0000201843-22-000010.txt : 20221201
0000201843-22-000010.hdr.sgml : 20221201
20221201164651
ACCESSION NUMBER: 0000201843-22-000010
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
LOVINS,GREGORY,M,
FILED AS OF DATE: 20221201
DATE AS OF CHANGE: 20221201
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FIRST TRYON SECURITIES, LLC
CENTRAL INDEX KEY: 0000201843
IRS NUMBER: 561986792
STATE OF INCORPORATION: NC
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-03301
FILM NUMBER: 221439349
BUSINESS ADDRESS:
STREET 1: 6101 CARNEGIE BLVD
STREET 2: #210
CITY: CHARLOTTE
STATE: NC
ZIP: 28209
BUSINESS PHONE: 7049262445
MAIL ADDRESS:
STREET 1: 6101 CARNEGIE BLVD
STREET 2: #210
CITY: CHARLOTTE
STATE: NC
ZIP: 28209
FORMER COMPANY:
FORMER CONFORMED NAME: FIRST TRYON SECURITIES LLC
DATE OF NAME CHANGE: 20000101
FORMER COMPANY:
FORMER CONFORMED NAME: FIRST COMMERCE SECURITIES LLC /BD
DATE OF NAME CHANGE: 19961001
FORMER COMPANY:
FORMER CONFORMED NAME: BRUNNEMER & CO /BD
DATE OF NAME CHANGE: 19960927
MA-I/A
1
primary_doc.xml
MA-I/A
0000201843
XXXXXXXX
Tracy Truchon
704-926-2445
tracy@firsttryon.com
kenmcmanus@alternativereg.com
Y
0000201843-22-000003
N
Gregory
M
Lovins
7050525
N
1
0000201843
FIRST TRYON SECURITIES, LLC
First Tryon Advisors
10-26-2018
N
867-00707
SUPERVISED
10-26-2018
LOCATED
10-26-2018
10-2018
First Tryon Advisors
Charlotte
NC
28204
Y
Y
Director
04-2016
09-2018
Lander University
Greenwood
SC
29649
N
N
President
10-1998
03-2016
Appalachian State University
Boone
NC
28608
N
N
Vice President
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
12-01-2022
Kimberly McManus
President, Alternative Regulatory Solutions LLC