material fact necessary to make the statements in the covered report, in light of the circumstances under which they were made, not misleading as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed).

(2)
I have reviewed the contents of this statement with the Company's audit committee.

(3)
In this statement under oath, each of the following, if filed on or before the date of this statement, is a "covered report":

the Annual Report on Form 10-K for the year ended December 31, 2001 of Cinergy Corp.;

all reports on Form 10-Q, all reports on Form 8-K and all definitive proxy materials of Cinergy Corp. filed with the Commission subsequent to the filing of the Form 10-K identified above; and

any amendments to any of the foregoing.

/s/  R. FOSTER DUNCAN      
R. Foster Duncan
August 13, 2002
      Subscribed and sworn to
before me this 13th day of
August 2002

 

 

 

 

/s/  
KAY E. ARCHER      
Notary Public
  
My Commission expires: 11/01/06



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Statement Under Oath of Principal Financial Officer Regarding Facts and Circumstances Relating to Exchange Act Filings
EX-99.3 5 a2086464zex-99_3.htm EXHIBIT 99.3
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EXHIBIT 99.3


CERTIFICATION PURSUANT TO
18 U.S.C. SECTION 1350,
AS ADOPTED PURSUANT TO
SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002

In connection with the Quarterly Report of Cinergy Corp., The Cincinnati Gas & Electric Company, PSI Energy, Inc. and Union Light, Heat and Power Company (the "Companies") on Form 10-Q for the period ending June 30, 2002 as filed with the Securities and Exchange Commission on the date hereof (the "Report"), I, James E. Rogers, Chief Executive Officer of the Companies, certify, pursuant to 18 U.S.C. § 1350, as adopted pursuant to § 906 of the Sarbanes-Oxley Act of 2002, to the best of my knowledge and belief, that:

        (1)  The Report fully complies with the requirements of section 13(a) or 15(d) of the Securities Exchange Act of 1934; and

        (2)  The information contained in the Report fairly presents, in all material respects, the financial condition and result of operations of the Companies.

/s/  JAMES E. ROGERS      
James E. Rogers
Chief Executive Officer
August 13, 2002
   



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CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002
EX-99.4 6 a2086464zex-99_4.htm EXHIBIT 99.4
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EXHIBIT 99.4


CERTIFICATION PURSUANT TO
18 U.S.C. SECTION 1350,
AS ADOPTED PURSUANT TO
SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002

In connection with the Quarterly Report of Cinergy Corp., The Cincinnati Gas & Electric Company, PSI Energy, Inc. and Union Light, Heat and Power Company (the "Companies") on Form 10-Q for the period ending June 30, 2002 as filed with the Securities and Exchange Commission on the date hereof (the "Report"), I, R. Foster Duncan, Chief Financial Officer of the Companies, certify, pursuant to 18 U.S.C. § 1350, as adopted pursuant to § 906 of the Sarbanes-Oxley Act of 2002, to the best of my knowledge and belief, that:

        (1)  The Report fully complies with the requirements of section 13(a) or 15(d) of the Securities Exchange Act of 1934; and

        (2)  The information contained in the Report fairly presents, in all material respects, the financial condition and result of operations of the Companies.

/s/  R. FOSTER DUNCAN      
R. Foster Duncan
Chief Financial Officer
August 13, 2002
   



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CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002
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