0001209191-19-040119.txt : 20190702 0001209191-19-040119.hdr.sgml : 20190702 20190702145704 ACCESSION NUMBER: 0001209191-19-040119 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190629 FILED AS OF DATE: 20190702 DATE AS OF CHANGE: 20190702 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DUFFY ROBERT L CENTRAL INDEX KEY: 0001554940 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03863 FILM NUMBER: 19936778 MAIL ADDRESS: STREET 1: HARRIS CORPORATION STREET 2: 1025 W. NASA BOULEVARD CITY: MELBOURNE STATE: FL ZIP: 32919 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: L3HARRIS TECHNOLOGIES, INC. /DE/ CENTRAL INDEX KEY: 0000202058 STANDARD INDUSTRIAL CLASSIFICATION: SEARCH, DETECTION, NAVIGATION, GUIDANCE, AERONAUTICAL SYS [3812] IRS NUMBER: 340276860 STATE OF INCORPORATION: DE FISCAL YEAR END: 0103 BUSINESS ADDRESS: STREET 1: 1025 W NASA BLVD CITY: MELBOURNE STATE: FL ZIP: 32919 BUSINESS PHONE: 3217279100 MAIL ADDRESS: STREET 1: 1025 W NASA BLVD CITY: MELBOURNE STATE: FL ZIP: 32919 FORMER COMPANY: FORMER CONFORMED NAME: HARRIS CORP /DE/ DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: HARRIS SEYBOLD CO DATE OF NAME CHANGE: 19600201 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-06-29 1 0000202058 L3HARRIS TECHNOLOGIES, INC. /DE/ LHX 0001554940 DUFFY ROBERT L L3HARRIS TECHNOLOGIES, INC. 1025 W. NASA BOULEVARD MELBOURNE FL 32919 0 1 0 0 SVP-Human Resources Common Stock, Par Value $1.00 2019-06-29 4 M 0 6135 0.00 A 30117.94 D Common Stock, Par Value $1.00 2019-06-29 4 A 0 3540 0.00 A 33657.94 D Common Stock, Par Value $1.00 2019-06-29 4 F 0 3808 189.13 D 29849.94 D Common Stock, Par Value $1.00 2019-06-29 4 M 0 4941 0.00 A 34790.94 D Common Stock, Par Value $1.00 2019-06-29 4 A 0 3518 0.00 A 38308.94 D Common Stock, Par Value $1.00 2019-06-29 4 F 0 3329 189.13 D 34979.94 D Common Stock, Par Value $1.00 2019-06-29 4 M 0 3980 0.00 A 38959.94 D Common Stock, Par Value $1.00 2019-06-29 4 A 0 2770 0.00 A 41729.94 D Common Stock, Par Value $1.00 2019-06-29 4 F 0 2657 189.13 D 39072.94 D Common Stock, Par Value $1.00 2019-06-29 4 M 0 2471 0.00 A 41543.94 D Common Stock, Par Value $1.00 2019-06-29 4 F 0 973 189.13 D 40570.94 D Common Stock, Par Value $1.00 2019-06-29 4 M 0 1990 0.00 A 42560.94 D Common Stock, Par Value $1.00 2019-06-29 4 F 0 784 189.13 D 41776.94 D Performance Stock Units 0.00 2019-06-29 4 M 0 6135 0.00 D Common Stock, Par Value $1.00 6135 0 D Performance Stock Units 0.00 2019-06-29 4 M 0 4941 0.00 D Common Stock, Par Value $1.00 4941 0 D Performance Stock Units 0.00 2019-06-29 4 M 0 3980 0.00 D Common Stock, Par Value $1.00 3980 0 D Restricted Stock Units 0.00 2019-06-29 4 M 0 2471 0.00 D Common Stock, Par Value $1.00 2471 0 D Restricted Stock Units 0.00 2019-06-29 4 M 0 1990 0.00 D Common Stock, Par Value $1.00 1990 0 D The 6,135 performance stock units were awarded on August 26, 2016 (previously reported) and vested at the end of the three-year fiscal performance period on June 28, 2019. Settlement in shares of common stock of additional performance stock units from award described in footnote 1 that vested based on the performance determination. Shares withheld by Issuer to pay tax liability on vesting of performance stock units. The 4,941 performance stock units were awarded on August 25, 2017 (previously reported) and were initially scheduled to vest at the end of the three-year fiscal performance period on July 3, 2020. On June 29, 2019, the merger (the "Merger") of Leopard Merger Sub Inc., a subsidiary of the Issuer, with and into L3 Technologies, Inc. pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 12, 2018, was completed. On completion of the Merger, any vesting conditions applicable to performance stock units, automatically were deemed satisfied and accelerated in full with respect to a number of shares of the Issuer's common stock based on the greater of target and the actual level of performance through the effective time of the Merger (as determined by the compensation committee of the Board of the Issuer), with each earned performance stock unit settled in one share of the Issuer's common stock. Settlement in shares of common stock of additional performance stock units from award described in footnote 4 that vested based on the performance