0000201843-22-000003.txt : 20220325 0000201843-22-000003.hdr.sgml : 20220325 20220325092109 ACCESSION NUMBER: 0000201843-22-000003 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 LOVINS,GREGORY,M, FILED AS OF DATE: 20220324 DATE AS OF CHANGE: 20220325 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST TRYON SECURITIES, LLC CENTRAL INDEX KEY: 0000201843 IRS NUMBER: 561986792 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-03301 FILM NUMBER: 22768523 BUSINESS ADDRESS: STREET 1: 6101 CARNEGIE BLVD STREET 2: #210 CITY: CHARLOTTE STATE: NC ZIP: 28209 BUSINESS PHONE: 7049262445 MAIL ADDRESS: STREET 1: 6101 CARNEGIE BLVD STREET 2: #210 CITY: CHARLOTTE STATE: NC ZIP: 28209 FORMER COMPANY: FORMER CONFORMED NAME: FIRST TRYON SECURITIES LLC DATE OF NAME CHANGE: 20000101 FORMER COMPANY: FORMER CONFORMED NAME: FIRST COMMERCE SECURITIES LLC /BD DATE OF NAME CHANGE: 19961001 FORMER COMPANY: FORMER CONFORMED NAME: BRUNNEMER & CO /BD DATE OF NAME CHANGE: 19960927 MA-I/A 1 primary_doc.xml MA-I/A 0000201843 XXXXXXXX Tracy Truchon 704-926-2445 tracy@firsttryon.com N N Gregory M Lovins 7050525 N 1 0000201843 FIRST TRYON SECURITIES, LLC First Tryon Advisors 10-26-2018 N 867-00707 SUPERVISED 10-26-2018 LOCATED 10-26-2018 10-2018 First Tryon Advisors Charlotte NC 28204 Y Y Director 04-2016 09-2018 Lander University Greenwood SC 29649 N N President 10-1998 03-2016 Appalachian State University Boone NC 28608 N N Vice President Y 03-2022 Fayetteville State University 1200 Murchison Rd Fayetteville NC 28301 N N Higher Education Facility Interim Chief Financial Officer 120 Chief Financial and Business Officer for FSU N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 03-24-2022 Tracy Truchon Chief Compliance Officer