-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AX0bJ/9ng9I7YFcJkdy/38idPSpFWIwi0Ip9kB8knbLdlUghP3lDUZjzE72eC4NG BXSyyDNLBq7yrP3QCLhI9Q== /in/edgar/work/20000627/0000202763-00-000012/0000202763-00-000012.txt : 20000920 0000202763-00-000012.hdr.sgml : 20000920 ACCESSION NUMBER: 0000202763-00-000012 CONFORMED SUBMISSION TYPE: NT 11-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19991231 FILED AS OF DATE: 20000627 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SYNCOR INTERNATIONAL CORP /DE/ CENTRAL INDEX KEY: 0000202763 STANDARD INDUSTRIAL CLASSIFICATION: [5122 ] IRS NUMBER: 850229124 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NT 11-K SEC ACT: SEC FILE NUMBER: 000-08640 FILM NUMBER: 661077 BUSINESS ADDRESS: STREET 1: 6464 CANOGA AVENUE CITY: WOODLAND HILLS STATE: CA ZIP: 91367 BUSINESS PHONE: 818.737.4000 MAIL ADDRESS: STREET 1: 6464 CANOGA AVENUE STREET 2: 20001 PRAIRIE ST CITY: WOODLAND HILLS STATE: CA ZIP: 91367 FORMER COMPANY: FORMER CONFORMED NAME: NUCLEAR PHARMACY INC DATE OF NAME CHANGE: 19860309 NT 11-K 1 0001.txt UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION OMB Number: 3235-0058 Washington, D.C. 20549 Expires: January 31,2002 Estimated average burden hours per response.....2.50 FORM 12b-25 SEC FILE NUMBER NOTIFICATION OF LATE FILING CUSIP NUMBER 87157J106 (Check one) []Form 10-K []Form 20-F [X]Form 11-K []Form 10-Q []Form N-SAR For Period Ended: December 31, 1999 []Transition Report on Form 10-K []Transition Report on Form 20-F []Transition Report on Form 11-K []Transition Report on Form 10-Q []Transition Report on Form N-SAR For the Transition Period Ended:________________ Read Instruction (on back page) Before Preparing Form. Please Print or Type. Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. If the notification relates to a portion of the filing checked above, identify the Item(s) to which the notification relates: ______________________________________________________________ PART I - REGISTRANT INFORMATION ______________________________________________________________ Full Name of Registrant Syncor International Corporation ______________________________________________________________ Former Name if Applicable ______________________________________________________________ Address of Principal Executive Office (Street and Number) 6464 Canoga Avenue, Woodland Hills, CA 91367 ______________________________________________________________ City, State and Zip Code PART II - RULES 12b-25(b) AND (c) If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed. (Check box if appropriate) [X] (a) The reasons described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense; [X] (b) The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, 11-K or Form N-SAR, or portion thereof, will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report of transition report on Form 10-Q, or portion thereof will be filed on or before the fifth calendar day following the prescribed due date; and [X] (c) The accountant's statement or other exhibit required by Rule 12b-25(c) has been attached if applicable. PART III - NARRATIVE State below in reasonable detail the reasons why Forms 10-K, 20-F, 11-K, 10-Q, N-SAR, or the transition report or portion thereof, could not be filed within the prescribed time period. The completion of the audit of the Syncor International Corporation Employees' Savings and Stock Ownership Plan (the "Plan") for the fiscal year ended December 31, 1999 will be delayed because the Plan's trustee in 1999, Merrill Lynch Trust Company, FSB, has not been able to timely deliver to Syncor the financial documents necessary to conduct the audit. Syncor typically receives the audit documents on or before June 1, but as of June 26, 2000, Syncor has not received the documents. Merrill Lynch has informed Syncor that it cannot provide the documents until, at the earliest, July 5, 2000. As a result, Syncor's independent auditors, KPMG LLP, has informed us that it cannot complete the audit in time for Syncor to file the Form 11-K by June 28, 2000. A copy of the letter from Merrill Lynch explaining why it cannot provide the documents is attached as Exhibit A. A copy of the letter from KPMG LLP explaining why it cannot complete its audit before June 28, 2000 is attached as Exhibit B. Potential persons who are to respond (Attach Extra to the collection of information Sheets if Needed) contained in this form are not required to respond unless the form displays a currently valid OMB control number. SEC 1344 (2-99) PART IV - OTHER INFORMATION (1) Name and telephone number of person to contact in regard to this notification. Michael E. Mikity (818) 737-4610 (Name) (Area Code) (Telephone Number) (2) Have all other periodic reports required