0000201843-23-000009.txt : 20230127
0000201843-23-000009.hdr.sgml : 20230127
20230127114811
ACCESSION NUMBER: 0000201843-23-000009
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
CHEATWOOD,DAVID,LYNN,
FILED AS OF DATE: 20230127
DATE AS OF CHANGE: 20230127
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FIRST TRYON SECURITIES, LLC
CENTRAL INDEX KEY: 0000201843
IRS NUMBER: 561986792
STATE OF INCORPORATION: NC
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-03301
FILM NUMBER: 23560778
BUSINESS ADDRESS:
STREET 1: 6101 CARNEGIE BLVD
STREET 2: #210
CITY: CHARLOTTE
STATE: NC
ZIP: 28209
BUSINESS PHONE: 7049262980
MAIL ADDRESS:
STREET 1: 6101 CARNEGIE BLVD
STREET 2: #210
CITY: CHARLOTTE
STATE: NC
ZIP: 28209
FORMER COMPANY:
FORMER CONFORMED NAME: FIRST TRYON SECURITIES LLC
DATE OF NAME CHANGE: 20000101
FORMER COMPANY:
FORMER CONFORMED NAME: FIRST COMMERCE SECURITIES LLC /BD
DATE OF NAME CHANGE: 19961001
FORMER COMPANY:
FORMER CONFORMED NAME: BRUNNEMER & CO /BD
DATE OF NAME CHANGE: 19960927
MA-I/A
1
primary_doc.xml
MA-I/A
0000201843
XXXXXXXX
Ted Vogtman
973-618-9509
tvogtman@alternativereg.com
kenmcmanus@alternativereg.com
ken.mcmanus@firsttryon.com
ted.vogtman@firsttryon.com
N
0000201843-18-000017
Y
David
Lynn
Cheatwood
5136900
N
1
0000201843
FIRST TRYON SECURITIES, LLC
First Tryon Advisors
05-07-2015
N
867-00707
LOCATED
SUPERVISED
05-07-2015
1355 GREENWOOD CLIFF
SUITE 401
CHARLOTTE
NC
28204
05-2015
First Tryon Securities LLC D/B/A First Tryon Advisors
Charlotte
NC
28204
Y
Y
Director
06-2009
04-2015
WACHOVIA CAPITAL MARKETS LLC
charlotte
NC
28202
Y
Y
Vice President
04-2006
05-2009
BANC OF AMERICA SECURITIES LLC
Charlotte
NC
28202
Y
Y
Associate
05-2005
03-2006
KILPATRICK STOCKTON LLP
Charlotte
NC
28202
N
Y
Associate
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
01-27-2023
Kimberly McManus
President, Alternative Regulatory Solutions LLC