0000201843-23-000014.txt : 20230131
0000201843-23-000014.hdr.sgml : 20230131
20230131133006
ACCESSION NUMBER: 0000201843-23-000014
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
HABLISTON,CHARLES,CARROLL,V
FILED AS OF DATE: 20230130
DATE AS OF CHANGE: 20230131
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FIRST TRYON SECURITIES, LLC
CENTRAL INDEX KEY: 0000201843
IRS NUMBER: 561986792
STATE OF INCORPORATION: NC
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-03301
FILM NUMBER: 23571531
BUSINESS ADDRESS:
STREET 1: 6101 CARNEGIE BLVD
STREET 2: #210
CITY: CHARLOTTE
STATE: NC
ZIP: 28209
BUSINESS PHONE: 7049262980
MAIL ADDRESS:
STREET 1: 6101 CARNEGIE BLVD
STREET 2: #210
CITY: CHARLOTTE
STATE: NC
ZIP: 28209
FORMER COMPANY:
FORMER CONFORMED NAME: FIRST TRYON SECURITIES LLC
DATE OF NAME CHANGE: 20000101
FORMER COMPANY:
FORMER CONFORMED NAME: FIRST COMMERCE SECURITIES LLC /BD
DATE OF NAME CHANGE: 19961001
FORMER COMPANY:
FORMER CONFORMED NAME: BRUNNEMER & CO /BD
DATE OF NAME CHANGE: 19960927
MA-I
1
primary_doc.xml
MA-I
0000201843
XXXXXXXX
Kenneth McManus
973-618-9508
kenmcmanus@alternativereg.com
ken.mcmanus@firsttryon.com
N
N
Charles
Carroll
Habliston
V
6047254
Y
2
0000201843
FIRST TRYON SECURITIES, LLC
First Tryon Advisors
02-06-2019
N
867-00707
LOCATED
SUPERVISED
02-09-2019
6101 CARNEGIE BLVD
#210
CHARLOTTE
NC
28209
0001881014
First Tryon Advisors, LLC
12-20-2022
N
867-02606
LOCATED
SUPERVISED
12-20-2022
6101 CARNEGIE BLVD
CHARLOTTE
NC
28209
02-2019
First Tryon Securities LLC
CHARLOTTE
NC
28209
Y
Y
Vice President
06-2013
01-2019
DAVENPORT & CO. LLC
CHARLOTTE
NC
28246
Y
Y
ANALYST
08-2009
05-2013
DAVIDSON COLLEGE
CHARLOTTE
NC
28035
N
N
STUDENT
Y
12-2022
First Tryon Advisors LLC
6101 Carnegie Blvd
Charlotte
NC
28209
Y
N
Municipal Advisor
Vice President
40
Municipal Advisor Representative providing municipal advice
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
01-30-2023
Kimberly McManus
President, Alternative Regulatory Solutions LLC