0000201843-22-000008.txt : 20220913
0000201843-22-000008.hdr.sgml : 20220913
20220913094926
ACCESSION NUMBER: 0000201843-22-000008
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
DRUMMOND,KRISTIN,ERIN,
FILED AS OF DATE: 20220912
DATE AS OF CHANGE: 20220913
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FIRST TRYON SECURITIES, LLC
CENTRAL INDEX KEY: 0000201843
IRS NUMBER: 561986792
STATE OF INCORPORATION: NC
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-03301
FILM NUMBER: 221239902
BUSINESS ADDRESS:
STREET 1: 6101 CARNEGIE BLVD
STREET 2: #210
CITY: CHARLOTTE
STATE: NC
ZIP: 28209
BUSINESS PHONE: 7049262445
MAIL ADDRESS:
STREET 1: 6101 CARNEGIE BLVD
STREET 2: #210
CITY: CHARLOTTE
STATE: NC
ZIP: 28209
FORMER COMPANY:
FORMER CONFORMED NAME: FIRST TRYON SECURITIES LLC
DATE OF NAME CHANGE: 20000101
FORMER COMPANY:
FORMER CONFORMED NAME: FIRST COMMERCE SECURITIES LLC /BD
DATE OF NAME CHANGE: 19961001
FORMER COMPANY:
FORMER CONFORMED NAME: BRUNNEMER & CO /BD
DATE OF NAME CHANGE: 19960927
MA-I/A
1
primary_doc.xml
MA-I/A
0000201843
XXXXXXXX
Tracy Truchon
704-995-4124
tracy@firsttryon.com
wgoldsmith@firsttryon.com
N
0000201843-19-000013
Y
Kristin
Erin
Drummond
4439937
N
1
0000201843
FIRST TRYON SECURITIES, LLC
First Tryon Securities LLC dba First Tryon Advisors
10-07-2019
N
867-00707
SUPERVISED
10-07-2019
LOCATED
10-07-2019
Kristin
E
Kilker
10-2019
First Tryon Securities LLC
Charlotte
NC
28204
Y
Y
Director
06-2019
09-2019
Unemployed
Sterling
VA
20165
N
N
Unemployed
10-2006
05-2019
Wells Fargo Securities LLC
Charlotte
NC
28282
Y
Y
Vice President
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
09-12-2022
Tracy Truchon
Chief Compliance Officer