0000201843-22-000011.txt : 20221201 0000201843-22-000011.hdr.sgml : 20221201 20221201164643 ACCESSION NUMBER: 0000201843-22-000011 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 DECOSTE,BRANDON,TYLER, FILED AS OF DATE: 20221201 DATE AS OF CHANGE: 20221201 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST TRYON SECURITIES, LLC CENTRAL INDEX KEY: 0000201843 IRS NUMBER: 561986792 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-03301 FILM NUMBER: 221439348 BUSINESS ADDRESS: STREET 1: 6101 CARNEGIE BLVD STREET 2: #210 CITY: CHARLOTTE STATE: NC ZIP: 28209 BUSINESS PHONE: 7049262445 MAIL ADDRESS: STREET 1: 6101 CARNEGIE BLVD STREET 2: #210 CITY: CHARLOTTE STATE: NC ZIP: 28209 FORMER COMPANY: FORMER CONFORMED NAME: FIRST TRYON SECURITIES LLC DATE OF NAME CHANGE: 20000101 FORMER COMPANY: FORMER CONFORMED NAME: FIRST COMMERCE SECURITIES LLC /BD DATE OF NAME CHANGE: 19961001 FORMER COMPANY: FORMER CONFORMED NAME: BRUNNEMER & CO /BD DATE OF NAME CHANGE: 19960927 MA-I/A 1 primary_doc.xml MA-I/A 0000201843 XXXXXXXX Tracy Truchon 704-926-2445 tracy@firsttryon.com kenmcmanus@alternativereg.com Y 0000201843-21-000009 N Brandon Tyler DeCoste 6985956 N 1 0000201843 FIRST TRYON SECURITIES, LLC First Tryon Securities LLC dba First Tryon Advisors 03-15-2021 N 867-00707 LOCATED SUPERVISED 03-15-2021 1355 GREENWOOD CLIFF SUITE 401 CHARLOTTE NC 28204 03-2021 First Tryon Securities LLC Charlotte NC 28204 Y Y Associate 02-2021 02-2021 Unemployed Charlotte NC 28202 N N Unemployed 07-2018 01-2021 Davenport & Company LLC Charlotte NC 28246 Y Y AVP 06-2014 06-2018 Wake Forest University Winston Salem NC 27109 N N College Student 02-2011 05-2014 Plymouth South Plymouth MA 02360 N N student N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 12-01-2022 Kimberly McManus President, Alternative Regulatory Solutions LLC