0000201843-23-000012.txt : 20230127
0000201843-23-000012.hdr.sgml : 20230127
20230127114742
ACCESSION NUMBER: 0000201843-23-000012
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
LASSITER,JOSHUA,LEE,
FILED AS OF DATE: 20230127
DATE AS OF CHANGE: 20230127
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FIRST TRYON SECURITIES, LLC
CENTRAL INDEX KEY: 0000201843
IRS NUMBER: 561986792
STATE OF INCORPORATION: NC
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-03301
FILM NUMBER: 23560775
BUSINESS ADDRESS:
STREET 1: 6101 CARNEGIE BLVD
STREET 2: #210
CITY: CHARLOTTE
STATE: NC
ZIP: 28209
BUSINESS PHONE: 7049262980
MAIL ADDRESS:
STREET 1: 6101 CARNEGIE BLVD
STREET 2: #210
CITY: CHARLOTTE
STATE: NC
ZIP: 28209
FORMER COMPANY:
FORMER CONFORMED NAME: FIRST TRYON SECURITIES LLC
DATE OF NAME CHANGE: 20000101
FORMER COMPANY:
FORMER CONFORMED NAME: FIRST COMMERCE SECURITIES LLC /BD
DATE OF NAME CHANGE: 19961001
FORMER COMPANY:
FORMER CONFORMED NAME: BRUNNEMER & CO /BD
DATE OF NAME CHANGE: 19960927
MA-I/A
1
primary_doc.xml
MA-I/A
0000201843
XXXXXXXX
Ted Vogtman
973-618-9509
tvogtman@alternativereg.com
kenmcmanus@alternativereg.com
ken.mcmanus@firsttryon.com
ted.vogtman@firsttryon.com
N
0000201843-20-000007
Y
Joshua
Lee
Lassiter
7186033
N
1
0000201843
FIRST TRYON SECURITIES, LLC
First Tryon Securities LLC dba First Tryon Advisors
10-01-2019
N
867-00707
LOCATED
10-01-2019
104 Dobbs Street
Hertford
NC
27944
10-2019
First Tryon Securities LLC
Charlotte
NC
28204
Y
Y
Director
08-2011
09-2019
Elizabeth City State University
ELIZABETH CITY
NC
27909
N
N
CFO
08-2010
08-2011
RBC Bank
RALEIGH
NC
27609
N
Y
Senior Auditor
07-2008
07-2010
Grant Thornton
RALEIGH
NC
27612
N
N
Associate
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
01-27-2023
Kimberly McManus
President, Alternative Regulatory Solutions LLC