under Section 13 or 15(d) of the Securities [X] Yes [] No Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed? If answer is no, identify report(s). _____________________________________________________________ (3) Is it anticipated that any significant change in results of operations from the [] Yes [X] No corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof? If so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made. _____________________________________________________________________________ SYNCOR INTERNATIONAL CORPORATION (Name of Registrant as Specified in Charter) has caused this notification to be signed on its behalf by the undersigned hereunto duly authorized. Date June 26, 2000 By /s/ Michael E. Mikity Michael E. Mikity CFO & Treasurer INSTRUCTION: The form may be signed by an executive officer of the registrant or by any other duly authorized representative. The name and title of the person signing the form shall be typed or printed beneath the signature. If the statement is signed on behalf of the registrant by an authorized representative (other than the executive officer), evidence of the representative's authority to sign on behalf of the registrant shall be filed with the form. ATTENTION Intentional misstatements or omissions of fact constitute Federal Criminal Violations (See 18 U.S.C. 1001). GENERAL INSTRUCTIONS 1. This form is required by Rule 12b-25 (17CFR 240.12b-25) of the General Rules and Regulations under the Securities Exchange Act of 1934. 2. One signed original and four conformed copies of this form and amendments thereto must be completed and filed with the Securities and Exchange Commission, Washington, D.C. 20549, in accordance with Rule 0-3 of the General Rules and Regulations under the Act. The information contained in or filed with the form will be made a matter of public record in the Commission files. 3. A manually signed copy of the form and amendments thereto shall be filed with each national securities exchange on which any class of securities of the registrant is registered. 4. Amendments to the notifications must also be filed on form 12b-25 but need not restate information that has been correctly furnished. The form shall be clearly identified as an amended notification. 5. Electronic Filers. This form shall not be used by electronic filers unable to timely file a report solely due to electronic difficulties. Filers unable to submit a report within the time period prescribed due to difficulties in electronic filing should comply with either Rule 201 or Rule 202 of Regulation S-T (Sec. 232.201 or Sec. 232.202 of this chapter) or apply for an adjustment in filing date pursuant to Rule 13(b) of Regulation S-T (Sec. 232.13(b) of this chapter). Exhibit A [MERRILL LYNCH LETTERHEAD] Benefits and Investment Solutions Emily R. Fernandez Private Client Group Senior Client Service Manager 9603 So. Meridian Blvd. Assistant Vice President Englewood, Colorado 80112 303/264-5060 fax - 9201 June 26, 2000 Syncor International Corporation Edwin Burgos 6464 Canoga Avenue Woodland Hills, CA 91367 Re: Syncor Employee's Savings and Stock Ownership Plan Dear Syncor International Corporation: We apologize for the fact that Merrill Lynch has not yet provided all the financials for the Syncor Leveraged ESOP audit. Historically these financial reports were due to you on or before June 1 in order to give Syncor sufficient time for their auditors to prepare the 11K filing. The necessary financial reports will be provided to you on July 5, 2000. Please call me if you have further questions. Cordially, /s/ Emily R. Fernandez Emily R. Fernandez Senior Client Service Manager Assistant Vice President Exhibit B [KPMG LETTERHEAD] 355 South Grand Avenue Telephone 213 972 4000 Suite 2000 Fax 213 622 1217 Los Angeles, CA 90071-1568 June 22, 2000 Mr. Ed Burgos Syncor International Corporation 6464 Canoga Avenue Woodland Hills, California 91367 Dear Ed: This is to confirm our understanding regarding the timing of our audit procedures related to the Syncor International Corporation Employees' Savings and Stock Ownership Plan (the Plan). As of the date of this letter, we have not received the year end documents from the Plan trustee, Merrill Lynch, which we need in order to commence our audit of the Plan. Although we anticipate receiving these documents on June 26, 2000, this will not provide us with sufficient time to complete our procedures and issue our report prior to the filing deadline of June 28, 2000 for the Form 11-K. Based on the aforementioned, we recommend that you file for an extension of time with the Securities and Exchange Commission. Very truly your, KPMG LLP /s/ John D. Owens John D. Owens Partner -----END PRIVACY-ENHANCED MESSAGE-----