-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, D+TaVbkC3EoFE2Qbh+uiDXXJ4iJpVGrlMlbawtKYJdfCzvc59sxpzb25d0Rob29K zqUPP5QxnseyK+xjMNQiZQ== 0001209191-07-068896.txt : 20071211 0001209191-07-068896.hdr.sgml : 20071211 20071211093751 ACCESSION NUMBER: 0001209191-07-068896 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071207 FILED AS OF DATE: 20071211 DATE AS OF CHANGE: 20071211 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AUTHENTEC INC CENTRAL INDEX KEY: 0001138830 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 593521332 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 100 RIALTO ROAD, SUITE 400 CITY: MELBOURNE STATE: FL ZIP: 32901 BUSINESS PHONE: 321-952-5312 MAIL ADDRESS: STREET 1: PO BOX 2719 CITY: MELBOURNE STATE: FL ZIP: 32902 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HARRIS CORP /DE/ CENTRAL INDEX KEY: 0000202058 STANDARD INDUSTRIAL CLASSIFICATION: SEARCH, DETECTION, NAVIGATION, GUIDANCE, AERONAUTICAL SYS [3812] STATE OF INCORPORATION: DE FISCAL YEAR END: 0629 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33552 FILM NUMBER: 071297460 BUSINESS ADDRESS: STREET 1: 1025 W NASA BLVD CITY: MELBOURNE STATE: FL ZIP: 32919 BUSINESS PHONE: 3217279100 MAIL ADDRESS: STREET 1: 1025 W NASA BLVD CITY: MELBOURNE STATE: FL ZIP: 32919 FORMER NAME: FORMER CONFORMED NAME: HARRIS SEYBOLD CO DATE OF NAME CHANGE: 19600201 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2007-12-07 0 0001138830 AUTHENTEC INC AUTH 0000202058 HARRIS CORP /DE/ 1025 WEST NASA BOULEVARD MELBOURNE FL 32919-0001 0 0 1 0 Common Stock 2007-12-07 4 X 0 42365 9.00 A 3226451 D Common Stock 2007-12-07 4 S 0 22818 16.71 D 3203633 D Common Stock 2007-12-07 4 X 0 355154 2.0048 A 3558787 D Common Stock 2007-12-07 4 S 0 42432 16.78 D 3516355 D Preferred Stock Purchase Warrant 9.00 2007-12-07 4 X 0 42365 0.00 D 2001-03-14 2010-09-25 Common Stock 42365 0 D Warrant to Purchase Shares of Series C Preferred Stock 2.0048 2007-12-07 4 X 0 355154 0.00 D 2003-02-24 2007-12-31 Common Stock 355154 0 D Net exercise of Preferred Stock Purchase Warrants held by Harris Cororation resulting in a net acquisition of 19,547 shares of Common Stock. Net exercise of Warrants to Purchase Shares of Series C Preferred Stock held by Harris Corporation resulting in a net acquisition of 312,722 shares of Common Stock. Upon the closing of the issuer's initial public offering on July 2, 2007, each warrant to purchase Preferred Stock automatically became a warrant to purchase Common Stock. Name: /s/ Scott T. Mikuen Title: Vice President, Associate General Counsel and Corporate Secretary 2007-12-11 -----END PRIVACY-ENHANCED MESSAGE-----