0000201843-22-000008.txt : 20220913 0000201843-22-000008.hdr.sgml : 20220913 20220913094926 ACCESSION NUMBER: 0000201843-22-000008 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 DRUMMOND,KRISTIN,ERIN, FILED AS OF DATE: 20220912 DATE AS OF CHANGE: 20220913 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST TRYON SECURITIES, LLC CENTRAL INDEX KEY: 0000201843 IRS NUMBER: 561986792 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-03301 FILM NUMBER: 221239902 BUSINESS ADDRESS: STREET 1: 6101 CARNEGIE BLVD STREET 2: #210 CITY: CHARLOTTE STATE: NC ZIP: 28209 BUSINESS PHONE: 7049262445 MAIL ADDRESS: STREET 1: 6101 CARNEGIE BLVD STREET 2: #210 CITY: CHARLOTTE STATE: NC ZIP: 28209 FORMER COMPANY: FORMER CONFORMED NAME: FIRST TRYON SECURITIES LLC DATE OF NAME CHANGE: 20000101 FORMER COMPANY: FORMER CONFORMED NAME: FIRST COMMERCE SECURITIES LLC /BD DATE OF NAME CHANGE: 19961001 FORMER COMPANY: FORMER CONFORMED NAME: BRUNNEMER & CO /BD DATE OF NAME CHANGE: 19960927 MA-I/A 1 primary_doc.xml MA-I/A 0000201843 XXXXXXXX Tracy Truchon 704-995-4124 tracy@firsttryon.com wgoldsmith@firsttryon.com N 0000201843-19-000013 Y Kristin Erin Drummond 4439937 N 1 0000201843 FIRST TRYON SECURITIES, LLC First Tryon Securities LLC dba First Tryon Advisors 10-07-2019 N 867-00707 SUPERVISED 10-07-2019 LOCATED 10-07-2019 Kristin E Kilker 10-2019 First Tryon Securities LLC Charlotte NC 28204 Y Y Director 06-2019 09-2019 Unemployed Sterling VA 20165 N N Unemployed 10-2006 05-2019 Wells Fargo Securities LLC Charlotte NC 28282 Y Y Vice President N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 09-12-2022 Tracy Truchon Chief Compliance Officer