0000201843-23-000012.txt : 20230127 0000201843-23-000012.hdr.sgml : 20230127 20230127114742 ACCESSION NUMBER: 0000201843-23-000012 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 LASSITER,JOSHUA,LEE, FILED AS OF DATE: 20230127 DATE AS OF CHANGE: 20230127 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST TRYON SECURITIES, LLC CENTRAL INDEX KEY: 0000201843 IRS NUMBER: 561986792 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-03301 FILM NUMBER: 23560775 BUSINESS ADDRESS: STREET 1: 6101 CARNEGIE BLVD STREET 2: #210 CITY: CHARLOTTE STATE: NC ZIP: 28209 BUSINESS PHONE: 7049262980 MAIL ADDRESS: STREET 1: 6101 CARNEGIE BLVD STREET 2: #210 CITY: CHARLOTTE STATE: NC ZIP: 28209 FORMER COMPANY: FORMER CONFORMED NAME: FIRST TRYON SECURITIES LLC DATE OF NAME CHANGE: 20000101 FORMER COMPANY: FORMER CONFORMED NAME: FIRST COMMERCE SECURITIES LLC /BD DATE OF NAME CHANGE: 19961001 FORMER COMPANY: FORMER CONFORMED NAME: BRUNNEMER & CO /BD DATE OF NAME CHANGE: 19960927 MA-I/A 1 primary_doc.xml MA-I/A 0000201843 XXXXXXXX Ted Vogtman 973-618-9509 tvogtman@alternativereg.com kenmcmanus@alternativereg.com ken.mcmanus@firsttryon.com ted.vogtman@firsttryon.com N 0000201843-20-000007 Y Joshua Lee Lassiter 7186033 N 1 0000201843 FIRST TRYON SECURITIES, LLC First Tryon Securities LLC dba First Tryon Advisors 10-01-2019 N 867-00707 LOCATED 10-01-2019 104 Dobbs Street Hertford NC 27944 10-2019 First Tryon Securities LLC Charlotte NC 28204 Y Y Director 08-2011 09-2019 Elizabeth City State University ELIZABETH CITY NC 27909 N N CFO 08-2010 08-2011 RBC Bank RALEIGH NC 27609 N Y Senior Auditor 07-2008 07-2010 Grant Thornton RALEIGH NC 27612 N N Associate N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 01-27-2023 Kimberly McManus President, Alternative Regulatory Solutions LLC