0000201843-23-000008.txt : 20230127
0000201843-23-000008.hdr.sgml : 20230127
20230127114818
ACCESSION NUMBER: 0000201843-23-000008
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
KEYSOR,JORDAN,F,
FILED AS OF DATE: 20230127
DATE AS OF CHANGE: 20230127
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FIRST TRYON SECURITIES, LLC
CENTRAL INDEX KEY: 0000201843
IRS NUMBER: 561986792
STATE OF INCORPORATION: NC
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-03301
FILM NUMBER: 23560779
BUSINESS ADDRESS:
STREET 1: 6101 CARNEGIE BLVD
STREET 2: #210
CITY: CHARLOTTE
STATE: NC
ZIP: 28209
BUSINESS PHONE: 7049262980
MAIL ADDRESS:
STREET 1: 6101 CARNEGIE BLVD
STREET 2: #210
CITY: CHARLOTTE
STATE: NC
ZIP: 28209
FORMER COMPANY:
FORMER CONFORMED NAME: FIRST TRYON SECURITIES LLC
DATE OF NAME CHANGE: 20000101
FORMER COMPANY:
FORMER CONFORMED NAME: FIRST COMMERCE SECURITIES LLC /BD
DATE OF NAME CHANGE: 19961001
FORMER COMPANY:
FORMER CONFORMED NAME: BRUNNEMER & CO /BD
DATE OF NAME CHANGE: 19960927
MA-I/A
1
primary_doc.xml
MA-I/A
0000201843
XXXXXXXX
Ted Vogtman
973-618-9509
tvogtman@alternativereg.com
ted.vogtman@firsttryon.com
ken.mcmanus@firsttryon.com
kenmcmanus@alternativereg.com
N
0000201843-20-000005
Y
Jordan
F
Keysor
6085576
N
1
0000201843
FIRST TRYON SECURITIES, LLC
First Tryon Securities LLC dba First Tryon Advisors
08-24-2018
N
867-00707
LOCATED
08-24-2018
1355 GREENWOOD CLIFF
SUITE 401
CHARLOTTE
NC
28204
Jordan
Francis
Keysor
08-2018
First Tryon Securities LLC
Charlotte
NC
28204
Y
Y
Analyst
11-2017
07-2018
SCS Capital Management LLC
Boston
MA
02116
N
Y
Director
03-2015
10-2017
Bank of America
Charlotte
NC
28202
N
Y
Financial Advisor
05-2013
02-2015
Merrill Lynch
Charlotte
NC
28202
N
Y
Financial Advisor
09-2009
04-2013
Skidmore College
Saratoga Springs
NY
12866
N
N
Student
09-2003
08-2009
Saranec Central School
Saranac
NY
12981
N
N
Student
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
01-27-2023
Kimberly McManus
President, Alternative Regulatory Solutions LLC