-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VniVp07Hdpft8jFXc+zh6L0ReTqrSJXkmcGrxFjD5dZgrsvjyHMnXVmfUfX6EQMU ZlTcqMkAmQPCnBOCL48Xug== 0001209191-07-040530.txt : 20070703 0001209191-07-040530.hdr.sgml : 20070703 20070703143206 ACCESSION NUMBER: 0001209191-07-040530 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070702 FILED AS OF DATE: 20070703 DATE AS OF CHANGE: 20070703 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AUTHENTEC INC CENTRAL INDEX KEY: 0001138830 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 593521332 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 100 RIALTO ROAD, SUITE 400 CITY: MELBOURNE STATE: FL ZIP: 32901 BUSINESS PHONE: 321-952-5312 MAIL ADDRESS: STREET 1: PO BOX 2719 CITY: MELBOURNE STATE: FL ZIP: 32902 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HARRIS CORP /DE/ CENTRAL INDEX KEY: 0000202058 STANDARD INDUSTRIAL CLASSIFICATION: SEARCH, DETECTION, NAVIGATION, GUIDANCE, AERONAUTICAL SYS [3812] STATE OF INCORPORATION: DE FISCAL YEAR END: 0629 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33552 FILM NUMBER: 07959926 BUSINESS ADDRESS: STREET 1: 1025 W NASA BLVD CITY: MELBOURNE STATE: FL ZIP: 32919 BUSINESS PHONE: 3217279100 MAIL ADDRESS: STREET 1: 1025 W NASA BLVD CITY: MELBOURNE STATE: FL ZIP: 32919 FORMER NAME: FORMER CONFORMED NAME: HARRIS SEYBOLD CO DATE OF NAME CHANGE: 19600201 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2007-07-02 0 0001138830 AUTHENTEC INC AUTH 0000202058 HARRIS CORP /DE/ 1025 WEST NASA BOULEVARD MELBOURNE FL 32919-0001 0 0 1 0 Common Stock 2007-07-02 4 C 0 3230139 A 3230139 D Common Stock 2007-07-02 4 C 0 257406 6.00 A 3487545 D Common Stock 2007-07-02 4 J 0 1907 11.00 A 3489452 D Common Stock 2007-07-02 4 S 0 305366 11.00 D 3184086 D Series A Convertible Preferred Stock 2007-07-02 4 C 0 1223750 0.00 D Common Stock 1223750 0 D Series B Convertible Preferred Stock 2007-07-02 4 C 0 797300 0.00 D Common Stock 797300 0 D Series C Convertible Preferred Stock 2007-07-02 4 C 0 833080 0.00 D Common Stock 833080 0 D Series D Convertible Preferred Stock 2007-07-02 4 C 0 375979 0.00 D Common Stock 375979 0 D 4% Senior Secured Convertible Promissory Note due 2010 6.00 2007-07-02 4 C 0 1544441.51 0.00 D 2010-12-31 Common Stock 257406 0 D Convertible Preferred Stock automatically converted into Common Stock upon the closing of the issuer's initial public offering, on July 2, 2007, on a 1-for-1 basis and had no expiration date. The Convertible Promissory Note automatically converted into shares of Common Stock upon the closing of the issuer's initial public offering on July 2, 2007. Represents the conversion of $20,987.48 of accrued interest associated with the Convertible Promissory Note at the conversion price equal to the purchase price of shares of Common Stock in the issuer's initial public offering. Harris Corporation Name: Scott T. Mikuen Title: Vice President, Associate General Counsel and Corporate Secretary 2007-07-03 -----END PRIVACY-ENHANCED MESSAGE-----