FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
L3HARRIS TECHNOLOGIES, INC. /DE/ [ LHX ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 05/12/2021 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock, Par Value $1.00 | 05/12/2021 | G | V | 30,100(1) | D | $0.00 | 63,708.6(2) | D | ||
Common Stock, Par Value $1.00 | 30,100(1) | I | By irrevocable trust for immediate family member | |||||||
Common Stock, Par Value $1.00 | 05/12/2021 | G | V | 30,100(3) | D | $0.00 | 33,608.6 | D | ||
Common Stock, Par Value $1.00 | 30,100(3) | I | By irrevocable trust for immediate family member | |||||||
Common Stock, Par Value $1.00 | 05/12/2021 | G | V | 4,800 | D | $0.00 | 28,808.6 | D | ||
Common Stock, Par Value $1.00 | 05/12/2021 | G | V | 4,800(4) | D | $0.00 | 24,008.6 | D | ||
Common Stock, Par Value $1.00 | 4,800(4) | I | By immediate family member |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
1. Gift of Issuer's common stock by reporting person to irrevocable trust of which reporting person is trustee and reporting person's immediate family member is sole beneficiary. |
2. Includes 131.96 shares acquired through Issuer's retirement plan for quarters ended 1/1/2021 and 4/2/2021. |
3. Gift of Issuer's common stock by reporting person to irrevocable trust of which reporting person is trustee and reporting person's immediate family member is sole beneficiary. |
4. Gift of Issuer's common stock by reporting person to immediate family member whose holdings are attributable to reporting person. Reporting person disclaims beneficial ownership of such securities, and this report shall not be deemed an admission that reporting person is beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
Remarks: |
Exhibit List: Exhibit 24 - Power of Attorney |
By: /s/ Robert A. Johnson Jr., Attorney-in-Fact For: Dana A. Mehnert | 05/17/2021 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |