0000201843-23-000014.txt : 20230131 0000201843-23-000014.hdr.sgml : 20230131 20230131133006 ACCESSION NUMBER: 0000201843-23-000014 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 HABLISTON,CHARLES,CARROLL,V FILED AS OF DATE: 20230130 DATE AS OF CHANGE: 20230131 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST TRYON SECURITIES, LLC CENTRAL INDEX KEY: 0000201843 IRS NUMBER: 561986792 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-03301 FILM NUMBER: 23571531 BUSINESS ADDRESS: STREET 1: 6101 CARNEGIE BLVD STREET 2: #210 CITY: CHARLOTTE STATE: NC ZIP: 28209 BUSINESS PHONE: 7049262980 MAIL ADDRESS: STREET 1: 6101 CARNEGIE BLVD STREET 2: #210 CITY: CHARLOTTE STATE: NC ZIP: 28209 FORMER COMPANY: FORMER CONFORMED NAME: FIRST TRYON SECURITIES LLC DATE OF NAME CHANGE: 20000101 FORMER COMPANY: FORMER CONFORMED NAME: FIRST COMMERCE SECURITIES LLC /BD DATE OF NAME CHANGE: 19961001 FORMER COMPANY: FORMER CONFORMED NAME: BRUNNEMER & CO /BD DATE OF NAME CHANGE: 19960927 MA-I 1 primary_doc.xml MA-I 0000201843 XXXXXXXX Kenneth McManus 973-618-9508 kenmcmanus@alternativereg.com ken.mcmanus@firsttryon.com N N Charles Carroll Habliston V 6047254 Y 2 0000201843 FIRST TRYON SECURITIES, LLC First Tryon Advisors 02-06-2019 N 867-00707 LOCATED SUPERVISED 02-09-2019 6101 CARNEGIE BLVD #210 CHARLOTTE NC 28209 0001881014 First Tryon Advisors, LLC 12-20-2022 N 867-02606 LOCATED SUPERVISED 12-20-2022 6101 CARNEGIE BLVD CHARLOTTE NC 28209 02-2019 First Tryon Securities LLC CHARLOTTE NC 28209 Y Y Vice President 06-2013 01-2019 DAVENPORT & CO. LLC CHARLOTTE NC 28246 Y Y ANALYST 08-2009 05-2013 DAVIDSON COLLEGE CHARLOTTE NC 28035 N N STUDENT Y 12-2022 First Tryon Advisors LLC 6101 Carnegie Blvd Charlotte NC 28209 Y N Municipal Advisor Vice President 40 Municipal Advisor Representative providing municipal advice N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 01-30-2023 Kimberly McManus President, Alternative Regulatory Solutions LLC