determination. The 3,980 performance stock units were awarded on August 24, 2018 (previously reported) and were initially scheduled to vest at the end of the three-year fiscal performance period ending July 2, 2021. On completion of the Merger, any vesting conditions applicable to performance stock units, automatically were deemed satisfied and accelerated in full with respect to a number of shares of the Issuer's common stock based on the greater of target and the actual level of performance through the effective time of the Merger (as determined by the compensation committee of the Board of the Issuer), with each earned performance stock unit settled in one share of the Issuer's common stock. Settlement in shares of common stock of additional performance stock units from award described in footnote 6 that vested based on the performance determination. The restricted stock units were awarded on August 25, 2017 (previously reported). Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding restricted stock unit, automatically and without any action on the part of the Reporting Person, were deemed satisfied and accelerated in full with each restricted stock unit settled in one share of the Issuer's common stock upon successful completion of the Merger. Shares withheld by Issuer to pay tax liability on vesting of restricted stock units. The restricted stock units were awarded on August 24, 2018 (previously reported). Pursuant to the Merger Agreement, on completion of the Merger, any vesting conditions applicable to each outstanding restricted stock unit, automatically were deemed satisfied and accelerated in full with each restricted stock unit settled in one share of the Issuer's common stock. Includes 15.80 shares acquired through the Harris Corporation 401(k) Retirement Plan from 9/6/18 through 5/16/19. Exhibit List: Exhibit 24 - Power of Attorney By: /s/ Scott T. Mikuen, Attorney-in-Fact, For: Robert L. Duffy 2019-07-02 EX-24.4_863095 2 poa.txt POA DOCUMENT EXHIBIT 24 HARRIS CORPORATION POWER OF ATTORNEY KNOW TO ALL PERSONS BY THESE PRESENTS, that the undersigned hereby makes, constitutes and appoints each of SCOTT T. MIKUEN, ROBERT A. JOHNSON JR., and CAROL H. TUMSER, any one signing singly, and with full power of substitution, the undersigned's true and lawful attorney-in-fact to: (1) prepare, execute in the undersigned's name and on the undersigned's behalf, and submit to the United States Securities and Exchange Commission (the "SEC") a Form ID, including amendments thereto, any other documents necessary or appropriate to obtain codes, passwords, and pass-phrases, enabling the undersigned to make electronic filings with the SEC of reports required by Section 16(a) of the Securities Exchange Act of 1934 or any rule or regulation of the SEC; (2) execute for and on behalf of the undersigned, in the undersigned's capacity as an officer and/or director of Harris Corporation (the "Company"), Forms 3, 4 and 5 and any other forms required to be filed in accordance with Section 16(a) of the Securities Exchange Act of 1934 and the rules thereunder; (3) do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such Form 3, 4 and 5 and any other forms, complete and execute any amendment or amendments thereto, and timely file such form with the SEC and any stock exchange or similar authority; and (4) take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact's discretion. The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be done by virtue of this Power of Attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorney-in-fact, in serving in such capacity at the request of the undersigned, are not assuming, nor is the Company assuming, any of the undersigned's responsibilities to comply with Section 16 of the Securities Exchange Act of 1934. This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4 and 5 with respect to the undersigned's holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact. This Power of Attorney may be filed with the SEC as a confirming statement of authority granted herein. IN WITNESS WHEREOF, the undersigned has signed this Power of Attorney as of the 24th day of July, 2012. Robert L. Duffy ____________________________ Name (printed) /s/ Robert L. Duffy ____________________________ Signature