-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, O1peT3uog7/ZCPbS1yu03c+ayly/OIQqvi/UdkJ9ERnSBKVXZOfuT8eql2kkrKah zZoV4Tk2JsIG/6cp4JwIEw== 0000902664-06-001705.txt : 20060622 0000902664-06-001705.hdr.sgml : 20060622 20060622133829 ACCESSION NUMBER: 0000902664-06-001705 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20060612 FILED AS OF DATE: 20060622 DATE AS OF CHANGE: 20060622 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Aleris International, Inc. CENTRAL INDEX KEY: 0000202890 STANDARD INDUSTRIAL CLASSIFICATION: SECONDARY SMELTING & REFINING OF NONFERROUS METALS [3341] IRS NUMBER: 752008280 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 25825 SCIENCE PARK DRIVE STREET 2: SUITE 400 CITY: BEACHWOOD STATE: OH ZIP: 44122 BUSINESS PHONE: 2169103400 MAIL ADDRESS: STREET 1: 25825 SCIENCE PARK DRIVE STREET 2: SUITE 400 CITY: BEACHWOOD STATE: OH ZIP: 44122 FORMER COMPANY: FORMER CONFORMED NAME: IMCO RECYCLING INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: FRONTIER TEXAS CORP DATE OF NAME CHANGE: 19881012 FORMER COMPANY: FORMER CONFORMED NAME: PIONEER TEXAS CORP DATE OF NAME CHANGE: 19850416 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brahman Capital Corp. CENTRAL INDEX KEY: 0001014894 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07170 FILM NUMBER: 06919149 BUSINESS ADDRESS: STREET 1: 655 THIRD AVENUE STREET 2: 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: (212) 681-9797 MAIL ADDRESS: STREET 1: 655 THIRD AVENUE STREET 2: 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 FORMER NAME: FORMER CONFORMED NAME: BRAHMAN CAPITAL CORP DATE OF NAME CHANGE: 19990325 3 1 form3_ex.xml X0202 3 2006-06-12 0 0000202890 Aleris International, Inc. ARS 0001014894 Brahman Capital Corp. 655 THIRD AVENUE 11TH FLOOR NEW YORK NY 10017 0 0 1 0 Common Stock, par value $.10 per share 3585600 I See Footnotes Brahman Capital Corp. serves as investment manager to a number of investment funds (including Brahman Partners II, L.P., Brahman Partners III, L.P., Brahman Institutional Partners, L.P., BY Partners, L.P., Brahman C.P.F. Partners, L.P., Brahman Partners II Offshore, Ltd., Brahman Partners IV, L.P. and Brahman Partners IV Offshore, Ltd.) and manages investments for certain entities in managed accounts with respect to which it has voting and dispositive authority over the Common Stock reported in this Form 3. Peter A. Hochfelder, Mitchell A. Kuflik and Robert J. Sobel are executive officers and directors of Brahman Capital Corp. and have the ability to control the decisions of Brahman Capital Corp. with respect to the assets of such investment funds and managed accounts. Brahman Management, L.L.C. is the general partner of certain of the investment funds for which Brahman Capital Corp. serves as investment manager (including Brahman Partners II, L.P., Brahman Partners III, L.P., Brahman Institutional Partners, L.P., BY Partners, L.P., Brahman C.P.F. Partners, L.P. and Brahman Partners IV, L.P.). Peter A. Hochfelder, Mitchell A. Kuflik and Robert J. Sobel are the managing members of Brahman Management, L.L.C. and have the ability to control the decisions of Brahman Management, L.L.C. with respect to the assets of such investment funds. None of Brahman Capital Corp., Brahman Management, L.L.C., Peter A. Hochfelder, Mitchell A. Kuflik or Robert J. Sobel directly owns any shares of Common Stock. Each of Brahman Capital Corp., Peter A. Hochfelder, Mitchell A. Kuflik and Robert J. Sobel may be deemed to beneficially own 3,585,600 shares of Common Stock, which represents approximately 11.43% of the outstanding shares of Common Stock. Brahman Management, L.L.C. may be deemed to beneficially own 2,034,800 shares of Common Stock, which represens approximately 6.49% of the outstanding shares of Common Stock. Each of Brahman Capital Corp., Brahman Management, L.L.C., Peter A. Hochfelder, Mitchell A. Kuflik and Robert J. Sobel disclaims any beneficial ownership of the shares of Common Stock included in this report to the extent such beneficial ownership exceeds such person's pecuniary interest. /s/ Brahman Capital Corp. 2006-06-22 /s/ Brahman Management, L.L.C 2006-06-22 /s/ Peter A. Hochfelder 2006-06-22 /s/ Robert J. Sobel 2006-06-22 /s/ Mitchell A. Kuflik 2006-06-22 EX-99 2 jointfiler.txt JOINT FILER INFORMATION Joint Filer Information NAME: Brahman Management, L.L.C. - ---- ADDRESS: 655 Third Ave, 11th Floor - ------- New York, New York 10017 DESIGNATED FILER: Brahman Capital Corp. - ---------------- ISSUER: Aleris International Inc. - ------ DATE OF EVENT REQUIRING STATEMENT: June 12, 2006 - --------------------------------- SIGNATURE: /s/ Brahman Management, L.L.C. - --------------------------------- Brahman Management, L.L.C. NAME: Peter A. Hochfelder - ---- ADDRESS: 655 Third Ave, 11th Floor - ------- New York, New York 10017 DESIGNATED FILER: Brahman Capital Corp. - ---------------- ISSUER: Aleris International Inc. - ------ DATE OF EVENT REQUIRING STATEMENT: June 12, 2006 - --------------------------------- SIGNATURE: /s/ Peter A. Hochfelder - --------------------------------- Peter A. Hochfelder NAME: Robert J. Sobel - ---- ADDRESS: 655 Third Ave, 11th Floor - ------- New York, New York 10017 DESIGNATED FILER: Brahman Capital Corp. - ---------------- ISSUER: Aleris International Inc. - ------ DATE OF EVENT REQUIRING STATEMENT: June 12, 2006 - --------------------------------- SIGNATURE: /s/ Robert J. Sobel - --------------------------------- Robert J. Sobel NAME: Mitchell A. Kuflik - ---- ADDRESS: 655 Third Ave, 11th Floor - ------- New York, New York 10017 DESIGNATED FILER: Brahman Capital Corp. - ---------------- ISSUER: Aleris International Inc. - ------ DATE OF EVENT REQUIRING STATEMENT: June 12, 2006 - --------------------------------- SIGNATURE: /s/ Mitchell A. Kuflik - --------------------------------- Mitchell A. Kuflik -----END PRIVACY-ENHANCED MESSAGE-----