-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, M2UiT22CFrIY7s/dRGZDKvd3txVsD6MOXeq3LFzFf1WEKW8uW9VVOlDTMTkA+wZ5 opNpqgpzKBPLEf4IQC1jMA== 0000899243-96-000081.txt : 19960216 0000899243-96-000081.hdr.sgml : 19960216 ACCESSION NUMBER: 0000899243-96-000081 CONFORMED SUBMISSION TYPE: U-57 PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 19960214 SROS: NONE FILER: COMPANY DATA: COMPANY CONFORMED NAME: HOUSTON INDUSTRIES INC CENTRAL INDEX KEY: 0000202131 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 741885573 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: U-57 SEC ACT: 1935 Act SEC FILE NUMBER: 073-00015 FILM NUMBER: 96517861 BUSINESS ADDRESS: STREET 1: 4400 POST OAK PKWY STREET 2: 5 POST OAK PK CITY: HOUSTON STATE: TX ZIP: 77027 BUSINESS PHONE: 7136293000 MAIL ADDRESS: STREET 1: P O BOX 4567 CITY: HOUSTON STATE: TX ZIP: 77210 U-57 1 NOTIFICATION OF FOREIGN UTILITY CO. STATUS SECURITIES AND EXCHANGE COMMISSION Washington, D.C. FORM U-57 NOTIFICATION OF FOREIGN UTILITY COMPANY STATUS Filed under section 33(a) of the Public Utility Holding Company Act of 1935, as amended RAIN CALCINING LIMITED ............................................................... (Name of foreign company) HOUSTON INDUSTRIES INCORPORATED ................................................................................ (Name of filing company, if filed on behalf of a foreign utility company) Item 1 The name of the entity claiming foreign utility status is Rain Calcining Limited, an Indian corporation ("RAIN"), the business address of which is 38 Srinagar Colony, Hyderabad 500073, India. RAIN will generate electricity to be transmitted for sale at retail to industrial customers in the State of Andhra Pradesh, India. Any electric energy not sold to industrial customers will be sold at wholesale to the Andhra Pradesh State Electricity Board (the "APSEB"). Set forth below is a description of the facilities to be owned and/or used by RAIN for the generation, transmission, and distribution of electric energy for sale: RAIN will own and operate a petroleum coke calcination facility, the waste gases from which will be used to fuel a heat recovery steam generator. The steam output of the heat recovery steam generator, combined with steam produced from a fluidized bed petroleum coke boiler, will be used to power a steam turbine generator with a maximum net power production capacity of approximately 49 megawatts. All of the transmission facilities required to interconnect RAIN with the APSEB will be owned and operated by the APSEB. As of the date of this notification, 65.3% of the voting stock of RAIN is owned by Houston Industries Energy - Rain, Inc., a Mauritius company ("HIE- RAIN"). It is contemplated that upon (1) receipt of all capital contributions, and (2) the initial public offering of certain shares in RAIN on the Indian stock markets, HIE-RAIN will own approximately 20% of the voting stock of RAIN. Item 2 The name of the domestic associate public-utility company is Houston Lighting & Power Company, a Texas corporation ("HL&P"), and its holding company is Houston Industries Incorporated, a Texas corporation ("HI"). HI owns all of the outstanding voting stock of HL&P and Houston Industries Energy, Inc., a Delaware corporation ("HI Energy"). HI Energy owns 1 all of the outstanding voting stock of Houston Industries Energy - India, Inc., a Mauritius company ("HIE-INDIA") and HIE-INDIA owns all of the outstanding voting stock of HIE-RAIN. The sole asset of HIE-RAIN is its investment in RAIN. No portion of the purchase price for the shares held by HIE-RAIN in RAIN was paid by HL&P. 2 Exhibit 99.A 1. The certification of the State of Texas required under Section 33(a)(2) of the Public Utility Holding Company Act of 1935, as amended. 3 SIGNATURE The undersigned company has duly caused this statement to be signed on its behalf by the undersigned thereunto duly authorized. HOUSTON INDUSTRIES INCORPORATED By: /s/ MARY P. RICCIARDELLO -------------------------------------------- Mary P. Ricciardello Comptroller and Principal Accounting Officer Date: February 13, 1996 4 EX-99.A 2 CERT. OF STATE OF TX UNDER SECTION 33(A)(2) Exhibit 99.A CERTIFICATE OF THE STATE OF TEXAS UNDER SECTION 33(A)(2) OF THE PUBLIC UTILITY HOLDING COMPANY ACT OF 1935 Exhibit 99.A November 12, 1992 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, NW Washington, D.C. 20549 Dear Mr. Katz: Houston Lighting & Power Company (HL&P), a subsidiary of Houston Industries Incorporated (HII), a Texas corporation, has advised this Commission that HII is considering participation in the privatization of EDELAP S.A., an Argentine public utility company (EDELAP) and that HII may in the future consider participation in other such activities with respect to foreign public utility companies. In connection with such activities, HL&P has requested that the Public Utility Commission of Texas (the Commission) provide to you the certification contemplated in Section 33(a)(2) of the Public Utility Holding Company Act of 1935 (15 U.S.C. 79 et. seq.), which section was added to that Act by Section 715 of the Energy Policy Act of 1992. As the State Commission having jurisdiction over the retail electric rates of HII's public utility subsidiary, HL&P, please be advised that this Commission: (i) has the authority and resources to protect the ratepayers of HL&P; and (ii) intends to exercise such authority. This certification is considered applicable with respect to an acquisition of an interest in EDELAP and as to other foreign utility companies in which HII seeks to obtain an ownership interest, but such certification is expressly conditioned on and is subject to being revised or withdrawn by this Commission as to any future acquisition. Houston Lighting & Power Company has represented that they will timely inform this Commission of any efforts by HII to seek an ownership interest in other foreign utility companies. Sincerely, /s/ Robert W. Gee Chairman BJS/sh cc: William C. Weeden Office of Public Utility Regulation Securities and Exchange Commission -----END PRIVACY-ENHANCED MESSAGE-----