0001209191-20-036462.txt : 20200612 0001209191-20-036462.hdr.sgml : 20200612 20200612200922 ACCESSION NUMBER: 0001209191-20-036462 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190702 FILED AS OF DATE: 20200612 DATE AS OF CHANGE: 20200612 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FRADIN ROGER CENTRAL INDEX KEY: 0001246989 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03863 FILM NUMBER: 20961707 MAIL ADDRESS: STREET 1: C/O MSC INDUSTRIAL DIRECT CO., INC. STREET 2: 75 MAXESS ROAD CITY: MELVILLE STATE: NY ZIP: 11747 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: L3HARRIS TECHNOLOGIES, INC. /DE/ CENTRAL INDEX KEY: 0000202058 STANDARD INDUSTRIAL CLASSIFICATION: SEARCH, DETECTION, NAVIGATION, GUIDANCE, AERONAUTICAL SYS [3812] IRS NUMBER: 340276860 STATE OF INCORPORATION: DE FISCAL YEAR END: 0101 BUSINESS ADDRESS: STREET 1: 1025 W NASA BLVD CITY: MELBOURNE STATE: FL ZIP: 32919 BUSINESS PHONE: 3217279100 MAIL ADDRESS: STREET 1: 1025 W NASA BLVD CITY: MELBOURNE STATE: FL ZIP: 32919 FORMER COMPANY: FORMER CONFORMED NAME: HARRIS CORP /DE/ DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: HARRIS SEYBOLD CO DATE OF NAME CHANGE: 19600201 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-07-02 0 0000202058 L3HARRIS TECHNOLOGIES, INC. /DE/ LHX 0001246989 FRADIN ROGER C/O L3HARRIS TECHNOLOGIES, INC. 1025 WEST NASA BOULEVARD MELBOURNE FL 32919 1 0 0 0 Common Stock, Par Value $1.00 2019-07-02 4 P 0 114 185.01 A 114 I Fradin Community Property Trust Common Stock, Par Value $1.00 2019-07-15 4 P 0 58 193.74 A 172 I Fradin Community Property Trust Common Stock, Par Value $1.00 2019-07-29 4 P 0 53 201.17 A 225 I Fradin Community Property Trust Common Stock, Par Value $1.00 2019-09-26 4 P 0 11 213.23 A 236 I Fradin Community Property Trust Common Stock, Par Value $1.00 2019-10-08 4 P 0 9 208.80 A 245 I Fradin Community Property Trust Common Stock, Par Value $1.00 2019-11-05 4 P 0 21 192.93 A 266 I Fradin Community Property Trust Common Stock, Par Value $1.00 2019-12-10 4 S 0 11 197.30 D 255 I Fradin Community Property Trust Common Stock, Par Value $1.00 2020-01-10 4 P 0 10 211.66 A 265 I Fradin Community Property Trust Common Stock, Par Value $1.00 2020-03-17 4 P 0 16 161.37 A 281 I Fradin Community Property Trust Common Stock, Par Value $1.00 2020-03-23 4 S 0 243 148.22 D 38 I Fradin Community Property Trust Common Stock, Par Value $1.00 2020-04-23 4 P 0 161 191.45 A 199 I Fradin Community Property Trust Common Stock, Par Value $1.00 2020-04-24 4 S 0 14 189.82 D 185 I Fradin Community Property Trust Common Stock, Par Value $1.00 725 D All transactions in the Issuer's common stock reported herein were effected in third party managed accounts on behalf of the Fradin Community Property Trust due to administrative error by the third party manager, and the Reporting Person is deemed to have realized short-swing profits under Section 16(b) of the Securities Exchange Act of 1934, as amended, as a result of certain purchases and sales reported herein being matchable. The Reporting Person has agreed to disgorge to the Issuer the maximum calculable profits of $580.86, determined from the April 24, 2020 sale of 14 shares being matchable, to the extent of 14 shares, against the March 17, 2020 purchase of 16 shares, and the December 10, 2019 sale of 11 shares being matchable, to the extent of 2 shares, against the March 17, 2020 purchase of 16 shares and matchable, to the extent of 9 shares, against the July 2, 2019 purchase of 114 shares. Exhibit List: Exhibit 24 - Power of Attorney By: /s/ Robert A. Johnson Jr., Attorney-in-Fact For: Roger B. Fradin 2020-06-12 EX-24.4_922121 2 poa.txt POA DOCUMENT POWER OF ATTORNEY (Section 16) KNOW TO ALL PERSONS BY THESE PRESENTS, that the undersigned hereby makes, constitutes and appoints each of SCOTT T. MIKUEN, ROBERT A. JOHNSON JR., CAROL H. TUMSER and LISA A. FERGUSON, any one acting singly, and with full power of substitution, the undersigned's true and lawful attorney-in-fact to: (1) prepare, execute in the undersigned's name and on the undersigned's behalf, and submit to the United States Securities and Exchange Commission (the "SEC") a Form ID, including amendments thereto, any other documents necessary or appropriate to obtain codes, passwords, and pass-phrases, enabling the undersigned to make electronic filings with the SEC of reports required by Section 16(a) of the Securities Exchange Act of 1934 or any rule or regulation of the SEC; (2) execute for and on behalf of the undersigned, in the undersigned's capacity as an officer and/or director of L3 Harris Technologies, Inc. (the "Company"), Forms 3, 4 and 5 and any other forms required to be filed in accordance with Section 16(a) of the Securities Exchange Act of 1934 and the rules thereunder; (3) do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such Form 3, 4 and 5 and any other forms, complete and execute any amendment or amendments thereto, and timely file such form with the SEC and any stock exchange or similar authority; and (4) take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact's discretion. The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be done by virtue of this Power of Attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorney-in-fact, in serving in such capacity at the request of the undersigned, are not assuming, nor is the Company assuming, any of the undersigned's responsibilities to comply with Section 16 of the Securities Exchange Act of 1934. This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4 and 5 with respect to the undersigned's holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact. This Power of Attorney may be filed with the SEC as a confirming statement of authority granted herein. IN WITNESS WHEREOF, the undersigned has signed this Power of Attorney as of the 29th day of June, 2019. Roger B. Fradin ____________________________ Name (printed) /s/ Roger B. Fradin ____________________________ Signature