144 1 esgk092109.htm

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 144

NOTICE OF PROPOSED SALE OF SECURITIES
PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933

ATTENTION:

 

Transmit for filing 3 copies of this form concurrently with either placing an order with a broker to execute sale or executing a sale directly with a market maker.

 

 

 

 

 

 

 

 
 
 

 

 

SEC USE ONLY

 

 

DOCUMENT SEQUENCE NO.

 

 

CUSIP NUMBER

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

1 (a) NAME OF ISSUER (Please type or print)

 

 

(b) IRS IDENT. NO.

 

(c) S.E.C. FILE NO.

 

WORK LOCATION

 

 

Chyron Corporation 

 

 

11-2117385 

 

001-09014 

 

 

 

 

 

1 (d) ADDRESS OF ISSUER

 

 

STREET

 

 

CITY

 

 

STATE

 

 

ZIP CODE

 

 

(e) TELEPHONE NO.

 

 

 

 

 

 5 Hub Drive

 

 

 Melville

 

 

NY

 

 11747

 

 

AREA CODE

  631

 

 

NUMBER

 845-2000

 

 

2 (a) NAME OF PERSON FOR WHOSE ACCOUNT THE SECURITIES ARE TO BE SOLD

 

 

(b) RELATIONSHIP
TO ISSUER

 

 

(c) ADDRESS                STREET

 

 

CITY

 

 

STATE

 

 

ZIP CODE

 

 

 Gerald Kieliszak

 

 

Officer - SVP & CFO 

 

 

 3461 Homestead Ave. Wantagh NY 11793          

 

INSTRUCTION: The person filing this notice should contact the issuer to obtain the I.R.S. Identification Number and the S.E.C. File Number.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

3 (a)

 

 

(b)

 

 

SEC USE ONLY

 

 

(c)

 

 

(d)

 

 

(e)

 

 

(f)

 

 

(g)

 

 


Title of the

 

 

 

 

 

Broker-Dealer

 

 

Number of Shares

 

 

Aggregate

 

 

Number of Shares

 

 

Approximate

 

 

Name of Each

 

 

Class of

 

 

Name and Address of Each Broker Through Whom the

 

 

File Number

 

 

or Other Units

 

 

Market

 

 

or Other Units

 

 

Date of Sale

 

 

Securities

 

 

Securities

 

 

Securities are to be Offered or Each Market Maker

 

 

 

 

 

To Be Sold

 

 

Value

 

 

Outstanding

 

 

(See instr. 3(f))

 

 

Exchange

 

 

To Be Sold

 

 

who is Acquiring the Securities

 

 

 

 

 

(See instr. 3(c))

 

 

(See instr. 3(d))

 

 

(See instr. 3(e))

 

 

(MO. DAY YR.)

 

 

(See instr. 3(g))

 

 

Common Stock

 

 

TD Ameritrade

1005 N. Ameritrade Place

Bellevue, NE 68005

 

 

 

 

 

16,667 

 

 

 

 

43,000 

 

 

15,775,697

 

 

09 25 09 

 

 

 NASDAQ

 

 

INSTRUCTIONS:

 

 

 

 

 

1.

 

(a)

 

Name of issuer

 

 

(b)

 

Issuer’s I.R.S. Identification Number

 

 

(c)

 

Issuer’s S.E.C. file number, if any

 

 

(d)

 

Issuer’s address, including zip code

 

 

(e)

 

Issuer’s telephone number, including area code

 

 

 

 

 

2.

 

(a)

 

Name of person for whose account the securities are to be sold

 

 

(b)

 

Such person’s relationship to the Issuer (e.g., officer, director, 10% stockholder, or member of immediate family of any of the foregoing)

 

 

(c)

 

Such person’s address, including zip code

 

 

 

 

 

 

 

 

 

 

3.

 

(a)

 

Title of the class of securities to be sold

 

 

(b)

 

Name and address of each broker through whom the securities are intended to be sold

 

 

(c)

 

Number of shares or other units to be sold (if debt securities, give the aggregate face amount)

 

 

(d)

 

Aggregate market value of the securities to be sold as of a specified date within 10 days prior to the filing of this notice

 

 

(e)

 

Number of shares or other units of the class outstanding, or if debt securities the face amount thereof outstanding, as shown by the most recent report or statement published by the Issuer

 

 

(f)

 

Approximate date on which the securities are to be sold

 

 

(g)

 

Name of each securities exchange, if any, on which the securities are intended to be sold


 

 

TABLE I — SECURITIES TO BE SOLD

Furnish the following information with respect to the acquisition of the securities to be sold

and with respect to the payment of all or any part of the purchase price or other consideration therefor:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Title of

 

 

Date you

 

 

 

 

 

Name of Person from Whom Acquired

 

 

Amount of

 

 

Date of

 

 

 

 

 

the Class

 

 

Acquired

 

 

Name of Acquisition Transaction

 

 

(If gift, also give date donor acquired)

 

 

Securities Acquired

 

 

Payment

 

 

Nature of Payment

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 Common Stock

 

 

 09.18.09

 

 

 

 

Exercise of Stock Options 

 

 

 

 

 Chyron Corporation

 

 

 

 

16,667 

 

 

 

 

 09.18.09

 

 

 

 

 Cash

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

INSTRUCTIONS:      

 

If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

 

TABLE II — SECURITIES SOLD DURING THE PAST 3 MONTHS

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Amount of

 

 

 

 

 

Name and Address of Seller

 

 

Title of Securities Sold

 

 

Date of Sale

 

 

Securities Sold

 

 

Gross Proceeds

 

 

 N/A

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

REMARKS:

 

 None sold during the past 3 months.

(1) Sales to be effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2008. As indicated below, the representation below regarding the seller’s knowledge of material information speaks as of the date of the adoption of the trading plan.

(2) Cashless exercise, with aggregate exercise price of the options netted from the proceeds received from the sale of the common stock at the time of the sale.

INSTRUCTIONS:

See the definition of “person” in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

 

09.21.09 

 

DATE OF NOTICE

 

 

DATE OF PLAN ADOPTION OR GIVING OF INSTRUCTION,
IF RELYING ON RULE 10B5-1

ATTENTION: 

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing this form and indicating the date that the plan was adopted or the instructions given, that person makes such representation as of the plan adoption or instruction date.

 /s/ Gerald Kieliszak

 

(SIGNATURE)

The notice shall be signed by the person for whose account the securities are to be sold. At least one copy of the notice shall be manually signed. Any copies not manually signed shall bear typed or printed signatures.


ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)